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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 2 季持倉

持倉截至 2021/6/30，2021/8/13 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,312
較 2021 年第 1 季 +104
總值
$42.2 億
較 2021 年第 1 季 +$5.83 億 (+16.0%)
申報日
2021/8/13
SEC
Cetera Advisors LLC 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
LGL Group Inc50186A132*W EXP 11/16/20210,000$5,000<0.1%+10,000新進–
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%00.0%不變歷史
FRTXFresh Tracks Therapeutics, Inc.COM10,000$1.00 萬<0.1%00.0%不變歷史
MUXMcEwen Inc.COM12,403$1.70 萬<0.1%00.0%不變歷史
DRRXDurect CorpCOM15,000$2.40 萬<0.1%00.0%不變歷史
REFRResearch Frontiers IncCOM13,820$3.30 萬<0.1%00.0%不變歷史
APTOAptose Biosciences Inc.COM NEW10,341$3.40 萬<0.1%+10,341新進歷史
SENSSenseonics Holdings, Inc.COM11,311$4.30 萬<0.1%−989−8.0%減碼歷史
LFTLument Finance Trust, Inc.COM10,695$4.50 萬<0.1%00.0%不變歷史
SANBanco Santander, S.A.ADR12,774$5.00 萬<0.1%+10.0%加碼歷史
ASCArdmore Shipping CorpCOM12,055$5.10 萬<0.1%00.0%不變歷史
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%+11,517新進歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%00.0%不變–
Adamas Trust, Inc.649604501COM PAR $.0213,481$6.00 萬<0.1%+2,795+26.2%加碼–
IAFAbrdn Australia Equity Fund, Inc.COM10,664$6.90 萬<0.1%+10,664新進歷史
DHCDiversified Healthcare TrustCOM SH BEN INT17,404$7.30 萬<0.1%+500+3.0%加碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT19,131$7.70 萬<0.1%+925+5.1%加碼歷史
KRMDKORU Medical Systems, Inc.COM17,919$8.30 萬<0.1%00.0%不變歷史
IOIon Geophysical CorpCOM NEW41,940$8.80 萬<0.1%00.0%不變歷史
NCVVirtus Convertible & Income FundCOM14,686$9.00 萬<0.1%+3,000+25.7%加碼歷史
CXEMFS High Income Municipal TrustSH BEN INT17,350$9.20 萬<0.1%00.0%不變歷史
TXMDTherapeuticsMD, Inc.COM77,850$9.30 萬<0.1%−1,600−2.0%減碼歷史
EVFEaton Vance Senior Income TrustSH BEN INT14,500$9.90 萬<0.1%00.0%不變歷史
WPRTWestport Fuel Systems Inc.COM NEW18,587$9.90 萬<0.1%+18,587新進歷史
UECUranium Energy CorpCOM38,416$10.2 萬<0.1%−583−1.5%減碼歷史
INDIindie Semiconductor, Inc.CLASS A COM10,500$10.4 萬<0.1%+10,500新進歷史
LGLLGL Group IncCOM10,000$10.4 萬<0.1%+10,000新進歷史
DHYUBS Asset Management High Yield Credit FundSH BEN INT41,928$10.5 萬<0.1%+12,866+44.3%加碼歷史
ENLCEnLink Midstream, LLCCOM UNIT REP LTD16,440$10.5 萬<0.1%00.0%不變歷史
RESRPC IncCOM22,550$11.2 萬<0.1%−155−0.7%減碼歷史
PHKPIMCO High Income FundCOM SHS18,890$12.9 萬<0.1%+3,550+23.1%加碼歷史
SIRISirius XM Holdings Inc.COM19,926$13.0 萬<0.1%+458+2.4%加碼歷史
SOLEmeren Group LtdSPONSORED ADS14,463$13.2 萬<0.1%+4,343+42.9%加碼歷史
INSGInseego Corp.COM13,345$13.5 萬<0.1%−1,235−8.5%減碼歷史
DMFBNY Mellon Municipal Income, Inc.COM15,164$14.1 萬<0.1%00.0%不變歷史
CRONCronos Group Inc.COM16,616$14.3 萬<0.1%−898−5.1%減碼歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM14,501$14.7 萬<0.1%−5,795−28.6%減碼歷史
STEWSRH Total Return Fund, Inc.COM10,946$14.8 萬<0.1%+17+0.2%加碼歷史
IVRInvesco Mortgage Capital Inc.COM37,830$14.8 萬<0.1%−4,150−9.9%減碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM29,570$14.9 萬<0.1%+29,570新進歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%+14,648新進歷史
DWTXDogwood Therapeutics, Inc.COM24,216$15.2 萬<0.1%+693+2.9%加碼歷史
EARNEllington Credit CoCOM SHS BEN INT13,040$15.3 萬<0.1%+13,040新進歷史
AUPHAurinia Pharmaceuticals Inc.COM12,105$15.7 萬<0.1%+12,105新進歷史
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT10,391$15.7 萬<0.1%+10,391新進歷史
TOPSTop Ships Inc.COM99,430$15.9 萬<0.1%+18,920+23.5%加碼歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%+14,100新進歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM15,063$16.4 萬<0.1%+1,000+7.1%加碼歷史
