UBS Group AG
- SEC CIK
- 0001610520
- 最新申報
- 2026/8/13
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/2/14 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 9,337
- 較 2021 年第 3 季 +753
- 總值
- $2,541 億
- 較 2021 年第 3 季 +$148.1 億 (+6.2%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| PAVmed Inc.70387R122 | *W EXP 04/30/202 | 1,135 | $2,000 | <0.1% | −1,942−63.1% | 減碼 | – |
| Pershing Square Tontine Hldg71531R117 | *W EXP 07/24/202 | 1,554 | $2,000 | <0.1% | −18,823−92.4% | 減碼 | – |
| IPDNProfessional Diversity Network, Inc. | COM NEW | 2,531 | $2,000 | <0.1% | −1,606−38.8% | 減碼 | 歷史 |
| ProShares Tr74348A376 | SHRT SMALLCAP60 | 100 | $2,000 | <0.1% | −2,771−96.5% | 減碼 | – |
| ProShares Tr74348A459 | ULTSHT MSCI JAP | 178 | $2,000 | <0.1% | +178 | 新進 | – |
| Reliance Global Group, Inc.75946W116 | *W EXP 02/01/202 | 1,559 | $2,000 | <0.1% | −1,710−52.3% | 減碼 | – |
| Rosecliff Acquisition Corp I77732R111 | *W EXP 02/11/202 | 2,015 | $2,000 | <0.1% | +1,537+321.5% | 加碼 | – |
| SOC Telemed, Inc.78472F119 | *W EXP 11/30/202 | 16,410 | $2,000 | <0.1% | +16,410 | 新進 | – |
| SFESSafeguard Scientifics Inc | COM NEW | 218 | $2,000 | <0.1% | 00.0% | 不變 | 歷史 |
| Senior Connect Acquisitn Cor81723H108 | COM CL A | 255 | $2,000 | <0.1% | −1,777−87.5% | 減碼 | – |
| Star Equity Holdings, Inc.85513Q103 | COM | 982 | $2,000 | <0.1% | +862+718.3% | 加碼 | – |
| Thayer Ventures Acqu Corp88332T118 | *W EXP 01/01/203 | 2,441 | $2,000 | <0.1% | 00.0% | 不變 | – |
| NCTYThe9 LTD | SPON ADS NEW | 320 | $2,000 | <0.1% | +125+64.1% | 加碼 | 歷史 |
| Tidewater Inc88642R117 | *W EXP 07/31/202 | 4,067 | $2,000 | <0.1% | +3,958+3,631.2% | 加碼 | – |
| Tidewater Inc88642R174 | *W EXP 11/24/202 | 9,047 | $2,000 | <0.1% | −205−2.2% | 減碼 | – |
| TCToken Cat Ltd | ADS NEW | 669 | $2,000 | <0.1% | −3,459−83.8% | 減碼 | 歷史 |
| Two RDS Shared Tr90214Q733 | ANFIELD US EQU | 139 | $2,000 | <0.1% | −815−85.4% | 減碼 | – |
| Viveon Health Acquisition Co92853V114 | *W EXP 99/99/999 | 8,626 | $2,000 | <0.1% | +6,600+325.8% | 加碼 | – |
| Xenetic Biosciences, Inc.984015131 | *W EXP 07/19/202 | 1,476 | $2,000 | <0.1% | −12−0.8% | 減碼 | – |
| XFORX4 Pharmaceuticals, Inc | COM | 668 | $2,000 | <0.1% | +668 | 新進 | 歷史 |
| KAKineta, Inc. | COM | 738 | $2,000 | <0.1% | −424−36.5% | 減碼 | 歷史 |
| Agba Acquisition LtdG0120M109 | SHS | 142 | $2,000 | <0.1% | +142 | 新進 | – |
| Biotech Acquisition CompanyG1125A116 | *W EXP 11/30/202 | 2,674 | $2,000 | <0.1% | +2,674 | 新進 | – |
| Brilliant Acquisition CorpG1643W103 | UNIT 12/31/2020 | 186 | $2,000 | <0.1% | 00.0% | 不變 | – |
| Eucrates Biomedical Acqu CorG3141W114 | UNIT 10/23/2027 | 199 | $2,000 | <0.1% | −1,209−85.9% | 減碼 | – |
| CC Neuberger Prin Hldgs IIG3166T111 | *W EXP 07/29/202 | 1,119 | $2,000 | <0.1% | −3,786−77.2% | 減碼 | – |
| HPX Corp.G32219126 | *W EXP 07/14/202 | 4,120 | $2,000 | <0.1% | +4,120 | 新進 | – |
| Genius Sports LtdG3934V117 | COM | 1,118 | $2,000 | <0.1% | +1,118 | 新進 | – |
| H.I.G. Acquisition Corp.G44898115 | UNIT 99/99/9999 | 194 | $2,000 | <0.1% | 00.0% | 不變 | – |
| Levere Holdings Corp.G5462L114 | UNIT 03/09/2026 | 200 | $2,000 | <0.1% | 00.0% | 不變 | – |
| Powered BrandsG7209M116 | *W EXP 01/07/202 | 3,307 | $2,000 | <0.1% | −10,440−75.9% | 減碼 | – |
