Cetera Advisors LLC
- SEC CIK
- 0001534400
- 最新申報
- 2024/5/24
2021 年第 2 季持倉
持倉截至 2021/6/30，2021/8/13 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。
- 持股檔數
- 1,312
- 較 2021 年第 1 季 +104
- 總值
- $42.2 億
- 較 2021 年第 1 季 +$5.83 億 (+16.0%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 17,996 | $883.6 萬 | 0.2% | −698−3.7% | 減碼 | 歷史 |
| AALAmerican Airlines Group Inc. | Stock | 415,871 | $882.1 萬 | 0.2% | −18,739−4.3% | 減碼 | 歷史 |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 329,858 | $877.4 萬 | 0.2% | +13,138+4.1% | 加碼 | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 42,251 | $876.5 萬 | 0.2% | +1,650+4.1% | 加碼 | – |
| BMYBristol Myers Squibb Co | Stock | 129,610 | $866.0 萬 | 0.2% | +7,757+6.4% | 加碼 | 歷史 |
| First Tr Exchange-Traded FD336917109 | SHS | 258,477 | $857.6 萬 | 0.2% | +161,333+166.1% | 加碼 | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 135,448 | $856.4 萬 | 0.2% | +7,531+5.9% | 加碼 | – |
| Franklin Templeton ETF Tr35473P801 | US LRG CP MLTFCT | 199,744 | $855.1 萬 | 0.2% | +33,438+20.1% | 加碼 | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 62,695 | $842.4 萬 | 0.2% | +229+0.4% | 加碼 | – |
| ABBVAbbVie Inc. | Stock | 73,784 | $831.1 萬 | 0.2% | +2,025+2.8% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 374,595 | $816.0 萬 | 0.2% | −3,864−1.0% | 減碼 | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 110,989 | $813.5 萬 | 0.2% | −5,768−4.9% | 減碼 | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 70,023 | $808.7 萬 | 0.2% | −1,623−2.3% | 減碼 | – |
| IBMInternational Business Machines Corp | Stock | 54,586 | $800.2 萬 | 0.2% | +21,155+63.3% | 加碼 | 歷史 |
| INTCIntel Corp | Stock | 142,208 | $798.4 萬 | 0.2% | +3,961+2.9% | 加碼 | 歷史 |
| BABAAlibaba Group Holding Ltd | ADR | 35,161 | $797.4 萬 | 0.2% | −2,616−6.9% | 減碼 | 歷史 |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 117,256 | $785.5 萬 | 0.2% | +11,711+11.1% | 加碼 | – |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 136,869 | $781.0 萬 | 0.2% | +21,763+18.9% | 加碼 | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 172,034 | $776.7 萬 | 0.2% | +18,269+11.9% | 加碼 | – |
| CVSCVS Health Corp | Stock | 91,836 | $766.3 萬 | 0.2% | +694+0.8% | 加碼 | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 26,252 | $765.2 萬 | 0.2% | −13,821−34.5% | 減碼 | 歷史 |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 32,206 | $764.4 萬 | 0.2% | +3,594+12.6% | 加碼 | – |
| PFEPfizer Inc | Stock | 194,453 | $761.5 萬 | 0.2% | +2,181+1.1% | 加碼 | 歷史 |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 42,809 | $742.4 萬 | 0.2% | +3,190+8.1% | 加碼 | – |
| PMPhilip Morris International Inc. | Stock | 74,785 | $741.2 萬 | 0.2% | +37,204+99.0% | 加碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 18,087 | $724.3 萬 | 0.2% | +482+2.7% | 加碼 | 歷史 |
| OKEONEOK Inc | COM | 130,049 | $723.6 萬 | 0.2% | +85,968+195.0% | 加碼 | 歷史 |
| iShares S&P 100 ETF464287101 | ETF | 36,180 | $709.8 萬 | 0.2% | −396−1.1% | 減碼 | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 78,310 | $709.7 萬 | 0.2% | +3,422+4.6% | 加碼 | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 132,181 | $708.9 萬 | 0.2% | +67,944+105.8% | 加碼 | – |
| SBUXStarbucks Corp | Stock | 61,963 | $692.8 萬 | 0.2% | −350−0.6% | 減碼 | 歷史 |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 68,583 | $692.5 萬 | 0.2% | +6,492+10.5% | 加碼 | – |
| FSKFS KKR Capital Corp | COM | 320,616 | $689.6 萬 | 0.2% | +211,719+194.4% | 加碼 | 歷史 |
