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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 3 季持倉

持倉截至 2025/9/30,2025/11/10 申報。只含多頭部位,變化是跟 2025 年第 2 季比股數。

機構總覽
持股檔數
1,282
較 2025 年第 2 季 +44
總值
$35.2 億
較 2025 年第 2 季 +$1.91 億 (+5.7%)
申報日
2025/11/10
SEC
Sigma Planning Corp 在 2025 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
TKOTKO Group Holdings, Inc.CL A1,293$26.1 萬<0.1%+1,293新進歷史
Pacer FDS Tr69374H709GLOBL CASH ETF6,592$26.1 萬<0.1%−370−5.3%減碼–
TPLTexas Pacific Land CorpStock280$26.2 萬<0.1%00.0%不變歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF4,145$26.2 萬<0.1%−716−14.7%減碼–
BMAMacro Bank Inc.SPON ADR B6,210$26.3 萬<0.1%−65−1.0%減碼歷史
QUREuniQure N.V.SHS4,500$26.3 萬<0.1%+4,500新進歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF7,213$26.3 萬<0.1%+7,213新進–
CBRECbre Group, Inc.CL A1,671$26.3 萬<0.1%−173−9.4%減碼歷史
HCAHCA Healthcare, Inc.COM619$26.4 萬<0.1%+34+5.8%加碼歷史
GWWW.W. Grainger, Inc.Stock278$26.5 萬<0.1%−12−4.1%減碼歷史
RSReliance, Inc.COM950$26.7 萬<0.1%−172−15.3%減碼歷史
First Tr Exchange-Traded FD33735T109COMMON SHS16,525$26.7 萬<0.1%−891−5.1%減碼–
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,739$26.7 萬<0.1%−143−2.4%減碼–
Fidelity Covington Trust316092857MSCI RL EST ETF9,701$27.0 萬<0.1%−636−6.2%減碼–
ESEversource EnergyStock3,793$27.0 萬<0.1%+3,793新進歷史
iShares Tr46436E858IBONDS 26 TRM TS11,771$27.0 萬<0.1%−36,771−75.8%減碼–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF5,842$27.1 萬<0.1%−1,041−15.1%減碼–
iShares Inc464286319EM MKTS DIV ETF9,128$27.1 萬<0.1%+58+0.6%加碼–
DOCHealthpeak Properties, Inc.COM14,209$27.2 萬<0.1%+476+3.5%加碼歷史
iShares Tr464287622RUS 1000 ETF749$27.4 萬<0.1%+45+6.4%加碼–
iShares Tr46435G474FALN ANGLS USD9,908$27.5 萬<0.1%−3,611−26.7%減碼–
APLEApple Hospitality REIT, Inc.REIT22,925$27.5 萬<0.1%−246−1.1%減碼歷史
HLTHilton Worldwide Holdings Inc.COM1,062$27.6 萬<0.1%−26−2.4%減碼歷史
Flexshares Tr33939L407MORNSTAR UPSTR6,329$27.7 萬<0.1%+39+0.6%加碼–
iShares Tr464287796U.S. ENERGY ETF5,833$27.7 萬<0.1%−251−4.1%減碼–
EWEdwards Lifesciences CorpStock3,571$27.8 萬<0.1%−294−7.6%減碼歷史
EXRExtra Space Storage Inc.COM1,980$27.9 萬<0.1%+593+42.8%加碼歷史
SPDR Series Trust78464A722ST STR SP PHARMA5,837$28.0 萬<0.1%+36+0.6%加碼–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT29,820$28.2 萬<0.1%+16,105+117.4%加碼歷史
Innovator ETFs Trust45782C573US EQTY PWR BUF6,880$28.2 萬<0.1%00.0%不變–
IOTSamsara Inc.Stock7,605$28.3 萬<0.1%−5,240−40.8%減碼歷史
CTVACorteva, Inc.Stock4,195$28.4 萬<0.1%−57−1.3%減碼歷史
OZKBank OZKCOM5,578$28.4 萬<0.1%+436+8.5%加碼歷史
EQIXEquinix IncCOM364$28.5 萬<0.1%+364新進歷史