| Sarissa Capital Acquisitn CoG7823W102 | CL A | 163 | $2,000 | <0.1% | −1,428−89.8% | 減碼 | – |
| Sarissa Capital Acquisitn CoG7823W110 | *W EXP 10/23/202 | 2,503 | $2,000 | <0.1% | −50−2.0% | 減碼 | – |
| Check Cap LtdM2361E203 | SHS | 2,531 | $2,000 | <0.1% | −49,593−95.1% | 減碼 | – |
| Pyxis Tankers Inc.Y71726122 | *W EXP 09/15/202 | 14,111 | $2,000 | <0.1% | +13,911+6,955.5% | 加碼 | – |
| ATIPATI Physical Therapy, Inc. | COM CL A | 603 | $2,000 | <0.1% | +603 | 新進 | 歷史 |
| Advisorshares Tr00768Y396 | HOTEL ETF | 94 | $2,000 | <0.1% | +94 | 新進 | – |
| RMCOWRoyalty Management Holding Corp | *W EXP 05/28/202 | 3,970 | $2,000 | <0.1% | +3,200+415.6% | 加碼 | 歷史 |
| CareMax, Inc.14171W111 | *W EXP 06/08/202 | 1,717 | $2,000 | <0.1% | −3−0.2% | 減碼 | – |
| DALNDallasNews Corp | COM SER A | 297 | $2,000 | <0.1% | −3,790−92.7% | 減碼 | 歷史 |
| First Reserve Sustainable GW336169115 | *W EXP 03/05/202 | 2,458 | $2,000 | <0.1% | +2,458 | 新進 | – |
| SOCSable Offshore Corp. | COM CL A | 157 | $2,000 | <0.1% | +157 | 新進 | 歷史 |
| Forest Road Acquisition Cor34619V111 | *W EXP 01/15/202 | 2,433 | $2,000 | <0.1% | +1,382+131.5% | 加碼 | – |
| Gores Technology Partners IN382870111 | *W EXP 03/16/202 | 1,804 | $2,000 | <0.1% | +496+37.9% | 加碼 | – |
| Interprivate II Acquisition46064Q116 | *W EXP 09/03/202 | 2,231 | $2,000 | <0.1% | +1,965+738.7% | 加碼 | – |
| MIROMiromatrix Medical Inc. | COM | 352 | $2,000 | <0.1% | +227+181.6% | 加碼 | 歷史 |
| Nomad Rty Co Ltd F65532M606 | FOREIGN CANADIAN | 213 | $2,000 | <0.1% | +213 | 新進 | – |
| Northern Lights Acquisitn Co66538L204 | UNIT 11/01/2027 | 217 | $2,000 | <0.1% | +8+3.8% | 加碼 | – |
| RXR Acquisition Corp74981W115 | *W EXP 03/08/202 | 3,354 | $2,000 | <0.1% | +400+13.5% | 加碼 | – |
| Spinnaker ETF Series84858T509 | TRAJAN WEALTH | 240 | $2,000 | <0.1% | +240 | 新進 | – |
| Troika Media Group, Inc.89689F115 | *W EXP 04/13/202 | 10,097 | $2,000 | <0.1% | −7,158−41.5% | 減碼 | – |
| Twelve Seas Investment Co. II90118T114 | *W EXP 03/02/202 | 3,570 | $2,000 | <0.1% | 00.0% | 不變 | – |
| UpHealth, Inc.91532B119 | *W EXP 06/08/202 | 7,526 | $2,000 | <0.1% | +7,526 | 新進 | – |
| Ushg Acquisition Corp91748P100 | COM CL A | 225 | $2,000 | <0.1% | +40+21.6% | 加碼 | – |
| WisdomTree Tr97717Y626 | ALTRNTVE INCM FD | 81 | $2,000 | <0.1% | +33+68.8% | 加碼 | – |
| Apollo Strategic GRWT CPTL IG0412A128 | *W EXP 02/12/202 | 2,059 | $2,000 | <0.1% | 00.0% | 不變 | – |
| European Biotech Acqutn CorpG3167F102 | CLASS A ORD SHS | 169 | $2,000 | <0.1% | 00.0% | 不變 | – |
| MSD Acquisition Corp.G5709C125 | *W EXP 03/25/202 | 1,472 | $2,000 | <0.1% | +1,472 | 新進 | – |
| Warburg Pincus Captal Corp IG9460M124 | *W EXP 99/99/999 | 1,599 | $2,000 | <0.1% | +299+23.0% | 加碼 | – |
| VLATValor Latitude Acquisition Corp. | CLASS A ORD SHS | 206 | $2,000 | <0.1% | 00.0% | 不變 | 歷史 |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 176 | $2,000 | <0.1% | +176 | 新進 | 歷史 |
| Enjoy Technology29335V114 | EQUITY WRT | 3,860 | $2,000 | <0.1% | +3,860 | 新進 | – |
| Good WKS II Acquisition Corp38216G112 | *W EXP 02/01/202 | 4,015 | $2,000 | <0.1% | +1,400+53.5% | 加碼 | – |
| ProShares Tr74347G481 | S&P KENSHO SMRT | 49 | $2,000 | <0.1% | +49 | 新進 | – |
