跳到主要內容

Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/2/13 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
1,782
較 2023 年第 3 季 +92
總值
$72.2 億
較 2023 年第 3 季 +$8.16 億 (+12.7%)
申報日
2024/2/13
SEC
Cetera Advisors LLC 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
KOCoca Cola CoStock262,164$1,545 萬0.2%+2,925+1.1%加碼歷史
First Tr Exchng Traded FD VI33740U737FT VEST US EQT463,546$1,531 萬0.2%+29,622+6.8%加碼–
PEPPepsiCo IncStock89,719$1,524 萬0.2%+9,142+11.3%加碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF197,071$1,505 萬0.2%−34,127−14.8%減碼–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY654,331$1,486 萬0.2%+210,549+47.4%加碼–
BABoeing CoStock56,242$1,466 萬0.2%−1,439−2.5%減碼歷史
PIMCO ETF Tr72201R874SHTRM MUN BD ACT290,821$1,455 萬0.2%+29,792+11.4%加碼–
RBB FD Inc74933W452F/M US TREASURY290,392$1,448 萬0.2%+80,918+38.6%加碼–
WisdomTree Tr97717W588US LARGECAP FUND284,199$1,424 萬0.2%−10,656−3.6%減碼–
LOWLowes Companies IncStock63,871$1,421 萬0.2%+1,589+2.6%加碼歷史
MOAltria Group, Inc.Stock349,860$1,411 萬0.2%+7,755+2.3%加碼歷史
iShares Russell Mid-Cap Growth ETF464287481ETF133,412$1,394 萬0.2%+7,077+5.6%加碼–
State Street SPDR S&P Regional Banking ETF78464A698ETF264,744$1,388 萬0.2%−3,316−1.2%減碼–
iShares Tr464288885EAFE GRWTH ETF142,238$1,378 萬0.2%−63,350−30.8%減碼–
PFEPfizer IncStock470,887$1,356 萬0.2%+155,233+49.2%加碼歷史
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD303,185$1,352 萬0.2%+88,729+41.4%加碼–
Pacer Trendpilot US Large Cap ETF69374H105ETF306,414$1,326 萬0.2%−2,472−0.8%減碼–
iShares Russell 2000 Growth ETF464287648ETF52,340$1,320 萬0.2%+1,227+2.4%加碼–
MRKMerck & Co., Inc.Stock120,320$1,312 萬0.2%+1,896+1.6%加碼歷史
ORealty Income CorpREIT223,139$1,281 萬0.2%−5,123−2.2%減碼歷史
iShares Tr464288760US AER DEF ETF98,071$1,242 萬0.2%+11,352+13.1%加碼–
OKEONEOK IncCOM176,655$1,240 萬0.2%−9,928−5.3%減碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF57,216$1,221 萬0.2%+14,807+34.9%加碼–
IBMInternational Business Machines CorpStock74,573$1,220 萬0.2%−292−0.4%減碼歷史
WisdomTree Tr97717Y527FLOATNG RAT TREA241,848$1,215 萬0.2%+8,468+3.6%加碼–
iShares Tr46435G425ESG AWR MSCI USA114,450$1,201 萬0.2%+3,677+3.3%加碼–
PMPhilip Morris International Inc.Stock126,232$1,188 萬0.2%+9,593+8.2%加碼歷史
Legg Mason ETF Invt52468L505FRANKLIN INTL LW423,847$1,172 萬0.2%+35,901+9.3%加碼–
ADBEAdobe Inc.Stock19,566$1,167 萬0.2%+1,445+8.0%加碼歷史
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 130,644$1,155 萬0.2%+6,053+24.6%加碼歷史
VZVerizon Communications IncStock306,087$1,154 萬0.2%+14,230+4.9%加碼歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT283,325$1,151 萬0.2%+4,853+1.7%加碼–
Invesco S&P 500 Quality ETF46137V241ETF212,453$1,149 萬0.2%−22,729−9.7%減碼–
