跳到主要內容

Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
EOGEOG Resources IncStock5,936$47.6 萬<0.1%+1,976+49.9%加碼歷史
iShares Tr464287788U.S. FINLS ETF5,832$48.1 萬<0.1%+1,845+46.3%加碼–
IPInternational Paper CoCOM8,644$48.3 萬<0.1%−2,382−21.6%減碼歷史
iShares Tr464287754US INDUSTRIALS4,526$48.5 萬<0.1%+838+22.7%加碼–
EIXEdison InternationalStock8,757$48.6 萬<0.1%+227+2.7%加碼歷史
PWRQuanta Services, Inc.COM4,266$48.6 萬<0.1%+226+5.6%加碼歷史
PHParker-Hannifin CorpStock1,750$48.9 萬<0.1%+25+1.4%加碼歷史
UALUnited Airlines Holdings, Inc.COM10,290$48.9 萬<0.1%−7,193−41.1%減碼歷史
SYNASYNAPTICS IncStock2,739$49.2 萬<0.1%+466+20.5%加碼歷史
WECWec Energy Group, Inc.Stock5,583$49.2 萬<0.1%+893+19.0%加碼歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,678$49.3 萬<0.1%+850+3.9%加碼–
MRVLMarvell Technology, Inc.COM8,204$49.5 萬<0.1%+1,394+20.5%加碼歷史
SPOTSpotify Technology S.A.Stock2,205$49.7 萬<0.1%+574+35.2%加碼歷史
AMPAmeriprise Financial IncCOM1,891$49.9 萬<0.1%+165+9.6%加碼歷史
RPMRPM International IncCOM6,467$50.2 萬<0.1%+373+6.1%加碼歷史
First Tr Exch TRD Alphdx FD33737J109ASIA EX JAPAN15,509$50.2 萬<0.1%00.0%不變–
OCCIOFS Credit Company, Inc.COM37,043$50.4 萬<0.1%+12,919+53.6%加碼歷史
PAASPan American Silver CorpStock21,701$50.5 萬<0.1%−1,100−4.8%減碼歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,965$50.6 萬<0.1%+2,239+20.9%加碼–
DSLDoubleLine Income Solutions FundCOM28,680$50.9 萬<0.1%+3,250+12.8%加碼歷史
iShares Tr46434VBA7IBONDS DEC22 ETF20,112$50.9 萬<0.1%00.0%不變–
ORCOrchid Island Capital, Inc.COM104,114$50.9 萬<0.1%+7,665+7.9%加碼歷史
HPEHewlett Packard Enterprise CoCOM35,880$51.1 萬<0.1%+2,253+6.7%加碼歷史
WisdomTree Tr97717W844GLOB EX US QU FD12,638$51.1 萬<0.1%−1,203−8.7%減碼–
AFLAflac IncStock9,835$51.3 萬<0.1%+680+7.4%加碼歷史
BEEMBeam GlobalCOM18,757$51.3 萬<0.1%+9,753+108.3%加碼歷史
Vanguard Consumer Discretionary ETF92204A108ETF1,662$51.5 萬<0.1%+88+5.6%加碼–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD21,422$51.6 萬<0.1%+8,229+62.4%加碼–
ETF Managers Tr26924G870BLUESTAR ISRAEL7,833$51.6 萬<0.1%+267+3.5%加碼–
First Tr Exchng Traded FD VI33740F615FT VEST US EQT16,670$51.8 萬<0.1%+1,030+6.6%加碼–
SPDR Series Trust78464A714ST STR SP RETAIL5,764$52.1 萬<0.1%+3,196+124.5%加碼–
iShares Inc46434G889EMNG MKTS EQT10,161$52.4 萬<0.1%+1,055+11.6%加碼–
iShares Tr464288794US BR DEL SE ETF5,020$52.4 萬<0.1%+2,671+113.7%加碼–
PHGKoninklijke Philips NVNY REGIS SHS NEW11,824$52.5 萬<0.1%+1,280+12.1%加碼歷史
AIZAssurant, Inc.Stock3,340$52.7 萬<0.1%+1,560+87.6%加碼歷史
KLACKLA CorpCOM NEW1,574$52.7 萬<0.1%+60+4.0%加碼歷史
TWTRTwitter, Inc.COM8,799$53.1 萬<0.1%+1,082+14.0%加碼歷史
iShares Tr46435U713US INFRASTRUC15,629$53.3 萬<0.1%+221+1.4%加碼–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC5,253$53.5 萬<0.1%−268−4.9%減碼–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,811$53.5 萬<0.1%+1,133+30.8%加碼–
Alps ETF Tr00162Q858SECTR DIV DOGS10,503$53.7 萬<0.1%+2,487+31.0%加碼–
Vanguard Whitehall FDS921946810INTL DVD ETF6,171$53.8 萬<0.1%+1,787+40.8%加碼–
PLDPrologis, Inc.REIT4,297$53.9 萬<0.1%+951+28.4%加碼歷史
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS6,968$53.9 萬<0.1%+2,647+61.3%加碼–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG20,230$54.0 萬<0.1%+4,238+26.5%加碼–
iShares Russell Top 200 Growth ETF464289438ETF3,557$54.3 萬<0.1%−102−2.8%減碼–
PPGPPG Industries IncStock3,806$54.4 萬<0.1%+37+1.0%加碼歷史
BHPBHP Group LtdADR10,192$54.5 萬<0.1%+2,357+30.1%加碼歷史
TROWPrice T Rowe Group IncStock2,770$54.5 萬<0.1%+472+20.5%加碼歷史
John Hancock Exchange Traded47804J206MULTIFACTOR MI10,547$54.5 萬<0.1%+3,596+51.7%加碼–