| RBB FD Inc74933W742 | DRIVEWEALTH POWR | 97 | $2,000 | <0.1% | −3−3.0% | 減碼 | – |
| Redbox Entertainment Inc-a75724T111 | Warrant / Rights | 1,847 | $2,000 | <0.1% | +1,847 | 新進 | – |
| Ssga Active Tr78470P804 | SPDR LOOMIS SAYL | 62 | $2,000 | <0.1% | +62 | 新進 | – |
| SEMA4 Holdings Corp81663L119 | *W EXP 07/22/202 | 2,222 | $2,000 | <0.1% | −8,998−80.2% | 減碼 | – |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | 3,780 | $2,000 | <0.1% | +3,780 | 新進 | – |
| Sierra Lake Acquisition Corp.826332207 | UNIT 03/31/2028 | 249 | $2,000 | <0.1% | 00.0% | 不變 | – |
| Corsair Partnering CorpG2540H108 | SHS CL A | 216 | $2,000 | <0.1% | +121+127.4% | 加碼 | – |
| Nexters IncG6529J118 | *W EXP 08/26/202 | 2,973 | $2,000 | <0.1% | +2,973 | 新進 | – |
| Soar Technology Acquisn CorpG82472104 | UNIT 99/99/9999 | 163 | $2,000 | <0.1% | +163 | 新進 | – |
| Freyr BatteryL4135L118 | *W EXP 10/31/202 | 533 | $2,000 | <0.1% | −1,999−78.9% | 減碼 | – |
| Cellebrite DI Ltd.M2197Q115 | *W EXP 08/30/202 | 1,265 | $2,000 | <0.1% | +1,265 | 新進 | – |
| Blockchain Moon Acquisitn Co09370F208 | UNIT 10/14/2026 | 149 | $2,000 | <0.1% | +149 | 新進 | – |
| Collaborative Investmnt Ser19423L623 | MOHR GROWTH ETF | 99 | $2,000 | <0.1% | +99 | 新進 | – |
| DTRT Health Acquisition Corp23344T103 | COM CL A | 223 | $2,000 | <0.1% | +223 | 新進 | – |
| Fathom Digital Mfg Corp31189Y111 | *W EXP 12/22/202 | 1,962 | $2,000 | <0.1% | +1,962 | 新進 | – |
| Fidelity Covington Trust316092220 | ELEC VEHS & FUTR | 84 | $2,000 | <0.1% | +84 | 新進 | – |
| Generation Income Pptys Inc37149D113 | *W EXP 09/03/202 | 7,335 | $2,000 | <0.1% | +7,335 | 新進 | – |
| Gigcapital 5 Inc37519U117 | *W EXP 99/99/999 | 4,550 | $2,000 | <0.1% | +4,550 | 新進 | – |
| Lava Medtech Acquisition Cor519345201 | UNIT 10/21/2026 | 181 | $2,000 | <0.1% | +181 | 新進 | – |
| Listed FD Tr53656F359 | ROUNDHILL IO DIG | 115 | $2,000 | <0.1% | +115 | 新進 | – |
| PRDSPardes Biosciences, Inc. | COM | 150 | $2,000 | <0.1% | +150 | 新進 | 歷史 |
| XRTXXORTX Therapeutics Inc. | COM NEW | 1,112 | $2,000 | <0.1% | +1,112 | 新進 | 歷史 |
| Afternext Healthtech AcquisiG01109126 | *W EXP 99/99/999 | 3,055 | $2,000 | <0.1% | +3,055 | 新進 | – |
| Babylon Hldgs LtdG07031118 | *W EXP 10/21/202 | 2,360 | $2,000 | <0.1% | +2,360 | 新進 | – |
| SDCL EDGE Acquisition CorpG79471101 | CL A ORD SHS | 200 | $2,000 | <0.1% | +200 | 新進 | – |
| SILVERspac Inc.G8136V104 | CLASS A ORD | 200 | $2,000 | <0.1% | +200 | 新進 | – |
| GoGreen Investments CorpG9461B119 | *W EXP 05/31/202 | 4,900 | $2,000 | <0.1% | +4,900 | 新進 | – |
| Worldwide Webb Acquisition CG97775103 | CLASS A ORD SHS | 186 | $2,000 | <0.1% | +186 | 新進 | – |
| VanEck ETF Trust92189F460 | CEF MUNI INCOME | 101 | $3,000 | <0.1% | −2,699−96.4% | 減碼 | – |
| J P Morgan Exchange Traded F46641Q852 | INTL BD OPP ETF | 57 | $3,000 | <0.1% | +57 | 新進 | – |
| Invesco Exch Traded FD Tr II46138E586 | KBW PPTY CASUT | 35 | $3,000 | <0.1% | −2,702−98.7% | 減碼 | – |
| Legg Mason ETF Invt524682309 | FRAN CLE ENH ETF | 64 | $3,000 | <0.1% | +59+1,180.0% | 加碼 | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 48 | $3,000 | <0.1% | +48 | 新進 | – |
| American Centy ETF Tr025072505 | DIVERSIFIED MU | 63 | $3,000 | <0.1% | +63 | 新進 | – |
