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Livermore
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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/11/16 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
ProShares Tr74347B425SHORT S&P 500 NE13,291$20.2 萬<0.1%+13,291新進–
Schwab International Small-Cap Equity ETF808524888ETF4,896$20.3 萬<0.1%+4,896新進–
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY4,197$20.3 萬<0.1%+4,197新進–
DXCMDexcom IncCOM371$20.3 萬<0.1%+371新進歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,580$20.4 萬<0.1%+6,580新進–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,968$20.4 萬<0.1%+455+6.1%加碼歷史
Global X FDS37954Y434GENOMIC BIOTECH9,200$20.4 萬<0.1%+9,200新進–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 288,960$20.5 萬<0.1%+8,960新進–
WisdomTree Tr97717X172US HGH YLD CORP3,887$20.5 萬<0.1%−4,993−56.2%減碼–
Innovator ETFs Trust45782C870US EQT PWR BUF7,192$20.5 萬<0.1%+104+1.5%加碼–
FLOFlowers Foods IncCOM8,702$20.6 萬<0.1%+8,702新進歷史
BLDQXO Insulation, LLCStock1,009$20.7 萬<0.1%−10−1.0%減碼歷史
Barclays Bank PLC06746P563ETN LKD 483,875$20.7 萬<0.1%+3,875新進–
TMToyota Motor CorpADS1,168$20.8 萬<0.1%+1,168新進歷史
SNYSanofiSPONSORED ADR4,320$20.8 萬<0.1%+4,320新進歷史
NEONeogenomics IncCOM NEW4,316$20.8 萬<0.1%+4,316新進歷史
GOFGuggenheim Strategic Opportunities FundCOM SBI10,939$20.9 萬<0.1%+608+5.9%加碼歷史
iShares Inc464286806MSCI GERMANY ETF6,393$21.0 萬<0.1%+57+0.9%加碼–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE5,500$21.0 萬<0.1%−4,150−43.0%減碼–
WATWaters CorpCOM588$21.0 萬<0.1%+588新進歷史
NBBNuveen Taxable Municipal Income FundCOM9,229$21.1 萬<0.1%−3,068−24.9%減碼歷史
CSGPCostar Group, Inc.COM2,455$21.1 萬<0.1%+2,455新進歷史
HYTBlackRock Corporate High Yield Fund, Inc.COM17,451$21.3 萬<0.1%−2,738−13.6%減碼歷史
Nuveen Diversified Divid & I6706EP105COM20,542$21.3 萬<0.1%00.0%不變–
AIC3.ai, Inc.Stock4,644$21.5 萬<0.1%−495−9.6%減碼歷史
SARSaratoga Investment Corp.COM NEW7,488$21.5 萬<0.1%+7,488新進歷史
Global X FDS37954Y889S&P 500 CATHOLIC4,000$21.6 萬<0.1%+4,000新進–
PAAPlains All American Pipeline LPUNIT LTD PARTN21,306$21.7 萬<0.1%+1,117+5.5%加碼歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM20,036$21.7 萬<0.1%+4,973+33.0%加碼歷史
HDBHDFC Bank LtdSPONSORED ADS2,965$21.7 萬<0.1%+2,965新進歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM15,931$21.7 萬<0.1%00.0%不變歷史
CRCrane CoCOM2,295$21.8 萬<0.1%+17+0.7%加碼歷史
BBYBest Buy Co IncStock2,082$22.0 萬<0.1%−78−3.6%減碼歷史
QRVOQorvo, Inc.Stock1,316$22.0 萬<0.1%00.0%不變歷史
Schwab Strategic Tr808524862SHT TM US TRES4,303$22.0 萬<0.1%+141+3.4%加碼–
EQTEQT CorpStock10,820$22.1 萬<0.1%+10,820新進歷史
BUDAnheuser-Busch InBev SA/NVADR3,917$22.1 萬<0.1%+902+29.9%加碼歷史
Global X FDS37954Y459RUSSELL 20008,885$22.1 萬<0.1%+480+5.7%加碼–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM13,809$22.1 萬<0.1%00.0%不變歷史
AVAAvista CorpCOM5,678$22.2 萬<0.1%+5,678新進歷史
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL8,078$22.3 萬<0.1%+8,078新進–
Schwab U.S. REIT ETF808524847ETF4,910$22.4 萬<0.1%−236−4.6%減碼–
MVTBlackRock Munivest Fund II, Inc.COM14,715$22.4 萬<0.1%00.0%不變歷史
UHALU-Haul Holding CoCOM349$22.5 萬<0.1%+2+0.6%加碼歷史
CIENCiena CorpCOM NEW4,387$22.5 萬<0.1%−997−18.5%減碼歷史
Global X FDS37954Y418THMATC GWT ETF4,511$22.5 萬<0.1%−6,086−57.4%減碼–
PBCTPeople's United Financial, Inc.COM12,878$22.5 萬<0.1%+12,878新進歷史
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF4,045$22.6 萬<0.1%+4,045新進–
EVRGEvergy, Inc.Stock3,651$22.7 萬<0.1%+3,651新進歷史
Flexshares Tr33939L407MORNSTAR UPSTR6,189$22.7 萬<0.1%+331+5.7%加碼–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN5,592$22.8 萬<0.1%+5,592新進–