Amplify ETF Tr032108409CWP ENHANCED DIV312,903$1,144 萬0.2%−28,064−8.2%減碼–
NOCNorthrop Grumman CorpStock24,418$1,143 萬0.2%−533−2.1%減碼歷史
Principal Exchange Traded FD74255Y201QUALITY ETF185,790$1,138 萬0.2%+99,795+116.0%加碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF244,945$1,128 萬0.2%+9,382+4.0%加碼–
ETNEaton Corp plcStock46,623$1,123 萬0.2%−4,285−8.4%減碼歷史
Pacer FDS Tr69374H709GLOBL CASH ETF326,926$1,120 萬0.2%+43,270+15.3%加碼–
WMTWalmart Inc.Stock70,970$1,119 萬0.2%+8,470+13.6%加碼歷史
Lattice Strategies Tr518416607HARTFORD MLT DIV418,338$1,118 萬0.2%−16,499−3.8%減碼–
MDYSPDR S&P Midcap 400 ETF TrustETF21,899$1,111 萬0.2%+402+1.9%加碼歷史
iShares S&P 100 ETF464287101ETF49,478$1,105 萬0.2%+31,849+180.7%加碼–
INTCIntel CorpStock218,948$1,100 萬0.2%−6,860−3.0%減碼歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS463,955$1,098 萬0.2%−33,156−6.7%減碼–
First Tr Exchng Traded FD VI33740U844FT VEST U.S311,760$1,095 萬0.2%−14,978−4.6%減碼–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF60,569$1,083 萬0.2%−7,083−10.5%減碼–
TAT&T Inc.Stock629,508$1,056 萬0.1%+14,075+2.3%加碼歷史
iShares Tr46435G474FALN ANGLS USD392,158$1,035 萬0.1%+164,292+72.1%加碼–
iShares Tr46436E7180-3 MTH TREASURY102,919$1,032 萬0.1%+7,051+7.4%加碼–
Two RDS Shared Tr90214Q584CONDCTR GBL EQTY765,400$1,022 萬0.1%−13,609−1.7%減碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF269,829$1,015 萬0.1%−10,596−3.8%減碼–
Schwab International Equity ETF808524805ETF264,647$978.1 萬0.1%−8,886−3.2%減碼–
WisdomTree Tr97717W307US LARGECAP DIVD146,298$971.1 萬0.1%+2,995+2.1%加碼–
TXNTexas Instruments IncStock56,768$967.7 萬0.1%−4,453−7.3%減碼歷史
Pacer Trendpilot 100 ETF69374H303ETF138,144$902.5 萬0.1%+1,009+0.7%加碼–
DISWalt Disney CoStock99,828$901.3 萬0.1%+1,482+1.5%加碼歷史
KMIKinder Morgan, Inc.Stock507,443$895.1 萬0.1%+8,355+1.7%加碼歷史
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF109,499$890.0 萬0.1%+14,459+15.2%加碼–
Franklin Templeton ETF Tr35473P884US MID CP MLTFCT181,766$874.8 萬0.1%+6,401+3.7%加碼–
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 26375,137$867.7 萬0.1%+39,936+11.9%加碼–
ARK Innovation ETF00214Q104ETF165,598$867.2 萬0.1%+67,461+68.7%加碼–
iShares Tr46429B655FLTG RATE NT ETF170,767$864.4 萬0.1%+119,951+236.0%加碼–
CVSCVS Health CorpStock109,333$863.3 萬0.1%−10,728−8.9%減碼歷史
iShares Tr464288687PFD AND INCM SEC275,618$859.7 萬0.1%+6,294+2.3%加碼–
State Street Industrial Select Sector SPDR ETF81369Y704ETF75,310$858.5 萬0.1%+547+0.7%加碼–
Schwab Intermediate-Term US Treasury ETF808524854ETF171,932$854.8 萬0.1%−14,760−7.9%減碼–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF158,662$854.2 萬0.1%−18,788−10.6%減碼–
WisdomTree Tr97717W562US SMALLCAP FUND171,009$852.0 萬0.1%−13,167−7.1%減碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF181,819$847.8 萬0.1%+45,498+33.4%加碼–
