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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
CRLCharles River Laboratories International, Inc.COM1,495$61.7 萬<0.1%+755+102.0%加碼歷史
First Tr Exchange-Traded Alp33735B108COM SHS6,322$61.8 萬<0.1%+1,145+22.1%加碼–
ERICEricsson LM Telephone CoADR B SEK 1055,241$61.9 萬<0.1%+32,042+138.1%加碼歷史
iShares U.S. Regional Banks ETF464288778ETF10,298$62.4 萬<0.1%−2,093−16.9%減碼–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR9,190$62.4 萬<0.1%+532+6.1%加碼–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW13,272$62.5 萬<0.1%−764−5.4%減碼–
Goldman Sachs ETF Tr381430529ACCES TREASURY6,248$62.5 萬<0.1%−395−5.9%減碼–
AUPHAurinia Pharmaceuticals Inc.COM28,268$62.6 萬<0.1%+16,163+133.5%加碼歷史
Vanguard World FD921910709EXTENDED DUR4,631$62.8 萬<0.1%+35+0.8%加碼–
Vanguard Mortgage-Backed Securities ETF92206C771ETF11,826$63.0 萬<0.1%−433−3.5%減碼–
First Tr Exchange-Traded FD33733E807NAT GAS ETF37,567$63.3 萬<0.1%−1,275−3.3%減碼–
LILi Auto Inc.SPONSORED ADS24,060$63.3 萬<0.1%−4,439−15.6%減碼歷史
BAXBaxter International IncStock7,882$63.4 萬<0.1%+1,964+33.2%加碼歷史
LENLennar CorpCL A6,782$63.5 萬<0.1%+395+6.2%加碼歷史
BIDUBaidu, Inc.ADR4,135$63.6 萬<0.1%−3,990−49.1%減碼歷史
APGAPi Group CorpCOM STK31,341$63.8 萬<0.1%00.0%不變歷史
RSGRepublic Services, Inc.COM5,313$63.8 萬<0.1%+174+3.4%加碼歷史
iShares Tr464287341GLOBAL ENERG ETF23,759$63.8 萬<0.1%−27,119−53.3%減碼–
ETREntergy CorpCOM6,435$63.9 萬<0.1%+505+8.5%加碼歷史
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV7,330$63.9 萬<0.1%+12+0.2%加碼–
XELXcel Energy IncStock10,247$64.0 萬<0.1%+2,011+24.4%加碼歷史
Schwab U.S. Broad Market ETF808524102ETF6,177$64.2 萬<0.1%+521+9.2%加碼–
TRGPTarga Resources Corp.COM13,087$64.4 萬<0.1%+13,087新進歷史
ABNBAirbnb, Inc.Stock3,851$64.6 萬<0.1%+1,403+57.3%加碼歷史
WRKWestRock CoCOM13,004$64.8 萬<0.1%+1,987+18.0%加碼歷史
BLDPBallard Power Systems Inc.COM46,194$64.9 萬<0.1%+11,779+34.2%加碼歷史
ETF Ser Solutions26922B105LHA MKT ST TACTL21,506$65.1 萬<0.1%+21,506新進–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF12,947$65.2 萬<0.1%+4,435+52.1%加碼–
SRESempraStock5,160$65.3 萬<0.1%+325+6.7%加碼歷史
PMLPIMCO Municipal Income Fund IICOM44,361$65.4 萬<0.1%−196−0.4%減碼歷史
iShares Tr464288513IBOXX HI YD ETF7,490$65.5 萬<0.1%−2,793−27.2%減碼–
SPDR Ser Tr78468R689S&P KENSHO SMART11,963$65.5 萬<0.1%+238+2.0%加碼–
ELEstee Lauder Companies IncCL A2,186$65.6 萬<0.1%−379−14.8%減碼歷史
iShares Tr464288703MRNING SM CP ETF11,554$65.7 萬<0.1%+451+4.1%加碼–
Invesco Exchange Traded FD T46137V407INVESCO MSCI10,426$66.0 萬<0.1%+137+1.3%加碼–
iShares Tr46435U176IBONDS 22 TRM HG27,348$66.2 萬<0.1%−8,550−23.8%減碼–
CMECME Group Inc.COM3,431$66.3 萬<0.1%+221+6.9%加碼歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS31,384$66.3 萬<0.1%−1,714−5.2%減碼歷史
PEGPublic Service Enterprise Group IncCOM10,907$66.4 萬<0.1%+1,222+12.6%加碼歷史
Flexshares Tr33939L605IBOXX 5YR TRGT23,850$66.6 萬<0.1%+23,850新進–
HTGCHercules Capital, Inc.COM40,095$66.6 萬<0.1%+4,807+13.6%加碼歷史
SPDR Series Trust78464A201ST STR SP600GRWO7,652$66.7 萬<0.1%+679+9.7%加碼–
Schwab Strategic Tr8085247221000 INDEX ETF15,675$66.8 萬<0.1%00.0%不變–
HXLHexcel CorpCOM11,258$66.9 萬<0.1%+2,777+32.7%加碼歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF22,730$67.1 萬<0.1%+4,250+23.0%加碼–
DOCNDigitalOcean Holdings, Inc.COM8,667$67.3 萬<0.1%+8,667新進歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF44,968$67.6 萬<0.1%+9,360+26.3%加碼–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF9,147$67.7 萬<0.1%00.0%不變–
INTUIntuit Inc.Stock1,257$67.8 萬<0.1%+258+25.8%加碼歷史
NVSNovartis AGADR8,309$67.9 萬<0.1%+327+4.1%加碼歷史
