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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
HIIHuntington Ingalls Industries, Inc.COM1,943$37.5 萬<0.1%+890+84.5%加碼歷史
Delaware Invts Div & Income245915103COM34,000$37.5 萬<0.1%−500−1.4%減碼–
Dimensional U.S. Small Cap ETF25434V500ETF6,541$37.6 萬<0.1%−264−3.9%減碼–
First Tr Exchange Traded FD33738R100MULTI ASSET DI22,992$37.7 萬<0.1%+2,316+11.2%加碼–
NCLHNorwegian Cruise Line Holdings Ltd.SHS14,164$37.8 萬<0.1%+2,832+25.0%加碼歷史
TDOCTeladoc Health, Inc.COM2,978$37.8 萬<0.1%+436+17.2%加碼歷史
WisdomTree Tr97717X628FLOATNG RAT TREA15,111$37.9 萬<0.1%−13,029−46.3%減碼–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF4,638$38.0 萬<0.1%+68+1.5%加碼–
VTRSViatris IncStock28,028$38.0 萬<0.1%+8,808+45.8%加碼歷史
LCIDLucid Group, Inc.COM14,976$38.0 萬<0.1%+14,976新進歷史
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF12,984$38.1 萬<0.1%+500+4.0%加碼–
Barrick Gold Corp067901108COM21,158$38.2 萬<0.1%−39,428−65.1%減碼–
CAKECheesecake Factory IncCOM8,130$38.2 萬<0.1%+4,000+96.9%加碼歷史
CARAvis Budget Group, Inc.COM3,279$38.2 萬<0.1%−2,784−45.9%減碼歷史
WKHSWorkhorse Group Inc.COM NEW50,232$38.4 萬<0.1%−8,155−14.0%減碼歷史
iShares Tr464287861EUROPE ETF7,405$38.6 萬<0.1%−10,519−58.7%減碼–
BSCLBILI Social International, Inc.BULSHS 2021 CB18,279$38.6 萬<0.1%+7,629+71.6%加碼歷史
iShares Tr464288604MRGSTR SM CP GR7,859$38.7 萬<0.1%+1,248+18.9%加碼–
SPDR Series Trust78464A771ST STR SP CAPMKT4,065$38.8 萬<0.1%+1,782+78.1%加碼–
iShares Tr464289859CORE 80 20 ETF5,586$39.0 萬<0.1%+511+10.1%加碼–
Dimensional ETF Trust25434V104US CORE EQT MKT12,950$39.0 萬<0.1%+4,700+57.0%加碼–
DBX ETF Tr233051754XTRACK CSI 500 A9,700$39.0 萬<0.1%+9,700新進–
Vanguard Total World Stock ETF922042742ETF3,840$39.1 萬<0.1%+406+11.8%加碼–
Global X FDS37954Y830GLOBAL X COPPER11,428$39.1 萬<0.1%−1,602−12.3%減碼–
First Tr Exchange-Traded Alp33734Y109COM SHS4,279$39.2 萬<0.1%+601+16.3%加碼–
Vanguard Materials ETF92204A801ETF2,268$39.3 萬<0.1%00.0%不變–
PNWPinnacle West Capital CorpCOM5,429$39.3 萬<0.1%+2,046+60.5%加碼歷史
USACUSA Compression Partners, LPCOMUNIT LTDPAR23,706$39.3 萬<0.1%+1,134+5.0%加碼歷史
Northern LTS FD Tr III66538R748HCM DEFND 1008,134$39.5 萬<0.1%+3,809+88.1%加碼–
IDAIdacorp IncCOM3,824$39.5 萬<0.1%+23+0.6%加碼歷史
RITMRithm Capital Corp.REIT35,980$39.6 萬<0.1%+698+2.0%加碼歷史
SPDR Series Trust78464A672ST INTER ETF12,295$39.7 萬<0.1%+878+7.7%加碼–
