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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Starboard Invt Tr85521B742ADAPTIVE ALPHA123,741$318.3 萬0.1%+5,380+4.5%加碼–
iShares U.S. Healthcare Providers ETF464288828ETF12,435$318.1 萬0.1%+330+2.7%加碼–
FDXFedEx CorpStock14,426$316.3 萬0.1%+1,029+7.7%加碼歷史
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF126,024$315.3 萬0.1%+126,024新進–
TMOThermo Fisher Scientific Inc.Stock5,513$315.0 萬0.1%+151+2.8%加碼歷史
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF50,277$314.7 萬0.1%+5,633+12.6%加碼–
WisdomTree Tr97717X271DYNAMIC INT EQ90,191$313.8 萬0.1%+90,191新進–
Vanguard Morningstar Small-Cap Value ETF922908611ETF18,463$312.5 萬0.1%+775+4.4%加碼–
iShares Tr464287556ISHARES BIOTECH19,173$310.0 萬0.1%+1,514+8.6%加碼–
CCJCameco CorpStock141,148$306.7 萬0.1%+69,956+98.3%加碼歷史
First Trust Financials Alphadex Fund33734X135ETF69,231$306.3 萬0.1%+49,164+245.0%加碼–
First Tr Exchange-Traded FD33733B100WTR ETF35,577$302.9 萬0.1%+4,489+14.4%加碼–
DOCUDocuSign, Inc.Stock11,720$301.7 萬0.1%+764+7.0%加碼歷史
ADPAutomatic Data Processing IncStock15,050$300.9 萬0.1%+2,002+15.3%加碼歷史
IRMIron Mountain IncCOM69,023$299.9 萬0.1%+4,776+7.4%加碼歷史
SPDR Ser Tr78464A813S&P 600 SML CAP31,573$299.1 萬0.1%−2,647−7.7%減碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF22,944$298.4 萬0.1%+4,088+21.7%加碼–
WisdomTree Tr97717Y790US EFFIC CORE FD72,955$297.2 萬0.1%+14,840+25.5%加碼–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF24,900$297.0 萬0.1%+2,265+10.0%加碼–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM183,868$294.4 萬0.1%+10,885+6.3%加碼歷史
iShares Tr46429B655FLTG RATE NT ETF57,712$293.4 萬0.1%−2,385−4.0%減碼–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY125,798$292.4 萬0.1%+72,477+135.9%加碼–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL69,006$292.1 萬0.1%−4,388−6.0%減碼–
DUKDuke Energy CORPStock29,910$291.9 萬0.1%+5,438+22.2%加碼歷史
Amplify ETF Tr032108888BLACKSWAN GRWT85,193$291.6 萬0.1%+51,325+151.5%加碼–
Pacer Trendpilot 100 ETF69374H303ETF51,897$288.9 萬0.1%+12,011+30.1%加碼–
WisdomTree Tr97717X263DYNAMIC INTL EQT96,307$287.5 萬0.1%+96,307新進–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN56,511$280.2 萬0.1%−14,895−20.9%減碼歷史
ORCLOracle CorpStock31,914$278.1 萬0.1%+4,067+14.6%加碼歷史
CSQCalamos Strategic Total Return FundCOM SH BEN INT155,700$275.9 萬0.1%+6,203+4.1%加碼歷史
iShares Inc464286525MSCI GBL MIN VOL26,792$275.2 萬0.1%+1,424+5.6%加碼–
DDominion Energy, IncStock37,511$273.9 萬0.1%+3,703+11.0%加碼歷史
Vanguard S&P 500 Value ETF921932703ETF19,405$272.9 萬0.1%00.0%不變–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF91,107$272.0 萬0.1%+44,085+93.8%加碼–
First Tr Energy Income & Gro33738G104COM199,489$270.5 萬0.1%+21,271+11.9%加碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT53,307$269.6 萬0.1%+14,215+36.4%加碼–
CCICrown Castle Inc.REIT15,428$267.4 萬0.1%+1,081+7.5%加碼歷史
AMATApplied Materials IncStock20,592$265.1 萬0.1%+4,118+25.0%加碼歷史
iShares Tr464287291GLOBAL TECH ETF46,544$263.7 萬0.1%+19,064+69.4%加碼依 6 比 1 拆股換算–
LHXL3HARRIS Technologies, Inc.Stock11,903$262.2 萬0.1%+1,562+15.1%加碼歷史
iShares Tr464287689RUSSELL 3000 ETF10,278$261.9 萬0.1%+1,692+19.7%加碼–
WisdomTree Tr97717X578EM EX ST-OWNED69,781$260.4 萬0.1%+59,154+556.6%加碼–
iShares Tr464287739U.S. REAL ES ETF25,267$258.7 萬0.1%−810−3.1%減碼–
iShares U S ETF Tr46431W507SHOR DURA BD ETF51,557$258.5 萬0.1%+1,118+2.2%加碼–
Global X Lithium & Battery Tech ETF37954Y855ETF31,333$256.8 萬<0.1%+9,758+45.2%加碼–
DBCInvesco DB Commodity Index Tracking FundUNIT127,156$256.6 萬<0.1%+40,412+46.6%加碼歷史
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF70,814$256.4 萬<0.1%+27,288+62.7%加碼–
VanEck ETF Trust92189F700AGRIBUSINESS ETF27,978$255.3 萬<0.1%+456+1.7%加碼–