| Etfis Ser Tr I26923G822 | VIRTUS INFRCAP | 100 | $3,000 | <0.1% | +100 | 新進 | – |
| Franklin Templeton ETF Tr35473P488 | US TREAS BD ETF | 114 | $3,000 | <0.1% | +114 | 新進 | – |
選擇權（711 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
依市值列出前 100 檔，共 711 檔。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $52.8 億 | $17.3 億 |
| SPYSPDR S&P 500 ETF Trust | ETF | $45.4 億 | $12.0 億 |
| iShares Russell 2000 ETF464287655 | ETF | $19.6 億 | $18.6 億 |
| AAPLApple Inc. | Stock | $23.6 億 | $7.13 億 |
| Invesco QQQ Trust Series I46090E103 | ETF | $19.8 億 | $10.6 億 |
| NVDANVIDIA Corp | Stock | $21.5 億 | $7.04 億 |
| AMZNAmazon Com Inc | Stock | $19.4 億 | $7.88 億 |
| MSFTMicrosoft Corp | Stock | $15.0 億 | $4.87 億 |
| AMDAdvanced Micro Devices Inc | Stock | $14.0 億 | $4.59 億 |
| iShares Tr464287234 | MSCI EMG MKT ETF | $10.0 億 | $8.29 億 |
| NFLXNetflix Inc | Stock | $13.5 億 | $3.23 億 |
| BACBank of America Corp | Stock | $12.2 億 | $3.02 億 |
| GLDSPDR Gold Trust | ETF | $8.31 億 | $6.14 億 |
| iShares Tr464288513 | IBOXX HI YD ETF | $11.4 億 | $6,743 萬 |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $6.47 億 | $5.08 億 |
| MUMicron Technology Inc | Stock | $8.72 億 | $1.82 億 |
| BABAAlibaba Group Holding Ltd | ADR | $4.57 億 | $5.87 億 |
| METAMeta Platforms, Inc. | Stock | $8.06 億 | $2.27 億 |
| CCitigroup Inc | Stock | $8.23 億 | $1.99 億 |
| AVGOBroadcom Inc. | Stock | $7.45 億 | $2.62 億 |
| JPMJPMorgan Chase & Co | Stock | $7.96 億 | $1.63 億 |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $7.86 億 | $1.62 億 |
| iShares Tips Bond ETF464287176 | ETF | $8.46 億 | $6,460 萬 |
| MSMorgan Stanley | Stock | $7.48 億 | $6,419 萬 |
| XYZBlock, Inc. | CL A | $6.57 億 | $1.40 億 |
| QCOMQualcomm Inc | Stock | $6.13 億 | $1.78 億 |
| CRMSalesforce, Inc. | Stock | $5.35 億 | $2.38 億 |
| GOOGLAlphabet Inc. | Stock | $4.58 億 | $1.71 億 |
| iShares Tr464287432 | 20 YR TR BD ETF | $3.00 億 | $3.13 億 |
| PYPLPayPal Holdings, Inc. | Stock | $4.45 億 | $1.61 億 |
| CSCOCisco Systems, Inc. | Stock | $4.58 億 | $1.37 億 |
| UBERUber Technologies, Inc | Stock | $3.83 億 | $2.09 億 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $3.43 億 | $2.31 億 |
| SHOPShopify Inc. | Stock | $4.81 億 | $8,650 萬 |
| LOGILogitech International S.A. | SHS | $4,860 萬 | $5.01 億 |
| INTCIntel Corp | Stock | $3.95 億 | $1.49 億 |
| GOOGAlphabet Inc. | Stock | $3.49 億 | $1.96 億 |
| ABBVAbbVie Inc. | Stock | $3.49 億 | $1.87 億 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $2.69 億 | $2.64 億 |
| DISWalt Disney Co | Stock | $2.92 億 | $1.99 億 |
| ADBEAdobe Inc. | Stock | $3.59 億 | $1.28 億 |
| PFEPfizer Inc | Stock | $3.40 億 | $1.33 億 |
| GEGeneral Electric Co | Stock | $4.42 億 | $2,511 萬 |
| TGTTarget Corp | Stock | $3.22 億 | $1.44 億 |
| iShares MSCI Eafe ETF464287465 | ETF | $3.21 億 | $1.37 億 |
| HDHome Depot, Inc. | Stock | $3.61 億 | $8,126 萬 |
| NEENextera Energy Inc | Stock | $2.91 億 | $1.47 億 |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $3.00 億 | $1.29 億 |
| IBMInternational Business Machines Corp | Stock | $2.60 億 | $1.67 億 |
| CVSCVS Health Corp | Stock | $3.01 億 | $9,451 萬 |
| iShares Tr464287515 | EXPANDED TECH | $1,551 萬 | $3.78 億 |