| EPDEnterprise Products Partners L.P. | Stock | 280,598 | $677.1 萬 | 0.2% | +203,623+264.5% | 加碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 58,316 | $676.1 萬 | 0.2% | +953+1.7% | 加碼 | 歷史 |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 81,253 | $672.0 萬 | 0.2% | +376+0.5% | 加碼 | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 95,880 | $670.9 萬 | 0.2% | −649−0.7% | 減碼 | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 144,803 | $667.0 萬 | 0.2% | +14,613+11.2% | 加碼 | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 45,484 | $662.8 萬 | 0.2% | +3,978+9.6% | 加碼 | – |
| MRKMerck & Co., Inc. | Stock | 83,841 | $652.0 萬 | 0.2% | +3,734+4.7% | 加碼 | 歷史 |
| Schwab US Dividend Equity ETF808524797 | ETF | 85,082 | $643.4 萬 | 0.2% | −1,025−1.2% | 減碼 | – |
| NEENextera Energy Inc | Stock | 87,100 | $638.3 萬 | 0.2% | +1,332+1.6% | 加碼 | 歷史 |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 23,852 | $625.9 萬 | 0.1% | +140+0.6% | 加碼 | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 56,405 | $625.9 萬 | 0.1% | +6,294+12.6% | 加碼 | – |
| U.S. Global Jets ETF26922A842 | ETF | 258,642 | $625.4 萬 | 0.1% | +74,245+40.3% | 加碼 | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 301,624 | $621.3 萬 | 0.1% | +28,873+10.6% | 加碼 | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 180,927 | $614.8 萬 | 0.1% | +35,859+24.7% | 加碼 | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 87,330 | $607.8 萬 | 0.1% | 00.0% | 不變依 2 比 1 拆股換算 | – |
| WPCW. P. Carey Inc. | COM | 81,164 | $605.6 萬 | 0.1% | +56,089+223.7% | 加碼 | 歷史 |
| TGTTarget Corp | Stock | 24,940 | $602.9 萬 | 0.1% | −4,612−15.6% | 減碼 | 歷史 |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 41,275 | $602.4 萬 | 0.1% | +12,004+41.0% | 加碼 | – |
| ORealty Income Corp | REIT | 89,747 | $599.0 萬 | 0.1% | +54,459+154.3% | 加碼 | 歷史 |
| VERVEREIT, Inc. | COM | 128,719 | $591.2 萬 | 0.1% | −2,855−2.2% | 減碼 | 歷史 |
| CATCaterpillar Inc | Stock | 27,034 | $588.3 萬 | 0.1% | +1,201+4.6% | 加碼 | 歷史 |
| iShares Tr464288414 | NATIONAL MUN ETF | 50,019 | $586.2 萬 | 0.1% | +9,671+24.0% | 加碼 | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 64,627 | $581.4 萬 | 0.1% | +7,753+13.6% | 加碼 | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 94,411 | $575.1 萬 | 0.1% | +6,613+7.5% | 加碼 | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 223,092 | $574.5 萬 | 0.1% | +128,650+136.2% | 加碼 | – |
| iShares Global Clean Energy ETF464288224 | ETF | 243,819 | $572.0 萬 | 0.1% | +62,342+34.4% | 加碼 | – |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 100,062 | $569.1 萬 | 0.1% | +5,373+5.7% | 加碼 | – |
| UPSUnited Parcel Service Inc | Stock | 27,300 | $567.8 萬 | 0.1% | −2,907−9.6% | 減碼 | 歷史 |
| VRTXVertex Pharmaceuticals Inc | Stock | 28,057 | $565.7 萬 | 0.1% | +23,172+474.4% | 加碼 | 歷史 |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 120,545 | $563.7 萬 | 0.1% | +5,137+4.5% | 加碼 | – |
| CSCOCisco Systems, Inc. | Stock | 105,227 | $557.7 萬 | 0.1% | +3,974+3.9% | 加碼 | 歷史 |
| IAUiShares Gold Trust | ETF | 165,238 | $557.0 萬 | 0.1% | +4,205+2.6% | 加碼依 1 比 2 拆股換算 | 歷史 |
| First Tr Exchng Traded FD VI33740F771 | FT VEST US | 162,086 | $554.8 萬 | 0.1% | −107,677−39.9% | 減碼 | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 33,165 | $549.8 萬 | 0.1% | +443+1.4% | 加碼 | – |
| ADBEAdobe Inc. | Stock | 9,313 | $545.4 萬 | 0.1% | −1,307−12.3% | 減碼 | 歷史 |
| Vanguard Real Estate ETF922908553 | ETF | 53,402 | $543.6 萬 | 0.1% | −1,068−2.0% | 減碼 | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 90,185 | $538.1 萬 | 0.1% | +17,632+24.3% | 加碼 | – |