NLYAnnaly Capital Management IncREIT437,602$847.6 萬0.1%−37,415−7.9%減碼歷史
ABTAbbott LaboratoriesStock76,191$838.6 萬0.1%+3,040+4.2%加碼歷史
WPCW. P. Carey Inc.COM128,242$831.1 萬0.1%−20,523−13.8%減碼歷史
SOSouthern CoStock118,092$828.1 萬0.1%+3,884+3.4%加碼歷史
ACNAccenture plcStock23,596$828.0 萬0.1%+1,819+8.4%加碼歷史
iShares Tr46428865310-20 YR TRS ETF76,369$826.8 萬0.1%−171,822−69.2%減碼–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF112,979$820.9 萬0.1%−4,219−3.6%減碼–
iShares Core S&P U.S. Growth ETF464287671ETF78,493$817.1 萬0.1%+1,146+1.5%加碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF128,651$814.7 萬0.1%+35,538+38.2%加碼–
AMGNAmgen IncStock28,245$813.5 萬0.1%+4,768+20.3%加碼歷史
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF161,121$804.5 萬0.1%+155,093+2,572.9%加碼–
WisdomTree Tr97717W208US HIGH DIVIDEND97,738$803.2 萬0.1%+10,909+12.6%加碼–
ProShares Tr74348A467S&P 500 DV ARIST83,385$793.8 萬0.1%+4,125+5.2%加碼–
iShares Tr464287622RUS 1000 ETF30,064$788.5 萬0.1%+923+3.2%加碼–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF231,398$787.0 萬0.1%−1,811−0.8%減碼–
UNPUnion Pacific CorpStock32,008$786.2 萬0.1%+3,931+14.0%加碼歷史
iShares U.S. Treasury Bond ETF46429B267ETF340,282$784.0 萬0.1%−214,552−38.7%減碼–
Vanguard Short-Term Bond ETF921937827ETF101,479$781.6 萬0.1%−76,563−43.0%減碼–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF342,580$777.7 萬0.1%+15,002+4.6%加碼–
VanEck ETF Trust92189F106GOLD MINERS ETF250,056$775.4 萬0.1%−1,327−0.5%減碼–
First Tr Exchng Traded FD VI33740U208FT VEST US EQT183,874$765.3 萬0.1%−440−0.2%減碼–
iShares Select Dividend ETF464287168ETF64,678$758.2 萬0.1%−52,319−44.7%減碼–
DKNGDraftKings Inc.Stock212,673$749.7 萬0.1%+782+0.4%加碼歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF103,878$748.2 萬0.1%+2,699+2.7%加碼–
Innovator ETFs Trust45782C573US EQTY PWR BUF215,186$741.1 萬0.1%−5,143−2.3%減碼–
Global X FDS37954Y673US INFR DEV ETF213,726$736.5 萬0.1%−2,233−1.0%減碼–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF131,211$733.5 萬0.1%+7,138+5.8%加碼–
Pacer US Small Cap Cash Cows ETF69374H857ETF150,109$721.0 萬0.1%+57,792+62.6%加碼–
NEENextera Energy IncStock118,205$718.0 萬0.1%+10,663+9.9%加碼歷史
FSCOFS Credit Opportunities Corp.COMMON STOCK1,265,446$717.5 萬0.1%−42,948−3.3%減碼歷史

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2023 年第 4 季的選擇權部位
證券類別賣權買權
Global X Uranium ETF37954Y871ETF$4.76 萬–
AFRMAffirm Holdings, Inc.COM CL A$2.51 萬–
PANWPalo Alto Networks IncStock$1.76 萬–
CRWDCrowdStrike Holdings, Inc.Stock$3,340–
Invesco QQQ Trust Series I46090E103ETF$1,056–
FIGSFIGS, Inc.CL A–$36

2023 年第 3 季之後清倉(97 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY469,108$1,103 萬0.2%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD268,544$798.4 萬0.1%歷史