iShares Tr464288372GLB INFRASTR ETF8,652$39.7 萬<0.1%00.0%不變–
CNPCenterpoint Energy IncCOM16,210$39.9 萬<0.1%+6,866+73.5%加碼歷史
HQHabrdn Healthcare InvestorsSH BEN INT15,752$40.3 萬<0.1%+782+5.2%加碼歷史
Global X FDS37954Y624AUTONMOUS EV ETF14,737$40.4 萬<0.1%+1,066+7.8%加碼–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX4,571$40.4 萬<0.1%+1,812+65.7%加碼–
SCHWSchwab Charles CorpStock5,556$40.5 萬<0.1%+383+7.4%加碼歷史
PRFTPerficient IncCOM3,498$40.5 萬<0.1%+3,498新進歷史
SPDR Series Trust78468R861STATE STRET SPDR19,341$40.8 萬<0.1%+596+3.2%加碼–
Global X FDS37954Y814FINTECH ETF8,554$41.1 萬<0.1%+1,214+16.5%加碼–
AWKAmerican Water Works Company, Inc.Stock2,434$41.2 萬<0.1%+785+47.6%加碼歷史
Innovator ETFs Trust45782C284US SML CP PWR B15,771$41.2 萬<0.1%−2,655−14.4%減碼–
ProShares Tr74347B375LONG ONLINE SHRT5,990$41.2 萬<0.1%+848+16.5%加碼–
GGGGraco IncCOM5,907$41.3 萬<0.1%+370+6.7%加碼歷史
TMUST-Mobile US, Inc.Stock3,250$41.5 萬<0.1%+135+4.3%加碼歷史
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE2,575$41.5 萬<0.1%+1,037+67.4%加碼–
iShares Tr464287325GLOB HLTHCRE ETF4,957$41.5 萬<0.1%+2,229+81.7%加碼–
SWNSouthwestern Energy CoCOM74,904$41.5 萬<0.1%00.0%不變歷史
iShares Tr46434V274INTL EQTY FACTOR14,344$41.6 萬<0.1%00.0%不變–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,547$41.7 萬<0.1%+358+2.5%加碼–
SPDR Index Shs FDS78463X509ST PORT MARK ETF9,856$41.9 萬<0.1%+2,022+25.8%加碼–
iShares Tr46434V282U S EQUITY FACTR9,932$41.9 萬<0.1%+40.0%加碼–
Vanguard Financials ETF92204A405ETF4,539$42.1 萬<0.1%−332−6.8%減碼–
BRWSaba Capital Income & Opportunities FundSHARES92,695$42.2 萬<0.1%−85,268−47.9%減碼歷史
CCDCalamos Dynamic Convertible & Income FundCOM13,939$42.4 萬<0.1%+1,781+14.6%加碼歷史
iShares Inc464286285JP MRGN EM HI BD9,563$42.4 萬<0.1%+2,625+37.8%加碼–
HSTHost Hotels & Resorts, Inc.COM25,985$42.4 萬<0.1%+12,190+88.4%加碼歷史
RIGTransocean Ltd.REGISTERED SHS111,988$42.4 萬<0.1%+111,988新進歷史
PCARPaccar IncCOM5,386$42.5 萬<0.1%+122+2.3%加碼歷史
RFRegions Financial CorpCOM19,962$42.5 萬<0.1%+1,875+10.4%加碼歷史
Innovator ETFs Trust45782C417US EQTY PWR BUF14,950$42.7 萬<0.1%00.0%不變–
VanEck ETF Trust92189F791JUNIOR GOLD MINE11,191$42.9 萬<0.1%+3,385+43.4%加碼–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH5,985$43.0 萬<0.1%+5,985新進–
Barclays Bank PLC06742A669IPATH SHILR CAPE20,390$43.0 萬<0.1%+20,390新進–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX10,288$43.1 萬<0.1%+208+2.1%加碼–