Innovator ETFs Trust45782C532US EQTY ULTRA B18,430$54.6 萬<0.1%−2,301−11.1%減碼–
NUENucor CorpCOM5,544$54.6 萬<0.1%+264+5.0%加碼歷史
AXONAxon Enterprise, Inc.COM3,124$54.7 萬<0.1%+199+6.8%加碼歷史
iShares Tr46435G326CORE MSCI INTL8,181$54.7 萬<0.1%+4,913+150.3%加碼–
FYBRFrontier Communications Parent, Inc.COM19,661$54.8 萬<0.1%+1,459+8.0%加碼歷史
BSTBlackRock Science & Technology TrustSHS10,598$55.3 萬<0.1%+440+4.3%加碼歷史
Paramount Global92556H206CL B14,000$55.3 萬<0.1%+5,134+57.9%加碼–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM22,180$55.5 萬<0.1%00.0%不變歷史
BLWBlackRock Ltd Duration Income TrustCOM SHS32,512$55.6 萬<0.1%+8,253+34.0%加碼歷史
SPDR Series Trust78464A383ST STR BACKE ETF21,677$55.8 萬<0.1%+1,884+9.5%加碼–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,133$55.9 萬<0.1%00.0%不變–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF8,480$56.0 萬<0.1%+2,010+31.1%加碼–
LGILazard Global Total Return & Income Fund IncCOM27,951$56.0 萬<0.1%+14,573+108.9%加碼歷史
SPDR Series Trust78468R200ST STR RATE ETF18,314$56.2 萬<0.1%−106,155−85.3%減碼–
VEEVVeeva Systems IncStock1,962$56.5 萬<0.1%+139+7.6%加碼歷史
NOKNokia CorpSPONSORED ADR103,870$56.6 萬<0.1%+2,558+2.5%加碼歷史
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,466$56.7 萬<0.1%+338+3.7%加碼–
iShares Tr464287812US CONSM STAPLES3,160$56.8 萬<0.1%+1,307+70.5%加碼–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF21,100$56.9 萬<0.1%+380+1.8%加碼–
PINSPinterest, Inc.CL A11,167$56.9 萬<0.1%+3,863+52.9%加碼歷史
iShares Tr46435U226IBONDS 21 TRM HG23,540$56.9 萬<0.1%−6,000−20.3%減碼–
iShares Tr464288570ESG MSCI KLD ETF6,858$57.1 萬<0.1%−1,300−15.9%減碼–
EGPEastgroup Properties IncCOM3,436$57.3 萬<0.1%+291+9.3%加碼歷史
ETF Ser Solutions26922A305ALPCLONE ALTER6,942$57.6 萬<0.1%+648+10.3%加碼–
HCAHCA Healthcare, Inc.COM2,385$57.9 萬<0.1%+819+52.3%加碼歷史
BDRYAmplify Commodity TrustBREAKWAVE DRY16,110$58.0 萬<0.1%−1,575−8.9%減碼歷史
THSTreeHouse Foods, Inc.COM14,554$58.0 萬<0.1%+6,020+70.5%加碼歷史
DECKDeckers Outdoor CorpCOM1,614$58.1 萬<0.1%+88+5.8%加碼歷史
BEPCBrookfield Renewable CorpCL A SUB VTG14,968$58.1 萬<0.1%+9,216+160.2%加碼歷史
PSLVSprott Physical Silver TrustPHYSICAL SILVER75,963$58.3 萬<0.1%+3,850+5.3%加碼歷史
ESEversource EnergyStock7,140$58.4 萬<0.1%+18+0.3%加碼歷史
Vanguard Morningstar Large-Cap ETF922908637ETF2,911$58.5 萬<0.1%+819+39.1%加碼–
PSAPublic StorageCOM1,974$58.6 萬<0.1%+206+11.7%加碼歷史
ALGNAlign Technology IncCOM883$58.8 萬<0.1%+399+82.4%加碼歷史
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS5,949$59.1 萬<0.1%+1,463+32.6%加碼–
BKNGBooking Holdings Inc.Stock250$59.3 萬<0.1%+44+21.4%加碼歷史
TDToronto Dominion BankStock8,981$59.4 萬<0.1%+4,827+116.2%加碼歷史
iShares Tr464288273EAFE SML CP ETF7,987$59.4 萬<0.1%+608+8.2%加碼–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF7,509$59.5 萬<0.1%+667+9.7%加碼–
SIISprott Inc.COM NEW16,279$59.8 萬<0.1%+2,180+15.5%加碼歷史
iShares Tr464288307MRGSTR MD CP GRW8,692$59.9 萬<0.1%−85−1.0%減碼–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX52,289$60.0 萬<0.1%+508+1.0%加碼–
BSXBoston Scientific CorpStock13,842$60.1 萬<0.1%+3,175+29.8%加碼歷史
PMTPennyMac Mortgage Investment TrustCOM30,560$60.2 萬<0.1%−5,500−15.3%減碼歷史
KSUKansas City SouthernCOM NEW2,231$60.4 萬<0.1%+526+30.9%加碼歷史
STXSeagate Technology Holdings plcORD SHS7,331$60.5 萬<0.1%+1,241+20.4%加碼歷史
Schwab Emerging Markets Equity ETF808524706ETF19,939$60.8 萬<0.1%+1,930+10.7%加碼–
CLVTClarivate PLCORD SHS27,895$61.1 萬<0.1%+27,895新進歷史
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,663$61.2 萬<0.1%+523+4.3%加碼–
RGENRepligen CorpCOM2,121$61.3 萬<0.1%+57+2.8%加碼歷史

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史