跳到主要內容

Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/2/13 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
1,782
較 2023 年第 3 季 +92
總值
$72.2 億
較 2023 年第 3 季 +$8.16 億 (+12.7%)
申報日
2024/2/13
SEC
Cetera Advisors LLC 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Inpixon45790J867COM NEW 202210,067$566<0.1%00.0%不變–
UAVSAgEagle Aerial Systems Inc.COM15,000$1,574<0.1%00.0%不變歷史
AAUAFAlmaden Minerals LtdCOM CL B12,000$1,740<0.1%+12,000新進歷史
SENSSenseonics Holdings, Inc.COM11,900$6,784<0.1%00.0%不變歷史
NKTRNektar TherapeuticsCOM12,300$6,950<0.1%−400−3.1%減碼歷史
DWTXDogwood Therapeutics, Inc.COM13,560$7,797<0.1%00.0%不變歷史
VXRTVaxart, Inc.COM NEW18,500$1.06 萬<0.1%00.0%不變歷史
GWHESS Tech, Inc.CL SHS11,078$1.26 萬<0.1%+11,078新進歷史
InterDigital, Inc.45867GAB7NOTE 2.000% 6/010,000$1.34 萬<0.1%00.0%不變–
GEVOGevo, Inc.COM PAR12,001$1.39 萬<0.1%+2,000+20.0%加碼歷史
ARECAmerican Resources CorpCL A10,500$1.56 萬<0.1%00.0%不變歷史
OPKOpko Health, Inc.COM13,500$2.04 萬<0.1%−207−1.5%減碼歷史
HCI Group, Inc.40416EAD5NOTE 4.250% 3/016,000$2.39 萬<0.1%00.0%不變–
LFTLument Finance Trust, Inc.COM10,695$2.49 萬<0.1%00.0%不變歷史
REIRing Energy, Inc.COM18,000$2.63 萬<0.1%+5,730+46.7%加碼歷史
KOPNKopin CorpCOM13,027$2.64 萬<0.1%−2,000−13.3%減碼歷史
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/131,000$2.67 萬<0.1%00.0%不變–
EVAEnviva, LLCCOM27,450$2.73 萬<0.1%+27,450新進歷史
Western Digital Corp958102AP0NOTE 1.500% 2/028,000$2.79 萬<0.1%00.0%不變–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/129,000$2.81 萬<0.1%00.0%不變–
CRONCronos Group Inc.COM13,782$2.88 萬<0.1%+700+5.4%加碼歷史
MINAberdeen Intermediate Income FundSH BEN INT11,172$2.99 萬<0.1%00.0%不變歷史
Cracker Barrel Old Ctry Stor22410JAB2NOTE 0.625% 6/135,000$3.01 萬<0.1%00.0%不變–
OXSQOxford Square Capital Corp.COM10,930$3.13 萬<0.1%00.0%不變歷史
BLNKBlink Charging Co.COM10,169$3.45 萬<0.1%+10,169新進歷史
BBBLACKBERRY LtdCOM10,018$3.55 萬<0.1%−2,392−19.3%減碼歷史
CXEMFS High Income Municipal TrustSH BEN INT10,043$3.57 萬<0.1%−7,999−44.3%減碼歷史
Airbnb, Inc.009066AB7NOTE 3/141,000$3.68 萬<0.1%00.0%不變–
MNKDMannkind CorpCOM NEW10,434$3.80 萬<0.1%−54−0.5%減碼歷史
Guess Inc401617AD7NOTE 2.000% 4/137,000$3.81 萬<0.1%00.0%不變–
Enphase Energy, Inc.29355AAH0NOTE 3/042,000$3.83 萬<0.1%00.0%不變–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/142,000$3.93 萬<0.1%00.0%不變–
John Bean Technologies Corp477839AB0NOTE 0.250% 5/146,000$4.15 萬<0.1%+46,000新進–
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/116,000$4.15 萬<0.1%00.0%不變–
AMLIFAmerican Lithium Corp.COM36,289$4.23 萬<0.1%00.0%不變歷史
LCIDLucid Group, Inc.COM10,305$4.34 萬<0.1%−4,050−28.2%減碼歷史
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,074$4.34 萬<0.1%+10,074新進歷史
Uber Technologies, Inc90353TAJ9NOTE 12/143,000$4.37 萬<0.1%00.0%不變–
SOLEmeren Group LtdSPONSORED ADS16,095$4.39 萬<0.1%−2,663−14.2%減碼歷史
HBIHanesbrands Inc.COM10,642$4.75 萬<0.1%+471+4.6%加碼歷史
PetIQ, Inc.71639TAB2NOTE 4.000% 6/048,000$4.84 萬<0.1%00.0%不變–
HLHecla Mining CoCOM10,428$5.02 萬<0.1%−8,000−43.4%減碼歷史
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT10,898$5.12 萬<0.1%−1,458−11.8%減碼歷史
EODAllspring Global Dividend Opportunity FundCOM12,592$5.46 萬<0.1%−2,382−15.9%減碼歷史
LAZRQLuminar Technologies, Inc.COM CL A16,360$5.51 萬<0.1%+16,360新進歷史