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM31,796$28.6 萬<0.1%−468−1.5%減碼歷史
SPDR Series Trust78464A284ST NUVE HIGH ETF11,528$28.7 萬<0.1%+1,242+12.1%加碼–
Schwab U.S. Small-Cap ETF808524607ETF10,326$28.8 萬<0.1%−1,140−9.9%減碼–
ABRArbor Realty Trust IncCOM23,598$28.8 萬<0.1%+464+2.0%加碼歷史
Cyberark Software LtdM2682V108SHS597$28.9 萬<0.1%+8+1.4%加碼–
USBUS Bancorp DECOM NEW5,974$28.9 萬<0.1%−1,454−19.6%減碼歷史
REGNRegeneron Pharmaceuticals, Inc.COM514$28.9 萬<0.1%−117−18.5%減碼歷史
RNTXRein Therapeutics, Inc.COM NEW253,827$29.1 萬<0.1%−22,950−8.3%減碼歷史
DVNDevon Energy CorpStock8,293$29.1 萬<0.1%−3,170−27.7%減碼歷史
UECUranium Energy CorpCOM21,905$29.2 萬<0.1%+11,805+116.9%加碼歷史
Innovator ETFs Trust45782C284US SML CP PWR B9,513$29.5 萬<0.1%+2,490+35.5%加碼–
ICEIntercontinental Exchange, Inc.Stock1,759$29.6 萬<0.1%−369−17.3%減碼歷史
First Tr Exchng Traded FD VI33740U786FT VEST U.S7,411$29.7 萬<0.1%00.0%不變–
John Hancock Exchange Traded47804J206MULTIFACTOR MI4,623$29.9 萬<0.1%+261+6.0%加碼–
Fidelity Covington Trust316092709MSCI INDL INDX3,685$30.2 萬<0.1%−315−7.9%減碼–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT9,192$30.2 萬<0.1%+30+0.3%加碼歷史
Fidelity Covington Trust316092816MOMENTUM FACTR3,635$30.2 萬<0.1%+3,635新進–
Global X FDS37954Y475S&P 500 COVERED7,708$30.3 萬<0.1%+28+0.4%加碼–
WisdomTree Tr97717Y527FLOATNG RAT TREA6,023$30.3 萬<0.1%+64+1.1%加碼–
CCJCameco CorpStock3,620$30.4 萬<0.1%+141+4.1%加碼歷史
KRMNKarman Holdings Inc.COMMON STOCK4,223$30.5 萬<0.1%+4,223新進歷史
NNNNNN REIT, Inc.REIT7,197$30.6 萬<0.1%−3,709−34.0%減碼歷史
AAAUGoldman Sachs Physical Gold ETFUNIT8,067$30.8 萬<0.1%+690+9.4%加碼歷史
MASMasco CorpCOM4,380$30.8 萬<0.1%+108+2.5%加碼歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF26,628$30.9 萬<0.1%−4,121−13.4%減碼–
CRMDCorMedix Inc.COM26,631$31.0 萬<0.1%−737−2.7%減碼歷史
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB15,901$31.1 萬<0.1%−1,165−6.8%減碼–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS7,001$31.1 萬<0.1%+1,081+18.3%加碼歷史
NVONovo Nordisk A SADR5,630$31.2 萬<0.1%−4,423−44.0%減碼歷史
HSYHershey CoCOM1,674$31.3 萬<0.1%−111−6.2%減碼歷史
iShares Tr46432F859CORE 1 5 YR USD6,425$31.4 萬<0.1%+6,425新進–
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,296$31.5 萬<0.1%+246+8.1%加碼–
GIBCgi IncCL A3,533$31.5 萬<0.1%+2+0.1%加碼歷史
ARMArm Holdings PLCADR2,226$31.5 萬<0.1%−147−6.2%減碼歷史
ARAntero Resources CorpCOM9,399$31.5 萬<0.1%+1,700+22.1%加碼歷史
CRKComstock Resources IncCOM16,013$31.8 萬<0.1%+16,013新進歷史
STZConstellation Brands, Inc.Stock2,363$31.8 萬<0.1%+704+42.4%加碼歷史
HPEHewlett Packard Enterprise CoCOM12,991$31.9 萬<0.1%+578+4.7%加碼歷史
