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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
COFCapital One Financial CorpStock6,463$104.7 萬<0.1%+3,366+108.7%加碼歷史
EXCExelon CorpStock21,660$104.7 萬<0.1%+2,254+11.6%加碼歷史
Schwab U.S. Large-Cap ETF808524201ETF10,108$105.2 萬<0.1%+2,212+28.0%加碼–
FTNTFortinet, Inc.Stock3,612$105.5 萬<0.1%+644+21.7%加碼歷史
Etfis Ser Tr I26923G707VIRTUS NEWFLEET41,645$105.6 萬<0.1%+1,050+2.6%加碼–
PLUGPlug Power IncStock41,533$106.1 萬<0.1%+13,525+48.3%加碼歷史
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF9,644$106.5 萬<0.1%−198−2.0%減碼–
HPQHP IncStock38,957$106.6 萬<0.1%+9,910+34.1%加碼歷史
FISVFiserv IncStock9,821$106.6 萬<0.1%−7,698−43.9%減碼歷史
MPCMarathon Petroleum CorpStock17,310$107.0 萬<0.1%+4,523+35.4%加碼歷史
PPLPPL CorpCOM38,547$107.5 萬<0.1%+2,554+7.1%加碼歷史
ORLYO Reilly Automotive IncStock1,768$108.0 萬<0.1%+540+44.0%加碼歷史
NTRNutrien Ltd.COM16,667$108.2 萬<0.1%+6,260+60.2%加碼歷史
ALBAlbemarle CorpStock4,981$109.1 萬<0.1%+789+18.8%加碼歷史
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW20,788$109.2 萬<0.1%+1,182+6.0%加碼–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW15,520$109.4 萬<0.1%−153−1.0%減碼–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD52,070$109.6 萬<0.1%+12,183+30.5%加碼–
SPDR Series Trust78464A656ST STR TIPS ETF35,231$109.6 萬<0.1%+6,278+21.7%加碼–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB50,559$109.6 萬<0.1%+22,800+82.1%加碼–
Alps ETF Tr00162Q478DISRUPTIVE TECH22,623$109.7 萬<0.1%+1,590+7.6%加碼–
First Tr Exchng Traded FD VI33740U885FT VEST US EQT35,678$110.1 萬<0.1%+10,395+41.1%加碼–
DLRDigital Realty Trust, Inc.COM7,645$110.4 萬<0.1%+945+14.1%加碼歷史
DDDuPont de Nemours, Inc.COM16,289$110.7 萬<0.1%+1,963+13.7%加碼歷史
BALLBALL CorpCOM12,320$110.8 萬<0.1%−9−0.1%減碼歷史
iShares Tr464287796U.S. ENERGY ETF39,201$110.8 萬<0.1%−4,252−9.8%減碼–
OTISOtis Worldwide CorpStock13,560$111.6 萬<0.1%+1,169+9.4%加碼歷史
ESSEssex Property Trust, Inc.COM3,508$112.2 萬<0.1%+538+18.1%加碼歷史
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE18,998$112.3 萬<0.1%+3,138+19.8%加碼–
ZSZscaler, Inc.Stock4,287$112.4 萬<0.1%+4,287新進歷史
CHWYChewy, Inc.CL A16,516$112.5 萬<0.1%+1,461+9.7%加碼歷史
VanEck Morningstar Wide Moat ETF92189F643ETF15,387$112.7 萬<0.1%+710+4.8%加碼–
iShares Tr464287192US TRSPRTION4,656$113.2 萬<0.1%+1,264+37.3%加碼–
TDYTeledyne Technologies IncCOM2,644$113.6 萬<0.1%+170+6.9%加碼歷史
iShares Tr46434VBG4IBONDS DEC24 ETF43,308$113.9 萬<0.1%+342+0.8%加碼–
ZTSZoetis Inc.Stock5,879$114.1 萬<0.1%−282−4.6%減碼歷史
State Street Real Estate Select Sector SPDR ETF81369Y860ETF25,733$114.4 萬<0.1%+19,505+313.2%加碼–
EDConsolidated Edison IncStock15,850$115.1 萬<0.1%+4,563+40.4%加碼歷史
iShares Tr46429B291A RATE CP BD ETF20,450$115.2 萬<0.1%−2,288−10.1%減碼–
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH27,256$115.3 萬<0.1%+27,256新進–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF43,008$115.5 萬<0.1%+380+0.9%加碼–
LYBLyondellBasell Industries N.V.SHS - A -12,309$115.5 萬<0.1%+1,918+18.5%加碼歷史
First Tr Exchange-Traded Alp33735J101COM SHS17,968$115.8 萬<0.1%+5,105+39.7%加碼–
Vanguard Utilities ETF92204A876ETF8,432$117.3 萬<0.1%+1,372+19.4%加碼–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF4,976$117.6 萬<0.1%+546+12.3%加碼–
CLXClorox CoStock7,148$118.4 萬<0.1%−2,006−21.9%減碼歷史
SJMJ M SMUCKER CoStock9,860$118.4 萬<0.1%+716+7.8%加碼歷史
Vanguard Ftse All-World Ex-US Index Fund922042775ETF19,430$118.4 萬<0.1%+1,796+10.2%加碼–
XPEVXpeng Inc.ADS33,427$118.8 萬<0.1%+3,137+10.4%加碼歷史
CRWDCrowdStrike Holdings, Inc.Stock4,841$119.0 萬<0.1%+1,243+34.5%加碼歷史
REGNRegeneron Pharmaceuticals, Inc.COM1,968$119.1 萬<0.1%+164+9.1%加碼歷史