BMAMacro Bank Inc.SPON ADR B10,925$16.4 萬<0.1%+150+1.4%加碼歷史
MQYBlackRock Muniyield Quality Fund, Inc.COM10,209$17.1 萬<0.1%+10,209新進歷史
ISDPGIM High Yield Bond Fund, Inc.COM10,487$17.1 萬<0.1%+10,487新進歷史
AHRTAH Realty Trust, Inc.COM13,195$17.5 萬<0.1%+25+0.2%加碼歷史
RTLNecessity Retail REIT, Inc.COM CLASS A20,611$17.5 萬<0.1%+602+3.0%加碼歷史
BXMXNuveen S&P 500 BuyWrite Income FundCOM12,210$17.5 萬<0.1%−20,660−62.9%減碼歷史
LUMNLumen Technologies, Inc.Stock12,965$17.6 萬<0.1%+778+6.4%加碼歷史
FMNBFarmers National Banc CorpCOM11,410$17.7 萬<0.1%00.0%不變歷史
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM12,330$17.7 萬<0.1%+1,979+19.1%加碼歷史
CHYCalamos Convertible & High Income FundCOM SHS10,915$17.8 萬<0.1%+10,915新進歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM17,463$17.8 萬<0.1%+1,046+6.4%加碼歷史
CHICalamos Convertible Opportunities & Income FundSH BEN INT11,821$17.9 萬<0.1%−56,980−82.8%減碼歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%+14,000新進歷史
CCIFCarlyle Credit Income FundSHS BEN INT16,717$18.1 萬<0.1%+2,934+21.3%加碼歷史
KTFDWS Municipal Income TrustCOM14,964$18.3 萬<0.1%00.0%不變歷史
SGOLabrdn Gold ETF TrustETF11,008$18.7 萬<0.1%+11,008新進歷史
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM12,037$18.8 萬<0.1%+12,037新進歷史
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR46,839$18.9 萬<0.1%00.0%不變歷史
BHKBlackRock Core Bond TrustSHS BEN INT11,850$19.6 萬<0.1%+11,850新進歷史
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%−20,797−46.9%減碼歷史
PTYPIMCO Corporate & Income Opportunity FundCOM10,095$20.0 萬<0.1%+10,095新進歷史
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%−5,143−66.9%減碼歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%+1,867新進–
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%−22,105−87.9%減碼–
MCHPMicrochip Technology IncStock1,348$20.2 萬<0.1%+1,348新進歷史
BLDQXO Insulation, LLCStock1,019$20.2 萬<0.1%+1,019新進歷史
Invesco Exchange Traded FD T46137V142WATER RES ETF3,777$20.2 萬<0.1%+3,777新進–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%−5,890−36.6%減碼–
Innovator ETFs Trust45782C870US EQT PWR BUF7,088$20.2 萬<0.1%+7,088新進–
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM7,980$20.2 萬<0.1%+7,980新進歷史
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%+615+10.2%加碼歷史
JKHYJack Henry & Associates IncStock1,243$20.3 萬<0.1%+1,243新進歷史
PFGPrincipal Financial Group IncCOM3,206$20.3 萬<0.1%+3,206新進歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%+3,606新進–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF6,904$20.3 萬<0.1%+6,904新進–
CUZCousins Properties IncCOM NEW5,551$20.4 萬<0.1%+5,551新進歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,513$20.5 萬<0.1%+7,513新進歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%−85,910−93.8%減碼歷史
UBSIUnited Bankshares IncCOM5,628$20.5 萬<0.1%+102+1.8%加碼歷史
UHALU-Haul Holding CoCOM347$20.5 萬<0.1%−1−0.3%減碼歷史
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%+6,999新進歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%+2,031新進–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%−823−15.1%減碼歷史
Northern LTS FD Tr III66538R748HCM DEFND 1004,325$20.7 萬<0.1%+4,325新進–
JJacobs Solutions Inc.COM1,559$20.8 萬<0.1%+1,559新進歷史
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR921$20.9 萬<0.1%00.0%不變–
GDDYGoDaddy Inc.CL A2,402$20.9 萬<0.1%+2,402新進歷史
iShares Tr46434V381FUTU EXPO TE ETF3,311$20.9 萬<0.1%−139−4.0%減碼–
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%+6,479新進–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH1,402$20.9 萬<0.1%00.0%不變–