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,488$31.9 萬<0.1%−192−2.9%減碼–
HBANHuntington Bancshares IncCOM18,490$31.9 萬<0.1%−7,819−29.7%減碼歷史
iShares Tr46435G243ESG AWRE 1 5 YR12,633$32.0 萬<0.1%+863+7.3%加碼–
Columbia ETF Tr II19762B707INDIA CONSMR ETF4,952$32.0 萬<0.1%+647+15.0%加碼–
SYMSymbotic Inc.Stock5,953$32.1 萬<0.1%−89−1.5%減碼歷史
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,647$32.3 萬<0.1%+18+0.5%加碼–
First Tr Exchng Traded FD VI33740U729FT VEST LAD12,503$32.4 萬<0.1%−4,397−26.0%減碼–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH4,337$32.4 萬<0.1%−3,784−46.6%減碼–
SPDR Series Trust78464A706ST STR GLB DOW2,018$32.6 萬<0.1%−43−2.1%減碼–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT5,787$32.7 萬<0.1%−197−3.3%減碼–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD13,259$32.7 萬<0.1%+3,994+43.1%加碼–
First Tr Exchange-Traded FD33738D879FT VEST RIS12,680$32.8 萬<0.1%−20,824−62.2%減碼–
Pacer FDS Tr69374H386DATA & DIGI REVO4,904$32.8 萬<0.1%+4,904新進–
Amplify ETF Tr032108649AMPLIFY JUNIOR S14,226$32.8 萬<0.1%−26,452−65.0%減碼–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,107$32.9 萬<0.1%−239−17.8%減碼–
SJMJ M SMUCKER CoStock3,037$33.0 萬<0.1%−823−21.3%減碼歷史
CICigna GroupStock1,145$33.0 萬<0.1%−414−26.6%減碼歷史
SPDR Series Trust78468R861STATE STRET SPDR17,170$33.1 萬<0.1%+5,673+49.3%加碼–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS5,531$33.2 萬<0.1%+758+15.9%加碼–
Trust for Professional Manag89834G737ACTIVEPASSIVE EQ9,372$33.3 萬<0.1%+1,056+12.7%加碼–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,413$33.4 萬<0.1%−90−2.6%減碼–
iShares U S ETF Tr46431W705INT RT HDG C B3,591$33.6 萬<0.1%+257+7.7%加碼–
Vanguard S&P 500 Value ETF921932703ETF1,689$33.7 萬<0.1%−514−23.3%減碼–
WULFTerawulf Inc.COM29,567$33.8 萬<0.1%+29,567新進歷史
APAAPA CorpStock13,992$34.0 萬<0.1%−561−3.9%減碼歷史
DKNGDraftKings Inc.Stock9,170$34.3 萬<0.1%−959−9.5%減碼歷史
JCAPJefferson Capital, Inc.COM20,000$34.5 萬<0.1%+20,000新進歷史
PNCPNC Financial Services Group, Inc.Stock1,718$34.5 萬<0.1%+22+1.3%加碼歷史

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 3 季的選擇權部位
證券類別賣權買權
AMATApplied Materials IncStock–$37.5 萬
UBERUber Technologies, IncStock–$26.6 萬
AAPLApple Inc.Stock–$23.8 萬
CNCCentene CorpStock–$17.8 萬
SPYSPDR S&P 500 ETF TrustETF$12.9 萬–
FFord Motor CoStock–$11.5 萬
XRXXerox Holdings CorpCOM NEW$1.14 萬–
NWLNewell Brands Inc.Stock$1,436–

2025 年第 2 季之後清倉(99 檔)

2025 年第 2 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2025 年第 2 季之後清倉的部位
證券類別2025 年第 2 季股數2025 年第 2 季市值2025 年第 2 季佔組合 %紀錄
iShares Inc46434G764MSCI EMRG CHN23,604$149.0 萬<0.1%–
TGTXTG Therapeutics, Inc.COM35,227$126.8 萬<0.1%歷史