| GSGoldman Sachs Group Inc | Stock | $3.61 億 | $3,183 萬 |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $1.20 億 | $2.65 億 |
| BABoeing Co | Stock | $2.71 億 | $1.06 億 |
| HALHalliburton Co | Stock | $3.02 億 | $7,327 萬 |
| GMGeneral Motors Co | COM | $2.90 億 | $8,251 萬 |
| COPConocoPhillips | Stock | $2.13 億 | $1.50 億 |
| LOWLowes Companies Inc | Stock | $2.44 億 | $1.19 億 |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $2.26 億 | $1.34 億 |
| iShares Inc464286400 | MSCI BRAZIL ETF | $1.44 億 | $2.15 億 |
| EXPEExpedia Group, Inc. | Stock | $9,649 萬 | $2.55 億 |
| FCXFreeport-McMoran Inc | Stock | $2.73 億 | $7,229 萬 |
| TWTRTwitter, Inc. | COM | $3.26 億 | $1,617 萬 |
| SBUXStarbucks Corp | Stock | $2.49 億 | $9,215 萬 |
| CVXChevron Corp | Stock | $2.53 億 | $8,362 萬 |
| UNHUnitedHealth Group Inc | Stock | $2.73 億 | $6,066 萬 |
| NKENIKE, Inc. | Stock | $2.65 億 | $6,741 萬 |
| VVisa Inc. | Stock | $2.60 億 | $6,949 萬 |
| WFCWells Fargo & Company | Stock | $3.05 億 | $2,249 萬 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $2.60 億 | $5,873 萬 |
| CRWDCrowdStrike Holdings, Inc. | Stock | $2.82 億 | $3,589 萬 |
| ZMZoom Communications, Inc. | Stock | $2.66 億 | $4,909 萬 |
| iShares Tr464287184 | CHINA LG-CAP ETF | $2.19 億 | $9,340 萬 |
| MAMastercard Inc | Stock | $1.62 億 | $1.44 億 |
| AXPAmerican Express Co | Stock | $2.33 億 | $6,883 萬 |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $2.18 億 | $7,132 萬 |
| SLViShares Silver Trust | ETF | $1.53 億 | $1.32 億 |
| BLKBlackRock, Inc. | COM | $2.18 億 | $6,189 萬 |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $1.07 億 | $1.67 億 |
| DOCUDocuSign, Inc. | Stock | $1.93 億 | $5,756 萬 |
| ORCLOracle Corp | Stock | $1.74 億 | $7,650 萬 |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $1.54 億 | $9,019 萬 |
| NOWServiceNow, Inc. | Stock | $1.44 億 | $9,902 萬 |
| WBAWalgreens Boots Alliance, Inc. | COM | $1.48 億 | $8,052 萬 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $9,440 萬 | $1.31 億 |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $7,860 萬 | $1.44 億 |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $2.18 億 | – |
| ALCAlcon Inc | Stock | $2,823 萬 | $1.89 億 |
| PINSPinterest, Inc. | CL A | $4,449 萬 | $1.72 億 |
| iShares Tr464288257 | MSCI ACWI ETF | – | $2.14 億 |
| METMetlife Inc | Stock | $1.72 億 | $4,068 萬 |
| DOWDow Inc. | Stock | $1.54 億 | $5,587 萬 |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $1.71 億 | $3,909 萬 |
| TDOCTeladoc Health, Inc. | COM | $1.78 億 | $3,111 萬 |
| CMGChipotle Mexican Grill Inc | COM | $1.37 億 | $6,713 萬 |
| CMCSAComcast Corp | Stock | $1.30 億 | $7,148 萬 |
| ALGNAlign Technology Inc | COM | $2,083 萬 | $1.80 億 |
| GILDGilead Sciences, Inc. | Stock | $1.39 億 | $6,162 萬 |
| AAAlcoa Corp | Stock | $1.46 億 | $5,419 萬 |
| FFord Motor Co | Stock | $1.46 億 | $4,752 萬 |
2021 年第 3 季之後清倉（801 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
依上一季市值列出前 100 檔，共 801 檔。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $8,192 萬 | <0.1% | 歷史 |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $4,069 萬 | <0.1% | 歷史 |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $3,942 萬 | <0.1% | 歷史 |
| VERVEREIT, Inc. | COM | 693,584 | $3,137 萬 | <0.1% | 歷史 |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $3,094 萬 | <0.1% | 歷史 |