MMacy's, Inc.COM186,806$216.9 萬<0.1%歷史
DBCInvesco DB Commodity Index Tracking FundUNIT67,232$167.8 萬<0.1%歷史
ETF Ser Solutions26922A172NATIONWIDE RSK73,097$147.3 萬<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF55,708$141.3 萬<0.1%–
ANAutonation, Inc.COM9,116$138.0 萬<0.1%歷史
LSCCLattice Semiconductor CorpCOM14,076$121.0 萬<0.1%歷史
IEPIcahn Enterprises L.P.DEPOSITARY UNIT51,751$102.4 萬<0.1%歷史
TDWTidewater IncCOM14,285$101.5 萬<0.1%歷史
SGENSeagen Inc.COM4,763$101.0 萬<0.1%歷史
WisdomTree Tr97717W802ITL HIGH DIV FD25,030$90.6 萬<0.1%–
VMWVmware LLCCL A COM5,372$89.4 萬<0.1%歷史
TNKTeekay Tankers Ltd.CL A18,686$77.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V688NEXT GEN CON ETF9,850$75.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB33,943$72.1 萬<0.1%–
ProShares Tr74348A608SHT 7-10 YR TR23,500$71.7 萬<0.1%–
GASSStealthGas Inc.SHS127,054$64.0 萬<0.1%歷史
ARLPAlliance Resource Partners LPStock27,381$61.7 萬<0.1%歷史
SBLKStar Bulk Carriers Corp.SHS PAR29,411$56.7 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM5,649$52.9 萬<0.1%歷史
UUnity Software Inc.COM16,168$50.8 萬<0.1%歷史
ASURAsure Software IncCOM52,641$49.8 萬<0.1%歷史
OPRAOpera LtdSPONSORED ADS42,961$48.4 萬<0.1%歷史
iShares Tr46436E882IBONDS 23 TRM TS19,003$47.2 萬<0.1%–
GLADGladstone Capital CorpCOM47,001$45.3 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM125,112$42.5 萬<0.1%歷史
TRMDTORM plcSHS CL A14,601$40.2 萬<0.1%歷史
INSWInternational Seaways, Inc.COM8,360$37.6 萬<0.1%歷史
TDOCTeladoc Health, Inc.COM19,759$36.7 萬<0.1%歷史
SPDR Series Trust78464A656ST STR TIPS ETF14,772$36.7 萬<0.1%–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM45,829$36.3 萬<0.1%歷史
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,693$34.7 萬<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF11,271$32.9 萬<0.1%–
American Centy ETF Tr025072802INTL SMCP VLU5,654$32.7 萬<0.1%–
ELFe.l.f. Beauty, Inc.COM2,944$32.3 萬<0.1%歷史
iShares MSCI India ETF46429B598ETF7,105$31.4 萬<0.1%–
Cambria ETF Tr132061839TRINITY12,739$31.1 萬<0.1%–
BILLBILL Holdings, Inc.Stock2,833$30.8 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM7,027$29.7 萬<0.1%歷史
SPDR Series Trust78468R200ST STR RATE ETF9,327$28.7 萬<0.1%–
NNOXNano-X Imaging Ltd.ORD SHS43,491$28.5 萬<0.1%歷史
OSISOsi Systems IncCOM2,415$28.5 萬<0.1%歷史
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,748$28.3 萬<0.1%歷史
SDIGStronghold Digital Mining, Inc.CLASS A COM63,141$27.5 萬<0.1%歷史
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,095$26.7 萬<0.1%歷史
iShares Tr46432F859CORE 1 5 YR USD5,624$26.1 萬<0.1%–
ProShares Ultrashort S&P 50074347G416ETF6,920$25.7 萬<0.1%–
DPZDominos Pizza IncCOM677$25.6 萬<0.1%歷史