AGNCAGNC Investment Corp.REIT27,438$43.3 萬<0.1%+1,646+6.4%加碼歷史
BSTZBlackRock Science & Technology Term TrustSHS BEN INT11,224$43.3 萬<0.1%+3,273+41.2%加碼歷史
WisdomTree Tr97717Y683ENHNCD CMMDTY ST19,499$43.5 萬<0.1%+19,499新進–
LOBLive Oak Bancshares, Inc.COM6,833$43.5 萬<0.1%+235+3.6%加碼歷史
VMCVulcan Materials COCOM2,582$43.7 萬<0.1%+79+3.2%加碼歷史
MTBM&T Bank CorpCOM2,941$43.9 萬<0.1%+154+5.5%加碼歷史
Pacer Trendpilot European Index ETF69374H808ETF18,132$44.0 萬<0.1%+6,548+56.5%加碼–
WisdomTree Tr97717X214EMERG MKTS ESG12,393$44.0 萬<0.1%+12,393新進–
DRIDarden Restaurants IncCOM2,908$44.1 萬<0.1%+320+12.4%加碼歷史
WYWeyerhaeuser CoCOM NEW12,419$44.2 萬<0.1%+2,360+23.5%加碼歷史
SPDR Series Trust78464A821ST STR SP400GRW5,837$44.2 萬<0.1%−266−4.4%減碼–
SPDR Series Trust78468R887ST STR R2K LOWV3,956$44.4 萬<0.1%+1,281+47.9%加碼–
NTLAIntellia Therapeutics, Inc.COM3,321$44.6 萬<0.1%+3,321新進歷史
OVVOvintiv Inc.COM13,578$44.6 萬<0.1%+36+0.3%加碼歷史
JCENuveen Core Equity Alpha FundCOM26,075$44.6 萬<0.1%00.0%不變歷史
iShares Tr46435U796SYSTEMATIC BD ET4,457$44.7 萬<0.1%00.0%不變–
NEANuveen AMT-Free Quality Municipal Income FundCOM29,533$44.9 萬<0.1%+2,430+9.0%加碼歷史
HRLHormel Foods CorpCOM10,987$45.0 萬<0.1%+972+9.7%加碼歷史
ATOAtmos Energy CorpCOM5,123$45.2 萬<0.1%+290+6.0%加碼歷史
Lattice Strategies Tr518416409HARTFORD US EQTY11,367$45.3 萬<0.1%−135−1.2%減碼–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW16,665$45.4 萬<0.1%−7,423−30.8%減碼–
KKellanovaStock7,142$45.7 萬<0.1%+458+6.9%加碼歷史
PGRProgressive CorpStock5,086$46.0 萬<0.1%+1,072+26.7%加碼歷史
CBSHCommerce Bancshares IncStock6,604$46.0 萬<0.1%+1,605+32.1%加碼歷史
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH655$46.0 萬<0.1%00.0%不變–
Kraneshares Tr500767827ELEC VEH FUTUR9,964$46.3 萬<0.1%+4,871+95.6%加碼–
OPRXOptimizeRx CorpCOM NEW5,420$46.4 萬<0.1%−1,565−22.4%減碼歷史
YPFYpf Sociedad AnonimaSPON ADR CL D99,678$46.4 萬<0.1%+8,600+9.4%加碼歷史
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN6,014$46.5 萬<0.1%+980+19.5%加碼–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF2,953$46.8 萬<0.1%−148−4.8%減碼–
SWKStanley Black & Decker, Inc.COM2,678$46.9 萬<0.1%−324−10.8%減碼歷史
HNIHni CorpStock12,838$47.1 萬<0.1%+6,366+98.4%加碼歷史
MTCHMatch Group, Inc.COM3,013$47.3 萬<0.1%−200−6.2%減碼歷史
Vanguard World FD921910733ESG US STK ETF5,935$47.5 萬<0.1%+581+10.9%加碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史