iShares Tr46436E833IBONDS 28 TRM TS55,618$124.4 萬<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF48,575$123.5 萬<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF50,210$121.9 萬<0.1%–
PAYPaymentus Holdings, Inc.Stock32,600$106.8 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,097$99.7 萬<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS44,256$99.5 萬<0.1%–
TOSTToast, Inc.Stock20,777$92.0 萬<0.1%歷史
iShares Tr46435U333FOCUSD VAL FAC12,046$86.7 萬<0.1%–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF35,007$78.9 萬<0.1%–
USOUnited States Oil Fund, LPUNITS10,656$77.9 萬<0.1%歷史
MOHMolina Healthcare, Inc.COM2,575$76.7 萬<0.1%歷史
RGLDRoyal Gold IncStock4,078$72.5 萬<0.1%歷史
VanEck ETF Trust92189F486IG FLOA RATE ETF27,924$71.2 萬<0.1%–
STTState Street CorpCOM6,542$69.6 萬<0.1%歷史
CPRXCatalyst Pharmaceuticals, Inc.COM31,987$69.4 萬<0.1%歷史
CARTMaplebear Inc.COM15,046$68.1 萬<0.1%歷史
ATATAtour Lifestyle Holdings LtdSPONSORED ADS20,085$65.3 萬<0.1%歷史
LBLandBridge Co LLCCL A9,034$61.1 萬<0.1%歷史
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,337$59.2 萬<0.1%–
BYDBoyd Gaming CorpCOM7,388$57.8 萬<0.1%歷史
RRCRange Resources CorpCOM14,190$57.7 萬<0.1%歷史
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU48,420$56.8 萬<0.1%歷史
PAYCPaycom Software, Inc.Stock2,324$53.8 萬<0.1%歷史
OPFIOppFi Inc.COM CL A38,396$53.7 萬<0.1%歷史
Fidelity Covington Trust31609A206ENHANCED SML CAP16,247$52.0 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,180$51.8 萬<0.1%–
TGITriumph Group IncCOM19,400$50.0 萬<0.1%歷史
SPDR Series Trust78468R523ST STR BL 12 ETF4,975$49.5 萬<0.1%–
CPNGCoupang, Inc.CL A16,413$49.2 萬<0.1%歷史
Aris Water Solutions, Inc.04041L106CLASS A COM20,642$48.8 萬<0.1%–
TRUTransUnionCOM5,085$44.7 萬<0.1%歷史
iShares Tr464288703MRNING SM CP ETF7,051$43.3 萬<0.1%–
DAVEDave Inc.CLASS A COM NEW1,582$42.5 萬<0.1%歷史
RBLXRoblox CorpStock4,000$42.1 萬<0.1%歷史
iShares Tr464287739U.S. REAL ES ETF4,399$41.7 萬<0.1%–
iShares Tr464288794US BR DEL SE ETF2,291$38.7 萬<0.1%–
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$38.4 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A935$38.2 萬<0.1%歷史
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$38.0 萬<0.1%–
ESTCElastic N.V.ORD SHS4,471$37.7 萬<0.1%歷史
CNQCanadian Natural Resources LtdCOM11,761$36.9 萬<0.1%歷史
VRSKVerisk Analytics, Inc.COM1,174$36.6 萬<0.1%歷史
BKRBaker Hughes CoCL A9,354$35.9 萬<0.1%歷史
FLOCFlowco Holdings Inc.COM CL A20,000$35.6 萬<0.1%歷史
PENPenumbra IncCOM1,328$34.1 萬<0.1%歷史
PPCPilgrims Pride CorpStock7,233$32.5 萬<0.1%歷史