iShares Tr46435U150IBONDS 23 TRM HG10,545$24.9 萬<0.1%–
MPAAMotorcar Parts of America IncCOM30,271$24.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F631FT VEST US7,454$24.2 萬<0.1%–
Schwab Fundamental International Small Equity ETF808524748ETF7,290$23.4 萬<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF4,531$22.8 萬<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,292$22.5 萬<0.1%–
ILMNIllumina, Inc.COM1,638$22.5 萬<0.1%歷史
ZBHZimmer Biomet Holdings, Inc.Stock1,983$22.3 萬<0.1%歷史
PBTPermian Basin Royalty TrustUNIT BEN INT10,436$22.2 萬<0.1%歷史
Sprott FDS Tr85208P303URANIUM MINERS E4,686$22.1 萬<0.1%–
AIC3.ai, Inc.Stock8,647$22.1 萬<0.1%歷史
ATKRAtkore Inc.COM1,468$21.9 萬<0.1%歷史
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,489$21.7 萬<0.1%–
AGRAvangrid, Inc.COM7,197$21.7 萬<0.1%歷史
ALGNAlign Technology IncCOM694$21.2 萬<0.1%歷史
RHIRobert Half Inc.COM2,884$21.1 萬<0.1%歷史
CNHCNH Industrial N.V.SHS17,272$21.1 萬<0.1%歷史
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF4,664$21.0 萬<0.1%–
UTGReaves Utility Income FundCOM SH BEN INT8,495$20.9 萬<0.1%歷史
HSBCHSBC Holdings PLCSPON ADR NEW5,264$20.8 萬<0.1%歷史
Amplify ETF Tr032108888BLACKSWAN GRWT8,687$20.7 萬<0.1%–
iShares Tr46435U663ESG AWARE MSCI6,109$20.6 萬<0.1%–
CHRDChord Energy CorpCOM NEW1,267$20.5 萬<0.1%歷史
Dimensional ETF Trust25434V864SHOR DUR FIX ETF4,394$20.4 萬<0.1%–
HASHasbro, Inc.COM3,055$20.2 萬<0.1%歷史
LACLithium Americas Corp.COM NEW11,331$19.3 萬<0.1%歷史
INTTIntest CorpCOM12,674$19.2 萬<0.1%歷史
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$18.3 萬<0.1%–
YEXTYext, Inc.COM25,742$16.3 萬<0.1%歷史
MHDBlackRock Muniholdings Fund, Inc.COM14,451$14.9 萬<0.1%歷史
AGDabrdn Global Dynamic Dividend FundCOM14,899$12.9 萬<0.1%歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$12.0 萬<0.1%歷史
PMLPIMCO Municipal Income Fund IICOM15,007$11.5 萬<0.1%歷史
EOLSEvolus, Inc.COM11,477$10.5 萬<0.1%歷史
AXGNAxogen, Inc.COM18,399$9.20 萬<0.1%歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,380$8.62 萬<0.1%歷史
RWTRedwood Trust IncCOM11,422$8.14 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF13,847$6.84 萬<0.1%–
GUTGabelli Utility TrustCOM12,239$6.49 萬<0.1%歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM10,424$5.11 萬<0.1%歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM17,827$4.37 萬<0.1%歷史
ACBAurora Cannabis IncCOM55,050$3.22 萬<0.1%歷史
FPAYFlexShopper, Inc.COM NEW27,400$2.86 萬<0.1%歷史
LUMNLumen Technologies, Inc.Stock16,503$2.34 萬<0.1%歷史
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/121,000$2.06 萬<0.1%–
PRAXPraxis Precision Medicines, Inc.COM11,194$1.91 萬<0.1%歷史
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/118,000$1.78 萬<0.1%–
NVTAInvitae CorpCOM11,377$6,885<0.1%歷史