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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Innovator ETFs Trust45782C276GRWT100 PWR BUF16,710$77.5 萬<0.1%+6,727+67.4%加碼–
AVBAvalonbay Communities IncCOM3,524$78.1 萬<0.1%+744+26.8%加碼歷史
iShares Inc46434G822MSCI JAPAN ETF11,141$78.3 萬<0.1%+567+5.4%加碼–
SOFISoFi Technologies, Inc.Stock49,453$78.5 萬<0.1%+49,453新進歷史
SPDR Series Trust78468R739ST NUVE TERM ETF15,914$78.6 萬<0.1%+1,995+14.3%加碼–
Pacer Trendpilot International ETF69374H683ETF27,711$79.0 萬<0.1%+14,948+117.1%加碼–
First Tr Exchng Traded FD VI33740U836FT VEST NAS40,132$79.2 萬<0.1%+40,132新進–
EXASExact Sciences CorpCOM8,342$79.6 萬<0.1%+5,781+225.7%加碼歷史
Ssga Active ETF Tr78467V608ST STR BL LN ETF17,435$80.2 萬<0.1%−138−0.8%減碼–
WSOWatsco IncCOM3,065$81.1 萬<0.1%+236+8.3%加碼歷史
WisdomTree Tr97717X131INTL QULTY DIV21,343$81.3 萬<0.1%+657+3.2%加碼–
Global X FDS37954Y657US PFD ETF31,601$81.4 萬<0.1%+6,558+26.2%加碼–
CMICummins IncStock3,633$81.6 萬<0.1%+364+11.1%加碼歷史
EQIXEquinix IncCOM1,035$81.8 萬<0.1%−27−2.5%減碼歷史
TTTrane Technologies plcSHS4,735$81.8 萬<0.1%+212+4.7%加碼歷史
ATVIActivision Blizzard, Inc.COM10,582$81.9 萬<0.1%+4,364+70.2%加碼歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF12,817$82.1 萬<0.1%+4,800+59.9%加碼–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US13,473$82.1 萬<0.1%+8,957+198.3%加碼–
iShares Inc464286533MSCI EMERG MRKT13,106$82.1 萬<0.1%−317−2.4%減碼–
OXYOccidental Petroleum CorpStock27,790$82.2 萬<0.1%+1,403+5.3%加碼歷史
TRVTravelers Companies, Inc.Stock5,414$82.3 萬<0.1%+703+14.9%加碼歷史
VanEck ETF Trust92189F437FALLEN ANGEL HG24,919$82.4 萬<0.1%−2,213−8.2%減碼–
Schwab US Tips ETF808524870ETF13,179$82.5 萬<0.1%−14,030−51.6%減碼–
KRKroger CoStock20,428$82.6 萬<0.1%+1,258+6.6%加碼歷史
iShares Tr464288752US HOME CONS ETF12,488$82.6 萬<0.1%+2,137+20.6%加碼–
HALHalliburton CoStock39,015$84.4 萬<0.1%−4,724−10.8%減碼歷史
SPDR Series Trust78468R549SP O&G EQP SERV15,511$84.4 萬<0.1%+409+2.7%加碼–
LINLinde PLCSHS2,879$84.5 萬<0.1%−356−11.0%減碼歷史
TELTE Connectivity plcREG SHS6,183$84.8 萬<0.1%+53+0.9%加碼歷史
STMSTMicroelectronics N.V.NY REGISTRY19,598$85.5 萬<0.1%+19,598新進歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL17,773$85.6 萬<0.1%+5,485+44.6%加碼–
JEFJefferies Financial Group Inc.COM23,111$85.8 萬<0.1%+23,111新進歷史
Osi ETF Tr67110P704OSHS GBL INTER16,284$86.2 萬<0.1%−4,710−22.4%減碼–
QSQuantumScape CorpCOM CL A35,148$86.3 萬<0.1%+15,686+80.6%加碼歷史
iShares Tr46435G250HIGH YLD SYSTM B16,690$86.3 萬<0.1%+651+4.1%加碼–
iShares Inc464286608MSCI EURZONE ETF18,021$86.7 萬<0.1%+1,243+7.4%加碼–
OCULOcular Therapeutix, IncCOM86,916$86.9 萬<0.1%+86,916新進歷史
NEMNEWMONT CorpStock16,078$87.3 萬<0.1%+2,846+21.5%加碼歷史
ELVElevance Health, Inc.Stock2,344$87.4 萬<0.1%+703+42.8%加碼歷史
WisdomTree Tr97717W778INTL MIDCAP DV13,059$87.4 萬<0.1%+158+1.2%加碼–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF11,459$87.4 萬<0.1%+7,609+197.6%加碼–
iShares Tr46434V803HDG MSCI EAFE25,463$87.6 萬<0.1%+25,463新進–
CICigna GroupStock4,392$87.9 萬<0.1%+1,260+40.2%加碼歷史
First Tr Exchange-Traded Alp33734K109COM SHS10,308$87.9 萬<0.1%+2,394+30.3%加碼–
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT34,595$87.9 萬<0.1%+12,618+57.4%加碼歷史
AEEAmeren CorpCOM10,871$88.1 萬<0.1%+7,754+248.8%加碼歷史
BGSB&G Foods, Inc.COM29,490$88.1 萬<0.1%+29,490新進歷史
BHP Group Ltd05545E209SPONSORED ADR17,457$88.5 萬<0.1%+8,658+98.4%加碼–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV44,802$88.7 萬<0.1%+26,508+144.9%加碼–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT52,980$89.3 萬<0.1%+52,980新進歷史
ALLAllstate CorpStock7,023$89.4 萬<0.1%+837+13.5%加碼歷史
