跳到主要內容

Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AEPAmerican Electric Power Co IncStock17,274$140.2 萬<0.1%+509+3.0%加碼歷史
First Tr Exchng Traded FD VI33740F714FT VEST US EQT41,808$140.4 萬<0.1%+16,500+65.2%加碼–
GNTXGentex CorpCOM42,728$140.9 萬<0.1%−771−1.8%減碼歷史
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER14,749$141.8 萬<0.1%+6,790+85.3%加碼–
PLTRPalantir Technologies Inc.Stock59,142$142.2 萬<0.1%+42,309+251.3%加碼歷史
iShares Tr464288208MRGSTR MD CP ETF21,595$143.7 萬<0.1%+7,275+50.8%加碼–
KIMKimco Realty CorpCOM69,708$144.6 萬<0.1%+69,708新進歷史
Enerplus Corp292766102COM181,550$145.2 萬<0.1%−8,300−4.4%減碼–
NVAXNovavax IncCOM NEW7,032$145.8 萬<0.1%+309+4.6%加碼歷史
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM66,609$145.9 萬<0.1%+20,306+43.9%加碼歷史
ETEnergy Transfer LPCOM UT LTD PTN152,381$146.0 萬<0.1%−2,734−1.8%減碼歷史
TTDTrade Desk, Inc.Stock20,861$146.7 萬<0.1%+11,254+117.1%加碼歷史
State Street SPDR Portfolio S&P 500 ETF78464A854ETF29,101$146.8 萬<0.1%+6,597+29.3%加碼–
CTASCintas CorpStock3,869$147.3 萬<0.1%+96+2.5%加碼歷史
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF11,020$147.3 萬<0.1%+556+5.3%加碼–
iShares Tr464288588MBS ETF13,648$147.6 萬<0.1%+574+4.4%加碼–
RBLXRoblox CorpStock19,582$147.9 萬<0.1%+11,242+134.8%加碼歷史
SPDR Ser Tr78468R655S&P KENSHO CLEAN15,741$147.9 萬<0.1%+3,296+26.5%加碼–
ROKURoku, IncCOM CL A4,740$148.5 萬<0.1%+1,585+50.2%加碼歷史
ETF Managers Tr26924G201PRIME CYBR SCRTY24,434$148.6 萬<0.1%+3,747+18.1%加碼–
iShares Tr464288802ESG OPTIMIZED15,543$149.1 萬<0.1%+4,009+34.8%加碼–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH12,614$150.2 萬<0.1%+1,676+15.3%加碼–
iShares Semiconductor ETF464287523ETF3,414$152.2 萬<0.1%+2,124+164.7%加碼–
PENNPENN Entertainment, Inc.COM21,130$153.1 萬<0.1%+11,800+126.5%加碼歷史
iShares Tr46435G474FALN ANGLS USD51,023$153.6 萬<0.1%+9,013+21.5%加碼–
iShares Tr46436E502US TECH BRKTHR37,412$153.7 萬<0.1%+29,518+373.9%加碼–
LNTAlliant Energy CorpStock27,564$154.3 萬<0.1%+11,715+73.9%加碼歷史
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF39,571$154.8 萬<0.1%+17,387+78.4%加碼–
WELLWelltower Inc.REIT18,867$155.5 萬<0.1%+5,163+37.7%加碼歷史
CMGChipotle Mexican Grill IncCOM864$157.0 萬<0.1%−41−4.5%減碼歷史
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM57,184$157.0 萬<0.1%+24,094+72.8%加碼歷史
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10047,790$157.9 萬<0.1%+16,839+54.4%加碼–
iShares S&P Small-Cap 600 Value ETF464287879ETF15,764$158.7 萬<0.1%−1,019−6.1%減碼–
iShares Tr464287119MORNINGSTAR GRWT24,227$158.8 萬<0.1%−439−1.8%減碼–
iShares Tr4642886613 7 YR TREAS BD12,205$158.9 萬<0.1%+267+2.2%加碼–
ETF Ser Solutions26922A172NATIONWIDE RSK57,861$158.9 萬<0.1%+18,527+47.1%加碼–
iShares Tr46435G524INTL DIV GRWTH24,474$159.7 萬<0.1%−4,798−16.4%減碼–
DALDelta Air Lines, Inc.COM NEW37,584$160.1 萬<0.1%−569−1.5%減碼歷史
TWLOTwilio IncCL A5,032$160.5 萬<0.1%+1,907+61.0%加碼歷史
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB75,170$161.1 萬<0.1%+52,080+225.6%加碼–
ITWIllinois Tool Works IncStock7,820$161.6 萬<0.1%+3,281+72.3%加碼歷史
SPDR Series Trust78468R804ST STR R1K LOWV12,169$162.3 萬<0.1%−300−2.4%減碼–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF62,830$162.6 萬<0.1%+62,830新進–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund70,783$162.7 萬<0.1%+32,100+83.0%加碼–
HPFJohn Hancock Preferred Income Fund IICOM75,123$163.0 萬<0.1%−33,468−30.8%減碼歷史
NAZNuveen Arizona Quality Municipal Income FundCOM104,283$163.5 萬<0.1%+2,646+2.6%加碼歷史
First Trust Cloud Computing ETF33734X192ETF15,645$164.8 萬<0.1%+2,440+18.5%加碼–
CHDChurch & Dwight Co IncCOM20,115$166.1 萬<0.1%−547−2.6%減碼歷史
SLViShares Silver TrustETF81,584$167.4 萬<0.1%+19,312+31.0%加碼歷史
iShares Tr464288158SHRT NAT MUN ETF15,574$167.5 萬<0.1%+1,431+10.1%加碼–