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER10,542$5.56 萬<0.1%−960−8.3%減碼歷史
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/164,000$5.70 萬<0.1%+17,000+36.2%加碼–
KAMAN Corp483548AF0NOTE 3.250% 5/059,000$5.72 萬<0.1%00.0%不變–
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/153,000$5.74 萬<0.1%+21,000+65.6%加碼–
Imax Corp45245EAJ8NOTE 0.500% 4/068,000$6.04 萬<0.1%00.0%不變–
FUBOFuboTV Inc.COM19,138$6.09 萬<0.1%−1,700−8.2%減碼歷史
APTOAptose Biosciences Inc.COM24,355$6.11 萬<0.1%+9,359+62.4%加碼歷史
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/161,000$6.26 萬<0.1%00.0%不變–
Solaredge Technologies, Inc.83417MAD6NOTE 9/175,000$6.82 萬<0.1%00.0%不變–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/070,000$6.98 萬<0.1%00.0%不變–
POWWOutdoor Holding CoCOM33,352$7.00 萬<0.1%−1,500−4.3%減碼歷史
ERICEricsson LM Telephone CoADR B SEK 1011,178$7.04 萬<0.1%−538−4.6%減碼歷史
SANBanco Santander, S.A.ADR17,486$7.24 萬<0.1%+76+0.4%加碼歷史
TDUPThredUp Inc.CL A32,249$7.26 萬<0.1%+32,249新進歷史
NXDRNextdoor Holdings, Inc.COM CL A38,733$7.32 萬<0.1%−12,490−24.4%減碼歷史
Stride, Inc.86333MAA6NOTE 1.125% 9/059,000$7.47 萬<0.1%−37,000−38.5%減碼–
CLNEClean Energy Fuels Corp.COM19,650$7.53 萬<0.1%+90+0.5%加碼歷史
NOKNokia CorpSPONSORED ADR22,097$7.56 萬<0.1%−12,392−35.9%減碼歷史
VVRInvesco Senior Income TrustCOM18,700$7.67 萬<0.1%−4,416−19.1%減碼歷史
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/086,000$7.93 萬<0.1%00.0%不變–
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0112,000$8.06 萬<0.1%00.0%不變–
Itron, Inc.465741AN6NOTE 3/188,000$8.10 萬<0.1%00.0%不變–
Lci Inds501812AB7NOTE 1.125% 5/186,000$8.41 萬<0.1%00.0%不變–
TLRYTilray Brands, Inc.COM CL 237,373$8.60 萬<0.1%+230+0.6%加碼歷史
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0101,000$8.73 萬<0.1%00.0%不變–
FIGSFIGS, Inc.CL A12,626$8.78 萬<0.1%+1,877+17.5%加碼歷史
PFLPIMCO Income Strategy FundCOM10,483$8.85 萬<0.1%−2,600−19.9%減碼歷史
BBDCBarings BDC, Inc.COM10,375$8.90 萬<0.1%−31,435−75.2%減碼歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM11,523$8.95 萬<0.1%00.0%不變歷史
ONLOrion Properties Inc.REIT15,875$9.08 萬<0.1%−206−1.3%減碼歷史
NCVVirtus Convertible & Income FundCOM27,069$9.12 萬<0.1%−100−0.4%減碼歷史
EVFEaton Vance Senior Income TrustSH BEN INT14,500$9.15 萬<0.1%−200−1.4%減碼歷史
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM10,043$9.21 萬<0.1%+10,043新進歷史
PLUGPlug Power IncStock20,848$9.38 萬<0.1%−7,565−26.6%減碼歷史
MQMarqeta, Inc.CLASS A COM13,736$9.59 萬<0.1%+13,736新進歷史
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/198,000$9.61 萬<0.1%−10,000−9.3%減碼–
SIRISirius XM Holdings Inc.COM17,894$9.79 萬<0.1%+49+0.3%加碼歷史
Ford MTR Co Del345370CZ1NOTE 3/1100,000$9.95 萬<0.1%00.0%不變–
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS15,999$10.1 萬<0.1%+15,999新進歷史
JOBYJoby Aviation, Inc.COMMON STOCK15,251$10.1 萬<0.1%+1,097+7.8%加碼歷史
CHPTChargePoint Holdings, Inc.COM CL A45,686$10.7 萬<0.1%+29,964+190.6%加碼歷史
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/097,000$10.8 萬<0.1%00.0%不變–
HLNHaleon plcADR13,134$10.8 萬<0.1%−4,194−24.2%減碼歷史
KGCKinross Gold CorpCOM18,045$10.9 萬<0.1%−3,087−14.6%減碼歷史
EVNEaton Vance Municipal Income TrustSH BEN INT11,366$11.2 萬<0.1%+11,366新進歷史
MHIPioneer Municipal High Income Fund, Inc.COM SHS13,100$11.3 萬<0.1%+13,100新進歷史