DNPDNP Select Income Fund IncCOM63,811$68.0 萬<0.1%+10,906+20.6%加碼歷史
TSNTyson Foods, Inc.Stock8,649$68.3 萬<0.1%+981+12.8%加碼歷史
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC7,780$68.3 萬<0.1%+7,780新進–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6005,854$68.4 萬<0.1%+5,854新進–
ARK ETF Tr00214Q5003D PRINTING ETF19,238$68.7 萬<0.1%−782−3.9%減碼–
INVHInvitation Homes Inc.COM17,986$68.9 萬<0.1%−1,065−5.6%減碼歷史
ZMZoom Communications, Inc.Stock2,640$69.0 萬<0.1%+192+7.8%加碼歷史
HBANHuntington Bancshares IncCOM44,623$69.0 萬<0.1%−2,888−6.1%減碼歷史
Innovator ETFs Trust45782C789US EQTY BUFR JUL21,857$69.0 萬<0.1%+7,013+47.2%加碼–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL7,435$69.1 萬<0.1%−7,251−49.4%減碼–
PEBOPeoples Bancorp IncCOM21,872$69.1 萬<0.1%00.0%不變歷史
iShares Tr464287838U.S. BAS MTL ETF5,570$69.4 萬<0.1%+85+1.5%加碼–
iShares Tr464287762US HLTHCARE ETF2,519$69.5 萬<0.1%+899+55.5%加碼–
JDJD.com, Inc.SPON ADS CL A9,641$69.6 萬<0.1%−6,865−41.6%減碼歷史
SPDR Series Trust78464A284ST NUVE HIGH ETF11,651$69.8 萬<0.1%+1,128+10.7%加碼–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF24,140$70.1 萬<0.1%+9,529+65.2%加碼–
Vanguard BD Index FDS921937793LONG TERM BOND6,894$70.5 萬<0.1%+839+13.9%加碼–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI26,365$70.8 萬<0.1%+5,407+25.8%加碼–
BBNBlackRock Taxable Municipal Bond TrustSHS27,503$70.8 萬<0.1%−532−1.9%減碼歷史
YUMYum Brands IncStock5,804$71.0 萬<0.1%+581+11.1%加碼歷史
First Tr Exch Traded FD III33739P855INSTL PFD SECS34,425$71.1 萬<0.1%+12,250+55.2%加碼–
Exchange Traded Concepts Tru301505707ROBO GLB ETF11,071$71.3 萬<0.1%+905+8.9%加碼–
CRSCarpenter Technology CorpCOM21,788$71.3 萬<0.1%+8,852+68.4%加碼歷史
CBChubb LtdStock4,136$71.8 萬<0.1%+528+14.6%加碼歷史
iShares Tr46434V647GLOBAL REIT ETF26,209$71.8 萬<0.1%−3,264−11.1%減碼–
LKFNLakeland Financial CorpCOM10,091$71.9 萬<0.1%+51+0.5%加碼歷史
RBB FD Inc74933W601MOTLEY FOL ETF18,028$71.9 萬<0.1%−30−0.2%減碼–
TDCTeradata CorpStock12,635$72.5 萬<0.1%−160−1.3%減碼歷史
First Tr Exchng Traded FD VI33740F698FT VEST US EQT22,215$72.5 萬<0.1%+5,136+30.1%加碼–
NGGNational Grid PLCSPONSORED ADR NE12,224$72.9 萬<0.1%+3,935+47.5%加碼歷史
NADNuveen Quality Municipal Income FundCOM46,668$72.9 萬<0.1%+10,650+29.6%加碼歷史
Dimensional ETF Trust25434V401US EQUI MARK ETF15,486$73.0 萬<0.1%00.0%不變–
Invesco Exchange Traded FD T46137V688NEXT GEN CON ETF8,000$73.1 萬<0.1%−100−1.2%減碼–
VanEck ETF Trust92189F130REAL ASSETS ETF28,768$73.2 萬<0.1%+28,768新進–
UUUUEnergy Fuels IncCOM NEW104,679$73.2 萬<0.1%+40,203+62.4%加碼歷史
First Tr Exch Traded FD III33739N108MANAGD MUN ETF12,967$73.6 萬<0.1%+5,154+66.0%加碼–
iShares Tr46434V878ULTRA SHORT DUR14,686$74.2 萬<0.1%−1,103−7.0%減碼–
GPCGenuine Parts CoStock6,140$74.4 萬<0.1%+634+11.5%加碼歷史
TSMTaiwan Semiconductor Manufacturing Co LtdADR6,663$74.4 萬<0.1%+382+6.1%加碼歷史
PAYCPaycom Software, Inc.Stock1,516$75.2 萬<0.1%+278+22.5%加碼歷史
Indexiq ETF Tr45409B396IQ CHAIKIN US21,396$75.5 萬<0.1%+860+4.2%加碼–
ICEIntercontinental Exchange, Inc.Stock6,593$75.7 萬<0.1%−248−3.6%減碼歷史
SPDR Series Trust78464A805ST STR PR SP150014,284$75.7 萬<0.1%+6,201+76.7%加碼–
Invesco Exchange Traded FD T46137V324S&P500 EQL IND4,161$75.9 萬<0.1%00.0%不變–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN44,442$76.1 萬<0.1%−404−0.9%減碼歷史
Cyberark Software LtdM2682V108SHS4,831$76.2 萬<0.1%00.0%不變–
WisdomTree Tr97717X511YIELD ENHANCD US14,722$76.4 萬<0.1%+6,007+68.9%加碼–
iShares Tr464288562RESIDENTIAL MULT8,983$76.9 萬<0.1%+318+3.7%加碼–
ASMLASML Holding NVADR1,036$77.2 萬<0.1%+239+30.0%加碼歷史
SNOWSnowflake Inc.Stock2,561$77.5 萬<0.1%+530+26.1%加碼歷史

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史