BXSLBlackstone Secured Lending FundCOMMON STOCK10,482$32.2 萬<0.1%歷史
American Centy ETF Tr025072505DIVERSIFIED MU6,585$32.2 萬<0.1%–
iShares Tr464288208MRGSTR MD CP ETF3,911$31.2 萬<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,138$30.8 萬<0.1%–
CROXCrocs, Inc.COM2,974$30.1 萬<0.1%歷史
Sprott FDS Tr85208P808JUNIOR URANIUM14,234$30.1 萬<0.1%–
Golden Ocean Group LtdG39637205SHS NEW40,964$30.0 萬<0.1%–
CDECoeur Mining, Inc.COM NEW33,598$29.8 萬<0.1%歷史
NXTNextpower Inc.Stock5,326$29.0 萬<0.1%歷史
ALHCAlignment Healthcare, Inc.COM20,070$28.1 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock24,035$27.0 萬<0.1%歷史
DUOLDuolingo, Inc.CL A COM648$26.6 萬<0.1%歷史
LULUlululemon athletica inc.Stock1,099$26.1 萬<0.1%歷史
HUMHumana IncStock1,044$25.5 萬<0.1%歷史
IMOImperial Oil LtdCOM NEW3,208$25.5 萬<0.1%歷史
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$24.1 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,945$23.9 萬<0.1%–
iShares Tr46438G612LARG CAP JUN ETF8,687$23.9 萬<0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock2,612$23.8 萬<0.1%歷史
WHRWhirlpool CorpStock2,347$23.8 萬<0.1%歷史
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,757$23.8 萬<0.1%–
INGRIngredion IncCOM1,751$23.7 萬<0.1%歷史
SPDR Series Trust78468R531SPDR S&P 500 ESG4,029$23.6 萬<0.1%–
VanEck ETF Trust92189H748CLO ETF4,398$23.3 萬<0.1%–
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF4,675$23.1 萬<0.1%–
CHKPCheck Point Software Technologies LtdORD1,042$23.1 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT2,322$22.8 萬<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF4,459$22.7 萬<0.1%–
LOARLoar Holdings Inc.COM SHS2,637$22.7 萬<0.1%歷史
MTZMastec IncCOM1,333$22.7 萬<0.1%歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF5,995$22.7 萬<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM2,095$22.6 萬<0.1%歷史
iShares Tr4642886613 7 YR TREAS BD1,894$22.5 萬<0.1%–
PBAPembina Pipeline CorpCOM5,862$22.0 萬<0.1%歷史
First Tr Exchange-Traded FD33738D838INTER GOVT ETF10,840$21.8 萬<0.1%–
CAVACava Group, Inc.COM2,589$21.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM1,321$21.4 萬<0.1%歷史
GNRCGenerac Holdings Inc.Stock1,474$21.1 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP6,947$20.8 萬<0.1%–
CAGConagra Brands Inc.Stock10,124$20.7 萬<0.1%歷史
Pacer Trendpilot US Mid Cap ETF69374H204ETF5,897$20.6 萬<0.1%–
WENWendy's CoStock18,004$20.6 萬<0.1%歷史
OGEOGE Energy Corp.COM4,591$20.4 萬<0.1%歷史
HLHecla Mining CoCOM31,598$18.9 萬<0.1%歷史
BBBLACKBERRY LtdCOM24,327$11.1 萬<0.1%歷史
UWMCUWM Holdings CorpCOM CL A24,198$10.0 萬<0.1%歷史
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