UAUnder Armour, Inc.CL C13,909$11.6 萬<0.1%−725−5.0%減碼歷史
BSBKBogota Financial Corp.COM15,000$12.1 萬<0.1%00.0%不變歷史
SHIPSeanergy Maritime Holdings Corp.SHS15,940$12.5 萬<0.1%−2,261−12.4%減碼歷史
WEATTeucrium Commodity TrustWHEAT FD21,000$12.5 萬<0.1%−400−1.9%減碼歷史
First Tr MLP & Energy Incom33739B104COM14,763$12.7 萬<0.1%+140+1.0%加碼–
CLSKCleanspark, Inc.COM NEW11,475$12.7 萬<0.1%+11,475新進歷史
ABCLAbCellera Biologics Inc.COM22,638$12.9 萬<0.1%+1,672+8.0%加碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM40,590$12.9 萬<0.1%−21,517−34.6%減碼歷史
EFTEaton Vance Floating-Rate Income TrustCOM10,393$13.0 萬<0.1%−30−0.3%減碼歷史

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2023 年第 4 季的選擇權部位
證券類別賣權買權
Global X Uranium ETF37954Y871ETF$4.76 萬–
AFRMAffirm Holdings, Inc.COM CL A$2.51 萬–
PANWPalo Alto Networks IncStock$1.76 萬–
CRWDCrowdStrike Holdings, Inc.Stock$3,340–
Invesco QQQ Trust Series I46090E103ETF$1,056–
FIGSFIGS, Inc.CL A–$36

2023 年第 3 季之後清倉(97 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY469,108$1,103 萬0.2%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD268,544$798.4 萬0.1%歷史
MMacy's, Inc.COM186,806$216.9 萬<0.1%歷史
DBCInvesco DB Commodity Index Tracking FundUNIT67,232$167.8 萬<0.1%歷史
ETF Ser Solutions26922A172NATIONWIDE RSK73,097$147.3 萬<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF55,708$141.3 萬<0.1%–
ANAutonation, Inc.COM9,116$138.0 萬<0.1%歷史
LSCCLattice Semiconductor CorpCOM14,076$121.0 萬<0.1%歷史
IEPIcahn Enterprises L.P.DEPOSITARY UNIT51,751$102.4 萬<0.1%歷史
TDWTidewater IncCOM14,285$101.5 萬<0.1%歷史
SGENSeagen Inc.COM4,763$101.0 萬<0.1%歷史
WisdomTree Tr97717W802ITL HIGH DIV FD25,030$90.6 萬<0.1%–
VMWVmware LLCCL A COM5,372$89.4 萬<0.1%歷史
TNKTeekay Tankers Ltd.CL A18,686$77.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V688NEXT GEN CON ETF9,850$75.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB33,943$72.1 萬<0.1%–
ProShares Tr74348A608SHT 7-10 YR TR23,500$71.7 萬<0.1%–
GASSStealthGas Inc.SHS127,054$64.0 萬<0.1%歷史
ARLPAlliance Resource Partners LPStock27,381$61.7 萬<0.1%歷史
SBLKStar Bulk Carriers Corp.SHS PAR29,411$56.7 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM5,649$52.9 萬<0.1%歷史
UUnity Software Inc.COM16,168$50.8 萬<0.1%歷史
ASURAsure Software IncCOM52,641$49.8 萬<0.1%歷史
OPRAOpera LtdSPONSORED ADS42,961$48.4 萬<0.1%歷史
iShares Tr46436E882IBONDS 23 TRM TS19,003$47.2 萬<0.1%–
GLADGladstone Capital CorpCOM47,001$45.3 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM125,112$42.5 萬<0.1%歷史
TRMDTORM plcSHS CL A14,601$40.2 萬<0.1%歷史
INSWInternational Seaways, Inc.COM8,360$37.6 萬<0.1%歷史
TDOCTeladoc Health, Inc.COM19,759$36.7 萬<0.1%歷史
SPDR Series Trust78464A656ST STR TIPS ETF14,772$36.7 萬<0.1%–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM45,829$36.3 萬<0.1%歷史
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,693$34.7 萬<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF11,271$32.9 萬<0.1%–
American Centy ETF Tr025072802INTL SMCP VLU5,654$32.7 萬<0.1%–
ELFe.l.f. Beauty, Inc.COM2,944$32.3 萬<0.1%歷史
iShares MSCI India ETF46429B598ETF7,105$31.4 萬<0.1%–
Cambria ETF Tr132061839TRINITY12,739$31.1 萬<0.1%–
BILLBILL Holdings, Inc.Stock2,833$30.8 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM7,027$29.7 萬<0.1%歷史