Amplify ETF Tr032108102ONLIN RETL ETF23,246$254.0 萬<0.1%+6,506+38.9%加碼–
SFBSServisFirst Bancshares, Inc.COM32,531$253.1 萬<0.1%00.0%不變歷史
SYKStryker CorpStock9,592$253.0 萬<0.1%+1,440+17.7%加碼歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF8,767$252.7 萬<0.1%+1,154+15.2%加碼–
LUVSouthwest Airlines CoCOM48,904$251.5 萬<0.1%+2,309+5.0%加碼歷史
Vanguard Consumer Staples ETF92204A207ETF14,014$251.2 萬<0.1%−359−2.5%減碼–
iShares Tr464288869MICRO-CAP ETF17,374$250.7 萬<0.1%−3,004−14.7%減碼–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF24,319$247.9 萬<0.1%+6,913+39.7%加碼–
URGUr-Energy IncCOM1,434,635$246.8 萬<0.1%+751,775+110.1%加碼歷史
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX13,847$246.7 萬<0.1%00.0%不變–
ETF Ser Solutions26922A289DEFIANCE CONNECT67,443$245.0 萬<0.1%+10,791+19.0%加碼–
WMBWilliams Companies, Inc.COM94,431$245.0 萬<0.1%+48,061+103.6%加碼歷史
iShares Tr46434V456MSCI INTL QUALTY63,843$241.8 萬<0.1%+4,894+8.3%加碼–
Pacer Trendpilot US Mid Cap ETF69374H204ETF68,791$241.6 萬<0.1%+20,047+41.1%加碼–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF15,277$241.1 萬<0.1%+2,805+22.5%加碼–
DIDIYDiDi Global Inc.SPONSORED ADS305,637$238.1 萬<0.1%+305,637新進歷史
PAYXPaychex IncStock21,167$238.0 萬<0.1%+2,181+11.5%加碼歷史
State Street SPDR S&P Semiconductor ETF78464A862ETF12,022$238.0 萬<0.1%−3,705−23.6%減碼–
iShares Tr464288638ISHS 5-10YR INVT39,629$238.0 萬<0.1%+1,227+3.2%加碼–
LPXLouisiana-Pacific CorpCOM38,704$237.5 萬<0.1%−2,728−6.6%減碼歷史
ARCCAres Capital CorpCEF116,745$237.3 萬<0.1%+3,456+3.1%加碼歷史
METMetlife IncStock38,267$236.2 萬<0.1%+9,719+34.0%加碼歷史
EMREmerson Electric CoStock24,942$235.0 萬<0.1%+1,766+7.6%加碼歷史
iShares Tr4642874571 3 YR TREAS BD27,221$234.5 萬<0.1%+10,350+61.3%加碼–
Pacer US Cash Cows 100 ETF69374H881ETF53,085$232.0 萬<0.1%+18,729+54.5%加碼–
WBAWalgreens Boots Alliance, Inc.COM49,079$230.9 萬<0.1%+10,813+28.3%加碼歷史
CERNCERNER CorpCOM32,726$230.8 萬<0.1%+13,200+67.6%加碼歷史
CLColgate Palmolive CoStock30,390$229.7 萬<0.1%+6,676+28.2%加碼歷史
BPBP PLCADR83,839$229.1 萬<0.1%−3,555−4.1%減碼歷史
iShares Russell Mid-Cap Value ETF464287473ETF20,075$227.4 萬<0.1%−1,717−7.9%減碼–
HSYHershey CoCOM13,349$225.9 萬<0.1%+711+5.6%加碼歷史
VMRKVivmark ResidentialSH BEN INT27,873$225.5 萬<0.1%+3,745+15.5%加碼歷史
CSXCSX CorpStock75,593$224.8 萬<0.1%+18,846+33.2%加碼歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT64,836$224.6 萬<0.1%+64,836新進–
Vanguard Ftse Emerging Markets ETF922042858ETF44,691$223.5 萬<0.1%+4,131+10.2%加碼–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF26,117$222.9 萬<0.1%+1,478+6.0%加碼–
TXNTexas Instruments IncStock11,514$221.3 萬<0.1%+1,848+19.1%加碼歷史
ENBEnbridge IncStock55,313$220.3 萬<0.1%+20,790+60.2%加碼歷史
SYYSysco CorpStock27,991$219.7 萬<0.1%+13,030+87.1%加碼歷史
GDGeneral Dynamics CorpStock11,204$219.6 萬<0.1%+1,373+14.0%加碼歷史
GISGeneral Mills IncStock36,681$219.4 萬<0.1%−4,191−10.3%減碼歷史
ARK ETF Tr00214Q203AUTNMUS TECHNLGY27,978$218.4 萬<0.1%+1,730+6.6%加碼–
PARPar Technology CorpCOM35,502$218.4 萬<0.1%+18,188+105.0%加碼歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT59,796$218.1 萬<0.1%+42,136+238.6%加碼–
WisdomTree Tr97717W281EMG MKTS SMCAP40,678$217.5 萬<0.1%+40,678新進–
LULUlululemon athletica inc.Stock5,363$217.0 萬<0.1%+1,624+43.4%加碼歷史
PRUPrudential Financial IncStock20,568$216.4 萬<0.1%+3,700+21.9%加碼歷史
GSGoldman Sachs Group IncStock5,714$216.0 萬<0.1%+639+12.6%加碼歷史
Vanguard Mun BD FDS922907746TAX EXEMPT BD39,267$215.1 萬<0.1%−33,802−46.3%減碼–
Barclays BK PLC06746P456ETN LKD 4836,328$213.4 萬<0.1%+36,328新進–
ROPRoper Technologies IncStock4,751$212.0 萬<0.1%−568−10.7%減碼歷史
PNCPNC Financial Services Group, Inc.Stock10,686$209.1 萬<0.1%+1,043+10.8%加碼歷史

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史