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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN4,202$30.2 萬<0.1%−389−8.5%減碼–
FNBFNB CorpCOM26,073$30.3 萬<0.1%+467+1.8%加碼歷史
PFGPrincipal Financial Group IncCOM4,701$30.3 萬<0.1%+1,495+46.6%加碼歷史
LEOBNY Mellon Strategic Municipals, Inc.COM34,870$30.3 萬<0.1%+7,713+28.4%加碼歷史
FNVFranco Nevada CorpStock2,343$30.4 萬<0.1%−159−6.4%減碼歷史
HSBCHSBC Holdings PLCSPON ADR NEW11,621$30.4 萬<0.1%+11,621新進歷史
PSECProspect Capital CorpCOM39,617$30.5 萬<0.1%−1,500−3.6%減碼歷史
SPLKSplunk IncCOM2,106$30.5 萬<0.1%+2,106新進歷史
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF14,650$30.6 萬<0.1%−2,295−13.5%減碼–
ERHAllspring Utilities & High Income FundWF UTILITIES INC22,700$30.6 萬<0.1%+2,000+9.7%加碼歷史
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB14,042$30.7 萬<0.1%+14,042新進–
CORCencora, Inc.Stock2,582$30.8 萬<0.1%+136+5.6%加碼歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF11,593$30.8 萬<0.1%+1,923+19.9%加碼–
OLNOLIN CorpStock6,386$30.8 萬<0.1%+6,386新進歷史
MHDBlackRock Muniholdings Fund, Inc.COM18,816$30.8 萬<0.1%−88−0.5%減碼歷史
NUVNuveen Municipal Value Fund IncCOM27,307$30.9 萬<0.1%+61+0.2%加碼歷史
CROXCrocs, Inc.COM2,156$30.9 萬<0.1%+2,156新進歷史
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT1,608$31.0 萬<0.1%+1,608新進–
Innovator ETFs Trust45782C508US EQTY PWR BUF9,480$31.0 萬<0.1%−5,774−37.9%減碼–
iShares Tr464288174GL TIMB FORE ETF3,642$31.0 萬<0.1%+1,213+49.9%加碼–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF10,609$31.0 萬<0.1%+3,705+53.7%加碼–
LADRLadder Capital CorpCL A28,171$31.1 萬<0.1%+495+1.8%加碼歷史
WisdomTree Tr97717X701EUROPE HEDGED EQ4,107$31.2 萬<0.1%−444−9.8%減碼–
iShares Tr464288836U.S. PHARMA ETF1,702$31.2 萬<0.1%+1,702新進–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,081$31.5 萬<0.1%−4,091−28.9%減碼–
Alps ETF Tr00162Q205EQUAL SEC ETF3,188$31.7 萬<0.1%−123−3.7%減碼–
RIORio Tinto PLCADR4,756$31.8 萬<0.1%+4,756新進歷史
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,700$31.9 萬<0.1%00.0%不變–
First Tr Exchng Traded FD VI33740F730FT VEST US EQT9,447$31.9 萬<0.1%+9,447新進–
OGNOrganon & Co.Stock9,787$32.1 萬<0.1%+1,162+13.5%加碼歷史
CMCanadian Imperial Bank of CommerceCOM2,884$32.1 萬<0.1%+310+12.0%加碼歷史
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF7,640$32.2 萬<0.1%+7,640新進–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM23,087$32.2 萬<0.1%−3,083−11.8%減碼歷史
SSLSasol LtdSPONSORED ADR17,127$32.3 萬<0.1%+17,127新進歷史
APAAPA CorpStock15,100$32.4 萬<0.1%+360+2.4%加碼歷史
Fidelity Covington Trust316092824LOW VOLITY ETF6,810$32.4 萬<0.1%+257+3.9%加碼–
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT6,977$32.4 萬<0.1%−153−2.1%減碼歷史
Vanguard World FD921910840MEGA CAP VAL ETF3,323$32.5 萬<0.1%+3,323新進–
RYRoyal Bank of CanadaStock3,274$32.6 萬<0.1%−604−15.6%減碼歷史
Flagstar Bank, National Association649445103COM25,335$32.6 萬<0.1%+3,676+17.0%加碼–
TECHBIO-TECHNE CorpCOM674$32.7 萬<0.1%00.0%不變歷史
IIPRInnovative Industrial Properties IncCOM1,417$32.8 萬<0.1%+1,417新進歷史
Innovator ETFs Trust45782C813US EQTY PWR BUF11,106$33.0 萬<0.1%+11,106新進–
ANAutonation, Inc.COM2,710$33.0 萬<0.1%+2,710新進歷史
XLNXXilinx IncCOM2,186$33.0 萬<0.1%+137+6.7%加碼歷史
GDDYGoDaddy Inc.CL A4,743$33.1 萬<0.1%+2,341+97.5%加碼歷史
SEBSeaboard CorpCOM81$33.2 萬<0.1%00.0%不變歷史
Absolute Shs Tr00400R841WBI BULBEAR TR16,714$33.2 萬<0.1%+1,261+8.2%加碼–
PXDPioneer Natural Resources CoCOM1,992$33.2 萬<0.1%+363+22.3%加碼歷史