iShares U S ETF Tr46431W648U.S. TECH INDEPD21,424$119.4 萬<0.1%+11,730+121.0%加碼–
AZNAstraZeneca PLCSPONSORED ADR19,957$119.9 萬<0.1%+3,452+20.9%加碼歷史
EWEdwards Lifesciences CorpStock10,608$120.1 萬<0.1%+1,953+22.6%加碼歷史
MECMayville Engineering Company, Inc.COM64,050$120.4 萬<0.1%+64,050新進歷史
LDOSLeidos Holdings, Inc.COM12,618$121.3 萬<0.1%−319−2.5%減碼歷史
First Tr Exchange-Traded Alp33735K108COM SHS10,961$121.8 萬<0.1%+1,801+19.7%加碼–
BXMTBlackstone Mortgage Trust, Inc.COM CL A40,257$122.1 萬<0.1%+19,955+98.3%加碼歷史
FITBFifth Third BancorpCOM28,785$122.2 萬<0.1%+5,111+21.6%加碼歷史
PSXPhillips 66Stock17,476$122.4 萬<0.1%+1,913+12.3%加碼歷史
MDLZMondelez International, Inc.Stock21,162$123.1 萬<0.1%+2,649+14.3%加碼歷史
SPDR Series Trust78468R721STATE STREET SPD24,024$123.9 萬<0.1%+1,701+7.6%加碼–
GMGeneral Motors CoCOM23,605$124.4 萬<0.1%−2,571−9.8%減碼歷史
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF25,149$124.7 萬<0.1%−8,610−25.5%減碼–
STZConstellation Brands, Inc.Stock5,956$125.5 萬<0.1%+1,578+36.0%加碼歷史
TFCTruist Financial CorpCOM21,422$125.6 萬<0.1%+3,493+19.5%加碼歷史
SPDR Series Trust78468R408ST TERM HIGH ETF46,259$126.7 萬<0.1%−298−0.6%減碼–
First Tr Exchange Traded FD33738R118NASD TECH DIV22,434$126.7 萬<0.1%+2,939+15.1%加碼–
First Tr Exchng Traded FD VI33740F557FT VEST NAS62,307$126.9 萬<0.1%+62,307新進–
MARMarriott International IncStock8,576$127.0 萬<0.1%−1,641−16.1%減碼歷史
GILDGilead Sciences, Inc.Stock18,177$127.0 萬<0.1%+3,968+27.9%加碼歷史
FASTFastenal CoStock24,860$128.3 萬<0.1%+8,926+56.0%加碼歷史
AAgilent Technologies, Inc.COM8,150$128.4 萬<0.1%−222−2.7%減碼歷史
ETSYEtsy IncCOM6,200$128.9 萬<0.1%+1,878+43.5%加碼歷史
Nushares ETF Tr67092P110NUVEEN ESG 1-551,557$129.4 萬<0.1%+5,906+12.9%加碼–
iShares Tr464289883CORE 30 70 ETF32,809$129.6 萬<0.1%−814−2.4%減碼–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT38,231$129.7 萬<0.1%+38,231新進–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH7,812$129.7 萬<0.1%+1,875+31.6%加碼–
Global X FDS37954Y384CYBRSCURTY ETF42,721$130.3 萬<0.1%+13,036+43.9%加碼–
SWKSSkyworks Solutions, Inc.Stock7,937$130.8 萬<0.1%+1,940+32.3%加碼歷史
SNPSSynopsys IncCOM4,389$131.4 萬<0.1%+1,629+59.0%加碼歷史
WisdomTree Tr97717W109US TOTAL DIVIDND11,284$132.5 萬<0.1%+1,153+11.4%加碼–
GNRCGenerac Holdings Inc.Stock3,270$133.6 萬<0.1%+172+5.6%加碼歷史
ROKRockwell Automation, IncStock4,577$134.6 萬<0.1%+847+22.7%加碼歷史
MSMorgan StanleyStock13,866$134.9 萬<0.1%+3,147+29.4%加碼歷史
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB61,053$135.0 萬<0.1%+31,321+105.3%加碼–
Schwab US Aggregate Bond ETF808524839ETF24,919$135.2 萬<0.1%−237−0.9%減碼–
DGDollar General CorpCOM6,420$136.2 萬<0.1%+1,681+35.5%加碼歷史
TRTNTriton International LtdCL A26,279$136.8 萬<0.1%+2,701+11.5%加碼歷史
STAGSTAG Industrial, Inc.COM34,885$136.9 萬<0.1%−54−0.2%減碼歷史
First Tr Exchng Traded FD VI33740F839FT VEST US EQT39,303$137.0 萬<0.1%+388+1.0%加碼–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP8,891$137.0 萬<0.1%+2,600+41.3%加碼–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF4,912$137.6 萬<0.1%+620+14.4%加碼–
VanEck Semiconductor ETF92189F676ETF5,369$137.6 萬<0.1%+292+5.8%加碼–
SNAPSnap IncStock18,719$138.3 萬<0.1%+6,669+55.3%加碼歷史
First Tr Exchange-Traded FD33738D309SENIOR LN FD29,030$138.9 萬<0.1%+15,575+115.8%加碼–
WisdomTree Tr97717W307US LARGECAP DIVD11,654$139.0 萬<0.1%+321+2.8%加碼–
ADIAnalog Devices IncStock8,318$139.3 萬<0.1%+1,350+19.4%加碼歷史
UBERUber Technologies, IncStock31,119$139.4 萬<0.1%+9,537+44.2%加碼歷史
New York Life Invts Active E45409F843MACK MU INSD ETF50,810$139.4 萬<0.1%+4,754+10.3%加碼–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF17,509$140.0 萬<0.1%+3,448+24.5%加碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史