Pacer US Small Cap Cash Cows ETF69374H857ETF21,110$89.5 萬<0.1%+14,534+221.0%加碼–
Schwab U.S. Small-Cap ETF808524607ETF8,952$89.6 萬<0.1%+57+0.6%加碼–
iShares Tr464289875CORE 40 MODE ETF20,094$89.9 萬<0.1%−7,758−27.9%減碼–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF33,962$90.0 萬<0.1%+384+1.1%加碼–
AZOAutoZone IncCOM531$90.2 萬<0.1%+65+13.9%加碼歷史
RTLNecessity Retail REIT, Inc.COM CLASS A112,948$90.8 萬<0.1%+92,337+448.0%加碼歷史
Atlantica Sustainable Infr PG0751N103SHS26,319$90.8 萬<0.1%+1,108+4.4%加碼–
SPGIS&P Global Inc.Stock2,141$90.9 萬<0.1%−195−8.3%減碼歷史
Amplify Blockchain Technology ETF032108607ETF20,401$91.1 萬<0.1%+2,111+11.5%加碼–
UTFCohen & Steers Infrastructure Fund IncCOM33,601$91.1 萬<0.1%+4,765+16.5%加碼歷史
MELIMercadolibre IncCOM543$91.2 萬<0.1%−75−12.1%減碼歷史
iShares Tr464288448INTL SEL DIV ETF29,981$91.2 萬<0.1%+10,013+50.1%加碼–
BMEBlackRock Health Sciences TrustCOM19,171$91.3 萬<0.1%+1,036+5.7%加碼歷史
DEODiageo PLCSPON ADR NEW4,750$91.7 萬<0.1%+1,029+27.7%加碼歷史
Barclays BK PLC06746P431ETN LKD 489,206$91.9 萬<0.1%+9,206新進–
PANWPalo Alto Networks IncStock1,930$92.4 萬<0.1%+119+6.6%加碼歷史
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB42,992$92.6 萬<0.1%+14,186+49.2%加碼–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX4,631$92.7 萬<0.1%+276+6.3%加碼–
CBRECbre Group, Inc.CL A9,527$92.8 萬<0.1%+100+1.1%加碼歷史
TYTRI-CONTINENTAL CorpCOM27,791$92.8 萬<0.1%+10,502+60.7%加碼歷史
iShares Tr46434VAX8IBONDS DEC23 ETF36,684$95.4 萬<0.1%+394+1.1%加碼–
URIUnited Rentals, Inc.COM2,724$95.6 萬<0.1%+51+1.9%加碼歷史
VLOValero Energy CorpStock13,609$96.0 萬<0.1%+2,721+25.0%加碼歷史
APDAir Products & Chemicals, Inc.Stock3,760$96.3 萬<0.1%+291+8.4%加碼歷史
LYVLive Nation Entertainment, Inc.COM10,602$96.6 萬<0.1%+4,776+82.0%加碼歷史
SPCEVirgin Galactic Holdings, IncCOM38,184$96.6 萬<0.1%+16,537+76.4%加碼歷史
EVVEaton Vance Ltd Duration Income FundCOM74,033$97.6 萬<0.1%−1,233−1.6%減碼歷史
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF10,934$97.8 萬<0.1%+709+6.9%加碼–
CTVACorteva, Inc.Stock23,267$97.9 萬<0.1%+3,201+16.0%加碼歷史
ULUnilever PLCSPON ADR NEW18,137$98.3 萬<0.1%+522+3.0%加碼歷史
USOUnited States Oil Fund, LPUNITS18,745$98.5 萬<0.1%−493−2.6%減碼歷史
AFRMAffirm Holdings, Inc.COM CL A8,308$99.0 萬<0.1%−6,719−44.7%減碼歷史
MKCMcCormick & Co IncStock12,391$100.4 萬<0.1%−12,545−50.3%減碼歷史
ECLEcolab Inc.Stock4,820$100.5 萬<0.1%+1,068+28.5%加碼歷史
SLBSLB LimitedStock34,003$100.8 萬<0.1%+7,236+27.0%加碼歷史
American Centy ETF Tr025072604AVANTIS EMGMKT15,626$100.8 萬<0.1%+5,044+47.7%加碼–
MFCManulife Financial CorpCOM52,723$101.4 萬<0.1%+24,385+86.1%加碼歷史
iShares Tr464287697U.S. UTILITS ETF12,914$101.9 萬<0.1%+1,550+13.6%加碼–
iShares Inc464286681MSCI EQUAL WEITE12,226$102.3 萬<0.1%−7,487−38.0%減碼–
Listed FD Tr53656F789ROUNDHILL SPORTS34,023$102.3 萬<0.1%+15,542+84.1%加碼–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB46,122$102.4 萬<0.1%+28,593+163.1%加碼–
IVZInvesco Ltd.Stock42,525$102.5 萬<0.1%+16,762+65.1%加碼歷史
GLWCorning IncCOM28,099$102.5 萬<0.1%+6,426+29.6%加碼歷史
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT30,624$102.5 萬<0.1%+2,799+10.1%加碼–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR20,338$102.6 萬<0.1%+467+2.4%加碼–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF11,816$102.8 萬<0.1%+11,816新進–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF41,272$102.9 萬<0.1%+17,967+77.1%加碼–
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST14,823$103.8 萬<0.1%+2,979+25.2%加碼–
LYGLloyds Banking Group plcSPONSORED ADR426,507$104.5 萬<0.1%−5,300−1.2%減碼歷史

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史