| PPDPPD, Inc. | COM | 660,171 | $3,089 萬 | <0.1% | 歷史 |
| XECCimarex Energy Co | COM | 283,702 | $2,474 萬 | <0.1% | 歷史 |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $2,220 萬 | <0.1% | 歷史 |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $1,970 萬 | <0.1% | 歷史 |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $1,970 萬 | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $1,843 萬 | <0.1% | 歷史 |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $1,423 萬 | <0.1% | 歷史 |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $1,121 萬 | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $1,079 萬 | <0.1% | 歷史 |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $957.7 萬 | <0.1% | 歷史 |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $779.1 萬 | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $597.9 萬 | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $558.9 萬 | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $547.0 萬 | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $499.8 萬 | <0.1% | 歷史 |
| CVACovanta Holding Corp | COM | 231,154 | $465.0 萬 | <0.1% | 歷史 |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $454.1 萬 | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $421.5 萬 | <0.1% | 歷史 |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $418.6 萬 | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $410.1 萬 | <0.1% | 歷史 |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $408.4 萬 | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $346.4 萬 | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $332.9 萬 | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $307.5 萬 | <0.1% | 歷史 |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $287.7 萬 | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $270.1 萬 | <0.1% | 歷史 |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $248.3 萬 | <0.1% | 歷史 |
| UFSDomtar CORP | COM NEW | 44,294 | $241.6 萬 | <0.1% | 歷史 |
| CLDRCloudera, Inc. | COM | 149,782 | $239.2 萬 | <0.1% | 歷史 |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $232.6 萬 | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $209.9 萬 | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $205.6 萬 | <0.1% | 歷史 |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $204.6 萬 | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $187.6 萬 | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $178.5 萬 | <0.1% | 歷史 |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $163.8 萬 | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $157.6 萬 | <0.1% | 歷史 |
| STMPStamps.com Inc | COM NEW | 3,904 | $128.7 萬 | <0.1% | 歷史 |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $109.1 萬 | <0.1% | 歷史 |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $92.8 萬 | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $85.2 萬 | <0.1% | 歷史 |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $75.9 萬 | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $61.7 萬 | <0.1% | 歷史 |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $60.1 萬 | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $54.4 萬 | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $54.1 萬 | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $53.2 萬 | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $50.4 萬 | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $48.1 萬 | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $45.8 萬 | <0.1% | 歷史 |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $40.2 萬 | <0.1% | 歷史 |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $40.2 萬 | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $36.8 萬 | <0.1% | 歷史 |