LANDGladstone Land CorpCOM10,000$22.8 萬<0.1%00.0%不變歷史
Spinnaker ETF Series84858T400CANNABIS ETF17,754$22.8 萬<0.1%+1,044+6.2%加碼–
MTDMettler Toledo International IncCOM166$22.9 萬<0.1%+13+8.5%加碼歷史
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF4,985$23.0 萬<0.1%+4,985新進–
FMBIFirst Midwest Bancorp IncCOM12,112$23.0 萬<0.1%00.0%不變歷史
FISFidelity National Information Services, Inc.Stock1,899$23.1 萬<0.1%+265+16.2%加碼歷史
NWLNewell Brands Inc.Stock10,431$23.1 萬<0.1%+1,311+14.4%加碼歷史
OMCOmnicom Group Inc.COM3,192$23.1 萬<0.1%+3,192新進歷史
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,137$23.1 萬<0.1%+400+4.6%加碼歷史
BCVBancroft Fund LtdCOM7,807$23.1 萬<0.1%−27,394−77.8%減碼歷史
CUZCousins Properties IncCOM NEW6,194$23.1 萬<0.1%+643+11.6%加碼歷史
SPDR Series Trust78464A581ST STR SP HCEQ1,844$23.1 萬<0.1%−691−27.3%減碼–
Global X Uranium ETF37954Y871ETF9,746$23.2 萬<0.1%+9,746新進–
CHYCalamos Convertible & High Income FundCOM SHS14,950$23.4 萬<0.1%+4,035+37.0%加碼歷史
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF4,958$23.5 萬<0.1%+4,958新進–
CMSCMS Energy CorpCOM3,935$23.5 萬<0.1%+309+8.5%加碼歷史
LMNDLemonade, Inc.Stock3,524$23.6 萬<0.1%+1,600+83.2%加碼歷史
UBSIUnited Bankshares IncCOM6,494$23.6 萬<0.1%+866+15.4%加碼歷史
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$23.6 萬<0.1%00.0%不變–
iShares Tr46435U366SELF DRIVNG EV4,918$23.7 萬<0.1%+4,918新進–
ORIOld Republic International CorpCOM10,252$23.7 萬<0.1%+10,252新進歷史
BRSPBrightSpire Capital, Inc.COM CL A25,241$23.7 萬<0.1%+640+2.6%加碼歷史
iShares Tr464288745GLB CNS DISC ETF1,445$23.8 萬<0.1%00.0%不變–
OGSONE Gas, Inc.COM3,774$23.9 萬<0.1%+896+31.1%加碼歷史
iShares Tr464289420RUS TP200 VL ETF3,639$23.9 萬<0.1%+3,639新進–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID9,614$24.0 萬<0.1%+1,094+12.8%加碼–
PPLIPeople IncCOM NEW1,839$24.0 萬<0.1%+365+24.8%加碼歷史
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR1,088$24.0 萬<0.1%+167+18.1%加碼–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS11,221$24.0 萬<0.1%+1,731+18.2%加碼歷史
ALKAlaska Air Group, Inc.COM4,089$24.0 萬<0.1%+22+0.5%加碼歷史
GHYPGIM Global High Yield Fund, Inc.COM15,635$24.1 萬<0.1%+59+0.4%加碼歷史
SLFSun Life Financial IncCOM4,702$24.2 萬<0.1%+4,702新進歷史
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,723$24.2 萬<0.1%+185+2.8%加碼–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH4,338$24.3 萬<0.1%+4,338新進–
WisdomTree Tr97717X651US S CAP QTY DIV5,484$24.3 萬<0.1%−1,611−22.7%減碼–
Invesco Exch Traded FD Tr II46138G508SR LN ETF11,006$24.3 萬<0.1%+11,006新進–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR17,789$24.5 萬<0.1%+2,381+15.5%加碼歷史
WHFWhiteHorse Finance, Inc.COM16,125$24.5 萬<0.1%+805+5.3%加碼歷史
Fidelity Covington Trust316092303CONSMR STAPLES5,874$24.6 萬<0.1%−4,166−41.5%減碼–
DBX ETF Tr233051853XTRACK MSCI EURP7,213$24.6 萬<0.1%00.0%不變–
ACCAmerican Campus Communities IncCOM5,068$24.6 萬<0.1%+74+1.5%加碼歷史
iShares Tr46435G342MORTGE REL ETF6,837$24.7 萬<0.1%−156−2.2%減碼–
FUVArcimoto IncCOM21,580$24.7 萬<0.1%+7,000+48.0%加碼歷史
AXAxos Financial, Inc.COM4,810$24.8 萬<0.1%−500−9.4%減碼歷史
iShares Tr46435G516ESG AW MSCI EAFE3,159$24.8 萬<0.1%+212+7.2%加碼–
Invesco Exch TRD SLF Idx FD46138J585BULETSHS 20279,720$24.8 萬<0.1%+9,720新進–
BILIBilibili Inc.SPONS ADS REP Z3,745$24.8 萬<0.1%−3,598−49.0%減碼歷史
UPSTUpstart Holdings, Inc.COM788$24.9 萬<0.1%+788新進歷史
Columbia ETF Tr I19761L508DIVERSIFID FXD11,656$24.9 萬<0.1%+824+7.6%加碼–

選擇權（9 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉（80 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史