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC6,765$33.3 萬<0.1%−600−8.1%減碼–
EBAYeBay IncCOM4,804$33.5 萬<0.1%−20−0.4%減碼歷史
State Street SPDR S&P Bank ETF78464A797ETF6,353$33.6 萬<0.1%+1,054+19.9%加碼–
JYNTJOINT CorpCOM3,440$33.7 萬<0.1%+3,440新進歷史
Renaissance Cap Greenwich FD759937204IPO ETF5,235$33.7 萬<0.1%+396+8.2%加碼–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,655$33.9 萬<0.1%+2,655新進–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,100$34.0 萬<0.1%+4,100新進–
SMLPSummit Midstream Partners, LPCOM UNIT LTD9,573$34.0 萬<0.1%+9,573新進歷史
CWHCamping World Holdings, Inc.CL A8,769$34.1 萬<0.1%+8,769新進歷史
iShares Tr464289446RUS TOP 200 ETF3,315$34.2 萬<0.1%−82−2.4%減碼–
Global X FDS37954Y442CLOUD COMPUTNG11,717$34.3 萬<0.1%+692+6.3%加碼–
AIFApollo Tactical Income Fund Inc.COM21,700$34.3 萬<0.1%00.0%不變歷史
iShares Tr464288521CRE U S REIT ETF5,886$34.5 萬<0.1%−115−1.9%減碼–
Nuveen PFD & Incm Securties67072C105COM35,226$34.5 萬<0.1%+6,015+20.6%加碼–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE8,891$34.6 萬<0.1%+2,105+31.0%加碼–
SYFSynchrony FinancialCOM7,093$34.7 萬<0.1%+7,093新進歷史
DBX ETF Tr233051200XTRACK MSCI EAFE9,241$34.9 萬<0.1%+1,907+26.0%加碼–
Global X FDS37954Y343GLBL X MLP ETF9,901$34.9 萬<0.1%+604+6.5%加碼–
iShares Tr46434V1000-5YR INVT GR CP6,782$35.0 萬<0.1%+6,782新進–
BNYBank of New York Mellon CorpStock6,776$35.1 萬<0.1%+716+11.8%加碼歷史
MSIMotorola Solutions, Inc.Stock1,513$35.2 萬<0.1%+188+14.2%加碼歷史
VanEck ETF Trust92189F411BDC INCOME ETF20,550$35.2 萬<0.1%+281+1.4%加碼–
CPECallon Petroleum CoCOM7,172$35.2 萬<0.1%+2,022+39.3%加碼歷史
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,573$35.3 萬<0.1%+650+70.4%加碼–
iShares Tr46434VBK5IBONDS DEC21 ETF14,292$35.3 萬<0.1%+231+1.6%加碼–
EAElectronic Arts Inc.COM2,488$35.4 萬<0.1%+703+39.4%加碼歷史
GRMNGarmin LtdSHS2,278$35.4 萬<0.1%+215+10.4%加碼歷史
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$35.4 萬<0.1%00.0%不變–
VFCV F CorpStock5,298$35.5 萬<0.1%+933+21.4%加碼歷史
RMDResmed IncCOM1,351$35.6 萬<0.1%00.0%不變歷史
BCEBce IncCOM NEW7,110$35.6 萬<0.1%+1,682+31.0%加碼歷史
ADSKAutodesk, Inc.COM1,253$35.7 萬<0.1%+70+5.9%加碼歷史
TTETotalEnergies SESPONSORED ADS7,445$35.7 萬<0.1%+495+7.1%加碼歷史
FNGSBank of MontrealNT LKD 3811,730$35.8 萬<0.1%+450+4.0%加碼歷史
American Centy ETF Tr025072307US QUALITY GROW5,060$35.9 萬<0.1%+148+3.0%加碼–
HAPNHappen, Inc.COM NEW12,700$35.9 萬<0.1%+12,700新進歷史
Innovator U.S. Equity Buffer ETF - October45782C771ETF11,005$36.0 萬<0.1%+11,005新進–
PTONPeloton Interactive, Inc.CL A COM4,133$36.0 萬<0.1%+597+16.9%加碼歷史
CGCCanopy Growth CorpCOM25,967$36.0 萬<0.1%−13,533−34.3%減碼歷史
Vanguard Industrials ETF92204A603ETF1,922$36.1 萬<0.1%−128−6.2%減碼–
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,510$36.2 萬<0.1%+886+33.8%加碼–
MRSHMarsh & McLennan Companies, Inc.Stock2,388$36.2 萬<0.1%+585+32.4%加碼歷史
FEFirstenergy CorpCOM10,194$36.3 萬<0.1%−895−8.1%減碼歷史
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS37,407$36.4 萬<0.1%−13,139−26.0%減碼歷史
iShares Inc464286319EM MKTS DIV ETF9,357$36.4 萬<0.1%+2,347+33.5%加碼–
WSBCWesbanco IncCOM10,759$36.7 萬<0.1%+583+5.7%加碼歷史
iShares Tr464287127MORNINGSTR US EQ6,048$36.7 萬<0.1%−8−0.1%減碼–
Vanguard Whitehall FDS921946794INTL HIGH ETF5,578$36.8 萬<0.1%−500−8.2%減碼–
Innovator ETFs Trust45782C540US EQTY PWR BUF12,010$36.9 萬<0.1%−450−3.6%減碼–
XHRXenia Hotels & Resorts, Inc.COM20,820$36.9 萬<0.1%+3,061+17.2%加碼歷史
VTLEVital Energy, Inc.COM4,603$37.3 萬<0.1%+858+22.9%加碼歷史

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史