SPDR Series Trust78468R200ST STR RATE ETF9,327$28.7 萬<0.1%–
NNOXNano-X Imaging Ltd.ORD SHS43,491$28.5 萬<0.1%歷史
OSISOsi Systems IncCOM2,415$28.5 萬<0.1%歷史
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,748$28.3 萬<0.1%歷史
SDIGStronghold Digital Mining, Inc.CLASS A COM63,141$27.5 萬<0.1%歷史
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,095$26.7 萬<0.1%歷史
iShares Tr46432F859CORE 1 5 YR USD5,624$26.1 萬<0.1%–
ProShares Ultrashort S&P 50074347G416ETF6,920$25.7 萬<0.1%–
DPZDominos Pizza IncCOM677$25.6 萬<0.1%歷史
iShares Tr46435U150IBONDS 23 TRM HG10,545$24.9 萬<0.1%–
MPAAMotorcar Parts of America IncCOM30,271$24.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F631FT VEST US7,454$24.2 萬<0.1%–
Schwab Fundamental International Small Equity ETF808524748ETF7,290$23.4 萬<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF4,531$22.8 萬<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,292$22.5 萬<0.1%–
ILMNIllumina, Inc.COM1,638$22.5 萬<0.1%歷史
ZBHZimmer Biomet Holdings, Inc.Stock1,983$22.3 萬<0.1%歷史
PBTPermian Basin Royalty TrustUNIT BEN INT10,436$22.2 萬<0.1%歷史
Sprott FDS Tr85208P303URANIUM MINERS E4,686$22.1 萬<0.1%–
AIC3.ai, Inc.Stock8,647$22.1 萬<0.1%歷史
ATKRAtkore Inc.COM1,468$21.9 萬<0.1%歷史
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,489$21.7 萬<0.1%–
AGRAvangrid, Inc.COM7,197$21.7 萬<0.1%歷史
ALGNAlign Technology IncCOM694$21.2 萬<0.1%歷史
RHIRobert Half Inc.COM2,884$21.1 萬<0.1%歷史
CNHCNH Industrial N.V.SHS17,272$21.1 萬<0.1%歷史
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF4,664$21.0 萬<0.1%–
UTGReaves Utility Income FundCOM SH BEN INT8,495$20.9 萬<0.1%歷史
HSBCHSBC Holdings PLCSPON ADR NEW5,264$20.8 萬<0.1%歷史
Amplify ETF Tr032108888BLACKSWAN GRWT8,687$20.7 萬<0.1%–
iShares Tr46435U663ESG AWARE MSCI6,109$20.6 萬<0.1%–
CHRDChord Energy CorpCOM NEW1,267$20.5 萬<0.1%歷史
Dimensional ETF Trust25434V864SHOR DUR FIX ETF4,394$20.4 萬<0.1%–
HASHasbro, Inc.COM3,055$20.2 萬<0.1%歷史
LACLithium Americas Corp.COM NEW11,331$19.3 萬<0.1%歷史
INTTIntest CorpCOM12,674$19.2 萬<0.1%歷史
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$18.3 萬<0.1%–
YEXTYext, Inc.COM25,742$16.3 萬<0.1%歷史
MHDBlackRock Muniholdings Fund, Inc.COM14,451$14.9 萬<0.1%歷史
AGDabrdn Global Dynamic Dividend FundCOM14,899$12.9 萬<0.1%歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$12.0 萬<0.1%歷史
PMLPIMCO Municipal Income Fund IICOM15,007$11.5 萬<0.1%歷史
EOLSEvolus, Inc.COM11,477$10.5 萬<0.1%歷史
AXGNAxogen, Inc.COM18,399$9.20 萬<0.1%歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,380$8.62 萬<0.1%歷史
RWTRedwood Trust IncCOM11,422$8.14 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF13,847$6.84 萬<0.1%–
GUTGabelli Utility TrustCOM12,239$6.49 萬<0.1%歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM10,424$5.11 萬<0.1%歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM17,827$4.37 萬<0.1%歷史
ACBAurora Cannabis IncCOM55,050$3.22 萬<0.1%歷史
FPAYFlexShopper, Inc.COM NEW27,400$2.86 萬<0.1%歷史
LUMNLumen Technologies, Inc.Stock16,503$2.34 萬<0.1%歷史
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/121,000$2.06 萬<0.1%–
PRAXPraxis Precision Medicines, Inc.COM11,194$1.91 萬<0.1%歷史
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/118,000$1.78 萬<0.1%–
NVTAInvitae CorpCOM11,377$6,885<0.1%歷史