| KMIKinder Morgan, Inc. | Stock | 294,828 | $537.5 萬 | 0.1% | +230,881+361.1% | 加碼 | 歷史 |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 42,114 | $536.8 萬 | 0.1% | +26,237+165.3% | 加碼 | – |
| ETNEaton Corp plc | Stock | 36,158 | $535.8 萬 | 0.1% | +29,902+478.0% | 加碼 | 歷史 |
| BXBlackstone Inc. | COM | 54,702 | $531.4 萬 | 0.1% | −1,238−2.2% | 減碼 | 歷史 |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 57,223 | $529.3 萬 | 0.1% | −3,384−5.6% | 減碼 | – |
| iShares Select Dividend ETF464287168 | ETF | 44,048 | $513.7 萬 | 0.1% | +2,246+5.4% | 加碼 | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 15,753 | $512.6 萬 | 0.1% | +71+0.5% | 加碼 | – |
| iShares Tr464287721 | U.S. TECH ETF | 51,484 | $511.8 萬 | 0.1% | −683−1.3% | 減碼 | – |
| iShares Tr464288760 | US AER DEF ETF | 46,722 | $511.7 萬 | 0.1% | +4,954+11.9% | 加碼 | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 47,693 | $511.6 萬 | 0.1% | +5,502+13.0% | 加碼 | – |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 135,374 | $509.0 萬 | 0.1% | +6,198+4.8% | 加碼 | – |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 205,103 | $507.0 萬 | 0.1% | +20,848+11.3% | 加碼 | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 91,839 | $506.5 萬 | 0.1% | +8,607+10.3% | 加碼 | – |
| CCitigroup Inc | Stock | 70,863 | $501.4 萬 | 0.1% | +2,147+3.1% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F847 | FT VEST US EQT | 132,154 | $499.2 萬 | 0.1% | −23,163−14.9% | 減碼 | – |
| CMCSAComcast Corp | Stock | 86,893 | $495.5 萬 | 0.1% | +1,910+2.2% | 加碼 | 歷史 |
| iShares Tr46434V613 | CORE UNIVRSL USD | 91,434 | $489.1 萬 | 0.1% | +21,095+30.0% | 加碼 | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 21,134 | $489.0 萬 | 0.1% | +254+1.2% | 加碼 | – |
| RTXRTX Corp | Stock | 57,263 | $488.5 萬 | 0.1% | +345+0.6% | 加碼 | 歷史 |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 35,597 | $482.0 萬 | 0.1% | +6,528+22.5% | 加碼 | – |
| SOSouthern Co | Stock | 78,946 | $477.7 萬 | 0.1% | −4,034−4.9% | 減碼 | 歷史 |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 58,958 | $477.4 萬 | 0.1% | −124−0.2% | 減碼 | – |
| iShares Tr46432F388 | MSCI USA VALUE | 45,321 | $476.1 萬 | 0.1% | +2,990+7.1% | 加碼 | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 66,939 | $471.5 萬 | 0.1% | +300+0.5% | 加碼 | – |
| IDXXIDEXX Laboratories Inc | COM | 7,457 | $470.9 萬 | 0.1% | −49−0.7% | 減碼 | 歷史 |
| iShares Tr464287846 | DOW JONES US ETF | 43,321 | $467.7 萬 | 0.1% | +595+1.4% | 加碼 | – |
| SHOPShopify Inc. | Stock | 3,184 | $465.2 萬 | 0.1% | −227−6.7% | 減碼 | 歷史 |
| RNACCartesian Therapeutics, Inc. | COM | 1,106,325 | $462.4 萬 | 0.1% | +713,614+181.7% | 加碼 | 歷史 |
| Principal Exchange Traded FD74255Y201 | QUALITY ETF | 86,725 | $461.3 萬 | 0.1% | −2,628−2.9% | 減碼 | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 54,954 | $452.3 萬 | 0.1% | −736−1.3% | 減碼 | – |
選擇權（9 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $1.90 萬 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $1.80 萬 | – |
| MSFTMicrosoft Corp | Stock | – | $9,000 |
| DISWalt Disney Co | Stock | $6,000 | – |
| XPEVXpeng Inc. | ADS | $6,000 | – |
| EIXEdison International | Stock | $3,000 | – |
| BACBank of America Corp | Stock | $2,000 | – |
| PENNPENN Entertainment, Inc. | COM | $2,000 | – |
| LYVLive Nation Entertainment, Inc. | COM | $1,000 | – |
2021 年第 1 季之後清倉（53 檔）
2021 年第 1 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 1 季股數 | 2021 年第 1 季市值 | 2021 年第 1 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $448.6 萬 | 0.1% | 歷史 |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $420.0 萬 | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $105.9 萬 | <0.1% | 歷史 |