CRCrane CoCOM2,278$21.0 萬<0.1%−10−0.4%減碼歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%−1,757−28.5%減碼歷史

選擇權（9 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
UALUnited Airlines Holdings, Inc.COM$1.90 萬–
SPYSPDR S&P 500 ETF TrustETF$1.80 萬–
MSFTMicrosoft CorpStock–$9,000
DISWalt Disney CoStock$6,000–
XPEVXpeng Inc.ADS$6,000–
EIXEdison InternationalStock$3,000–
BACBank of America CorpStock$2,000–
PENNPENN Entertainment, Inc.COM$2,000–
LYVLive Nation Entertainment, Inc.COM$1,000–

2021 年第 1 季之後清倉（53 檔）

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
WSMWilliams Sonoma IncCOM25,031$448.6 萬0.1%歷史
FS KKR Cap Corp II35952V303COM215,053$420.0 萬0.1%–
VRSKVerisk Analytics, Inc.COM5,991$105.9 萬<0.1%歷史
RRXRegal Rexnord CorpCOM6,920$98.7 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT177,938$82.6 萬<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS25,400$61.8 萬<0.1%歷史
KNXKnight-Swift Transportation Holdings Inc.CL A12,159$58.5 萬<0.1%歷史
Alps Clean Energy ETF00162Q460ETF6,817$53.2 萬<0.1%–
iShares Tr46429B614MSCI INDIA SM CP8,767$43.0 萬<0.1%–
DTDynatrace, Inc.Stock8,850$42.7 萬<0.1%歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF8,355$41.9 萬<0.1%–
CLNEClean Energy Fuels Corp.COM30,400$41.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR11,600$41.7 萬<0.1%–
IEAInfrastructure & Energy Alternatives, Inc.COM25,500$41.6 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO4,937$40.2 萬<0.1%–
HTHHilltop Holdings Inc.COM10,985$37.5 萬<0.1%歷史
MTArcelorMittalNY REGISTRY SH11,972$34.9 萬<0.1%歷史
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV5,001$32.8 萬<0.1%–
AGNTAGNT, Inc.COM7,173$32.7 萬<0.1%歷史
DBX ETF Tr233051507XTRACK MSCI JAPN6,222$31.0 萬<0.1%–
WOOFPetco Health & Wellness Company, Inc.CL A COM13,700$30.4 萬<0.1%歷史
Innovator ETFs Trust45782C383US EQTY PWR BUF10,100$29.8 萬<0.1%–
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,657$28.9 萬<0.1%–
ETF Ser Solutions26922A701ROUNDHILL ACQUI8,380$28.5 萬<0.1%–
IAC Interactivecorp New44891N109COM1,223$26.5 萬<0.1%–
FLGTFulgent Genetics, Inc.COM2,625$25.4 萬<0.1%歷史
VUZIVuzix CorpCOM NEW9,883$25.1 萬<0.1%歷史
BWABorgwarner IncCOM5,273$24.4 萬<0.1%歷史
SPDR Index Shs FDS78463X848ST STR ACWI ETF8,436$24.4 萬<0.1%–
LYFTLyft, Inc.CL A COM3,663$23.1 萬<0.1%歷史
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,400$22.9 萬<0.1%–
WisdomTree Tr97717W760INTL SMCAP DIV3,111$22.5 萬<0.1%–
PIIPolaris Inc.Stock1,678$22.4 萬<0.1%歷史
WisdomTree Tr97717W125FUTRE STRAT FD5,702$22.2 萬<0.1%–
FIVNFive9, Inc.COM1,415$22.1 萬<0.1%歷史
CTXSCitrix Systems IncCOM1,571$22.1 萬<0.1%歷史
LADLithia Motors IncCOM562$21.9 萬<0.1%歷史
BBBY20230930-DK-Butterfly-1, Inc.COM7,500$21.9 萬<0.1%歷史
Colony CR Real Estate Inc19625T101COM CL A25,610$21.8 萬<0.1%–
GW Pharmaceuticals PLC36197T103ADS1,006$21.8 萬<0.1%–
OPENOpendoor Technologies Inc.COM10,252$21.7 萬<0.1%歷史
WBSWebster Financial CorpCOM3,880$21.4 萬<0.1%歷史
VanEck ETF Trust92189F171GREEN BOND ETF7,824$21.2 萬<0.1%–
APPSDigital Turbine, Inc.COM NEW2,623$21.1 萬<0.1%歷史
WABWestinghouse Air Brake Technologies CorpStock2,648$21.0 萬<0.1%歷史
WisdomTree Tr97717W315EMER MKT HIGH FD4,592$20.4 萬<0.1%–
iShares Inc464286871MSCI HONG KG ETF7,631$20.3 萬<0.1%–
SLFSun Life Financial IncCOM3,997$20.2 萬<0.1%歷史
OLEDUniversal Display CorpCOM855$20.2 萬<0.1%歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF11,302$19.1 萬<0.1%歷史
FSRFisker Inc.CL A COM STK10,340$17.8 萬<0.1%歷史
Affimed N VN01045108COM10,000$7.90 萬<0.1%–
DHTDHT Holdings, Inc.SHS NEW10,443$6.20 萬<0.1%歷史