Franklin ETF Tr353506108SHRT DUR US GOVT17,735$168.0 萬<0.1%−8,600−32.7%減碼–
Pacer FDS Tr69374H741DATA AND INFRAST43,442$169.1 萬<0.1%+5,678+15.0%加碼–
Innovator ETFs Trust45782C680US EQTY PWR BF57,968$169.4 萬<0.1%−3,285−5.4%減碼–
Schwab U.S. Large-Cap Value ETF808524409ETF25,124$169.5 萬<0.1%+761+3.1%加碼–
NSCNorfolk Southern CorpStock7,090$169.6 萬<0.1%+2,829+66.4%加碼歷史
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG70,389$171.1 萬<0.1%+70,389新進–
Global X FDS37954Y715RBTCS ARTFL INTE47,098$172.2 萬<0.1%+4,251+9.9%加碼–
COPConocoPhillipsStock25,444$172.4 萬<0.1%−1,861−6.8%減碼歷史
RCLRoyal Caribbean Cruises LtdCOM19,523$173.7 萬<0.1%+6,664+51.8%加碼歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF49,170$176.2 萬<0.1%+35,041+248.0%加碼–
VODVodafone Group Public Ltd CoADR114,657$177.1 萬<0.1%+52,480+84.4%加碼歷史
Vanguard Communication Services ETF92204A884ETF12,631$177.8 萬<0.1%+3,420+37.1%加碼–
ProShares Tr74347B169ONLINE RTL ETF27,486$180.4 萬<0.1%+1,532+5.9%加碼–
SPGSimon Property Group Inc.REIT13,888$180.5 萬<0.1%+2,355+20.4%加碼歷史
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF39,521$180.9 萬<0.1%+4,897+14.1%加碼–
EVAEnviva, LLCCOM UNIT33,515$181.3 萬<0.1%+25,725+330.2%加碼歷史
iShares Tr46435G102CONV BD ETF18,209$181.6 萬<0.1%−2,772−13.2%減碼–
WisdomTree Tr97717W604US SMALLCAP DIVD59,283$182.8 萬<0.1%+5,959+11.2%加碼–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT36,621$182.9 萬<0.1%+2,365+6.9%加碼歷史
SPDR Index Shs FDS78463X202ST STR EU 50 ETF40,530$183.6 萬<0.1%−777−1.9%減碼–
CARRCarrier Global CorpStock35,633$184.4 萬<0.1%+6,848+23.8%加碼歷史
WisdomTree Tr97717W505US MIDCAP DIVID44,874$186.0 萬<0.1%−7,056−13.6%減碼–
iShares Tr464287333GLOBAL FINLS ETF23,741$186.2 萬<0.1%−611−2.5%減碼–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM127,931$186.4 萬<0.1%+52,836+70.4%加碼歷史
BDXBecton Dickinson & CoStock7,596$186.7 萬<0.1%+656+9.5%加碼歷史
ARK Blockchain & Fintech Innovation ETF00214Q708ETF37,831$186.7 萬<0.1%−14,202−27.3%減碼–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF13,409$187.2 萬<0.1%+2,270+20.4%加碼–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF61,224$191.3 萬<0.1%+253+0.4%加碼–
LECOLincoln Electric Holdings IncCOM14,900$191.9 萬<0.1%+705+5.0%加碼歷史
KMBKimberly Clark CorpStock14,536$192.5 萬<0.1%+1,377+10.5%加碼歷史
KHCKraft Heinz CoStock52,692$194.0 萬<0.1%+21,729+70.2%加碼歷史
LRCXLam Research CorpCOM3,410$194.1 萬<0.1%+339+11.0%加碼歷史
First Tr Exchng Traded FD VI33740F722FT VEST US EQT53,814$194.9 萬<0.1%+26,001+93.5%加碼–
SHWSherwin Williams CoCOM6,992$195.6 萬<0.1%+461+7.1%加碼歷史
SESea LtdSPONSORD ADS6,156$196.2 萬<0.1%+2,405+64.1%加碼歷史
CZRCaesars Entertainment, Inc.COM17,530$196.8 萬<0.1%+8,813+101.1%加碼歷史
WisdomTree Tr97717Y691CLOUD COMPUTNG34,500$198.8 萬<0.1%+2,731+8.6%加碼–
ProShares Tr74347X849SHRT 20+YR TRE119,700$199.7 萬<0.1%−31,700−20.9%減碼–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT6,738$200.9 萬<0.1%00.0%不變–
iShares Tr464288281JPMORGAN USD EMG18,483$203.4 萬<0.1%+1,709+10.2%加碼–
KEYKeycorpCOM94,133$203.5 萬<0.1%+31,574+50.5%加碼歷史
Goldman Sachs ETF Tr381430602ACTIVEBETA US32,500$204.8 萬<0.1%+8,069+33.0%加碼–
TSCOTractor Supply CoCOM10,138$205.4 萬<0.1%+7,200+245.1%加碼歷史
GRPNGroupon, Inc.COM NEW90,112$205.5 萬<0.1%+53,698+147.5%加碼歷史
BRK.ABerkshire Hathaway IncCL A5$205.7 萬<0.1%00.0%不變歷史
IGRCbre Global Real Estate Income FundCOM246,352$205.9 萬<0.1%−1,330−0.5%減碼歷史
ISRGIntuitive Surgical IncCOM NEW2,080$206.8 萬<0.1%+767+58.4%加碼歷史
AXPAmerican Express CoStock12,439$208.4 萬<0.1%+1,738+16.2%加碼歷史
iShares Tr464287572GLOBAL 100 ETF29,367$208.9 萬<0.1%+11,844+67.6%加碼–
PNCPNC Financial Services Group, Inc.Stock10,686$209.1 萬<0.1%+1,043+10.8%加碼歷史

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史