| RRXRegal Rexnord Corp | COM | 6,920 | $98.7 萬 | <0.1% | 歷史 |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $82.6 萬 | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $61.8 萬 | <0.1% | 歷史 |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $58.5 萬 | <0.1% | 歷史 |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $53.2 萬 | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $43.0 萬 | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $42.7 萬 | <0.1% | 歷史 |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $41.9 萬 | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $41.8 萬 | <0.1% | 歷史 |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $41.7 萬 | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $41.6 萬 | <0.1% | 歷史 |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $40.2 萬 | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $37.5 萬 | <0.1% | 歷史 |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $34.9 萬 | <0.1% | 歷史 |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $32.8 萬 | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $32.7 萬 | <0.1% | 歷史 |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $31.0 萬 | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $30.4 萬 | <0.1% | 歷史 |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $29.8 萬 | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $28.9 萬 | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $28.5 萬 | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $26.5 萬 | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $25.4 萬 | <0.1% | 歷史 |
| VUZIVuzix Corp | COM NEW | 9,883 | $25.1 萬 | <0.1% | 歷史 |
| BWABorgwarner Inc | COM | 5,273 | $24.4 萬 | <0.1% | 歷史 |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $24.4 萬 | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $23.1 萬 | <0.1% | 歷史 |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $22.9 萬 | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $22.5 萬 | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $22.4 萬 | <0.1% | 歷史 |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $22.2 萬 | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $22.1 萬 | <0.1% | 歷史 |
| CTXSCitrix Systems Inc | COM | 1,571 | $22.1 萬 | <0.1% | 歷史 |
| LADLithia Motors Inc | COM | 562 | $21.9 萬 | <0.1% | 歷史 |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $21.9 萬 | <0.1% | 歷史 |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $21.8 萬 | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $21.8 萬 | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $21.7 萬 | <0.1% | 歷史 |
| WBSWebster Financial Corp | COM | 3,880 | $21.4 萬 | <0.1% | 歷史 |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $21.2 萬 | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $21.1 萬 | <0.1% | 歷史 |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $21.0 萬 | <0.1% | 歷史 |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $20.4 萬 | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $20.3 萬 | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $20.2 萬 | <0.1% | 歷史 |
| OLEDUniversal Display Corp | COM | 855 | $20.2 萬 | <0.1% | 歷史 |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $19.1 萬 | <0.1% | 歷史 |
| FSRFisker Inc. | CL A COM STK | 10,340 | $17.8 萬 | <0.1% | 歷史 |
| Affimed N VN01045108 | COM | 10,000 | $7.90 萬 | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $6.20 萬 | <0.1% | 歷史 |