| JMPJMP Group LLC | COM | 47,125 | $35.2 萬 | <0.1% | 歷史 |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $34.6 萬 | <0.1% | 歷史 |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $34.6 萬 | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $30.3 萬 | <0.1% | 歷史 |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $28.5 萬 | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $26.6 萬 | <0.1% | 歷史 |
| VEIVine Energy Inc. | CL A | 15,061 | $24.8 萬 | <0.1% | 歷史 |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $23.6 萬 | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $22.0 萬 | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $21.0 萬 | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $20.4 萬 | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $19.5 萬 | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $19.3 萬 | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $18.0 萬 | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $17.6 萬 | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $17.3 萬 | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $17.1 萬 | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $16.6 萬 | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $15.4 萬 | <0.1% | 歷史 |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $14.6 萬 | <0.1% | 歷史 |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $13.9 萬 | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $12.9 萬 | <0.1% | 歷史 |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $12.8 萬 | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $12.1 萬 | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $11.9 萬 | <0.1% | 歷史 |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $11.8 萬 | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $11.8 萬 | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $11.1 萬 | <0.1% | 歷史 |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $11.0 萬 | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $9.20 萬 | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $8.20 萬 | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $8.20 萬 | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $8.00 萬 | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $7.80 萬 | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $7.80 萬 | <0.1% | 歷史 |
| Barclays BK PLC06746P464 | FUND | 1,255 | $7.70 萬 | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $7.60 萬 | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $7.60 萬 | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $7.50 萬 | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $7.40 萬 | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $7.10 萬 | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $6.70 萬 | <0.1% | – |