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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
EPDEnterprise Products Partners L.P.Stock28,352$68.4 萬<0.1%+2,178+8.3%加碼歷史
CIKUBS Asset Management Income Fund, Inc.COM194,636$68.5 萬<0.1%+380.0%加碼歷史
CDECoeur Mining, Inc.COM NEW77,246$68.6 萬<0.1%+58,209+305.8%加碼歷史
GNTXGentex CorpCOM20,848$69.0 萬<0.1%+2,851+15.8%加碼歷史
iShares Tr464287333GLOBAL FINLS ETF8,892$69.0 萬<0.1%+8,892新進–
TFFPTFF Pharmaceuticals, Inc.COM71,950$69.1 萬<0.1%+4,050+6.0%加碼歷史
SPGSimon Property Group Inc.REIT5,328$69.5 萬<0.1%+1,106+26.2%加碼歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF11,029$69.5 萬<0.1%+861+8.5%加碼–
DINDine Brands Global, Inc.COM7,787$69.5 萬<0.1%+7,787新進歷史
Vanguard Financials ETF92204A405ETF7,709$69.7 萬<0.1%+159+2.1%加碼–
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL25,540$69.7 萬<0.1%+25,540新進–
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD27,314$70.3 萬<0.1%+2,404+9.7%加碼–
iShares Tr464287119MORNINGSTAR GRWT10,889$70.5 萬<0.1%+199+1.9%加碼依 5 比 1 拆股換算–
BHVNBiohaven Ltd.COM7,308$70.9 萬<0.1%−1,229−14.4%減碼歷史
Fidelity High Dividend ETF316092840ETF18,832$71.0 萬<0.1%−687−3.5%減碼–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF10,564$71.1 萬<0.1%+149+1.4%加碼–
CHXChampionX CorpCOM27,709$71.1 萬<0.1%−125−0.4%減碼歷史
Sandstorm Gold Ltd Com New80013R206Stock90,263$71.2 萬<0.1%+58,655+185.6%加碼–
AMCRAmcor plcORD62,147$71.2 萬<0.1%+3,907+6.7%加碼歷史
ROPRoper Technologies IncStock1,520$71.5 萬<0.1%+24+1.6%加碼歷史
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC35,242$71.5 萬<0.1%+1,052+3.1%加碼–
HLHecla Mining CoCOM96,265$71.6 萬<0.1%+63,742+196.0%加碼歷史
RUNSunrun Inc.COM12,833$71.6 萬<0.1%+228+1.8%加碼歷史
iShares Inc464286475EM MKT SM-CP ETF11,455$71.8 萬<0.1%+1,398+13.9%加碼–
IQVIQVIA Holdings Inc.Stock2,981$72.2 萬<0.1%+2,981新進歷史
WELLWelltower Inc.REIT8,693$72.2 萬<0.1%−1,410−14.0%減碼歷史
XUnited States Steel CorpCOM30,113$72.3 萬<0.1%+17,632+141.3%加碼歷史
iShares Tr464287622RUS 1000 ETF2,997$72.6 萬<0.1%+280+10.3%加碼–
LYBLyondellBasell Industries N.V.SHS - A -7,053$72.6 萬<0.1%+155+2.2%加碼歷史
Innovator ETFs Tr45782C862LOUP FRONTIER13,132$72.8 萬<0.1%−180−1.4%減碼–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY14,948$72.9 萬<0.1%+570+4.0%加碼–
SPDR Series Trust78464A821ST STR SP400GRW9,444$73.2 萬<0.1%+715+8.2%加碼–
NNNNNN REIT, Inc.REIT15,704$73.6 萬<0.1%+211+1.4%加碼歷史
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT3,798$73.6 萬<0.1%+787+26.1%加碼–
NLYAnnaly Capital Management IncCOM82,966$73.7 萬<0.1%+7,784+10.4%加碼歷史
First Tr Exch Traded FD III33739N108MANAGD MUN ETF12,917$74.0 萬<0.1%+2,954+29.6%加碼–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH6,345$74.3 萬<0.1%−83−1.3%減碼–
LIVELive Ventures IncCOM NEW12,082$74.4 萬<0.1%−982−7.5%減碼歷史
REGNRegeneron Pharmaceuticals, Inc.COM1,336$74.6 萬<0.1%−133−9.1%減碼歷史
HSYHershey CoCOM4,291$74.8 萬<0.1%+57+1.3%加碼歷史
ULUnilever PLCSPON ADR NEW12,823$75.0 萬<0.1%+9+0.1%加碼歷史
LOGCContextLogic Inc.COM CL A57,077$75.2 萬<0.1%+57,077新進歷史
FANGDiamondback Energy, Inc.Stock8,057$75.6 萬<0.1%+8,057新進歷史
VLOValero Energy CorpStock9,699$75.7 萬<0.1%−4,488−31.6%減碼歷史
ABBNYABB LtdSPONSORED ADR22,296$75.8 萬<0.1%+70.0%加碼歷史
RVTYRevvity, Inc.COM4,916$75.9 萬<0.1%−664−11.9%減碼歷史
DBXDropbox, Inc.CL A25,092$76.1 萬<0.1%−2,353−8.6%減碼歷史
Timothy Plan887432342U S SM CP CORE22,916$76.4 萬<0.1%+1,716+8.1%加碼–
IRMIron Mountain IncCOM18,116$76.7 萬<0.1%−1,920−9.6%減碼歷史
FITBFifth Third BancorpCOM20,140$77.0 萬<0.1%+5,907+41.5%加碼歷史
Exchange Traded Concepts Tr301505749VSPR US LC ETF23,005$77.1 萬<0.1%00.0%不變–
CSGPCostar Group, Inc.COM9,330$77.3 萬<0.1%+650+7.5%加碼依 10 比 1 拆股換算歷史
GLDMWorld Gold TrustSPDR GLD MINIS43,994$77.5 萬<0.1%−841−1.9%減碼歷史
WHRWhirlpool CorpStock3,568$77.8 萬<0.1%+1,146+47.3%加碼歷史
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR55,876$78.4 萬<0.1%−45,290−44.8%減碼歷史
Vanguard Whitehall FDS921946810INTL DVD ETF8,986$78.6 萬<0.1%+320+3.7%加碼–
CINFCincinnati Financial CorpCOM6,751$78.7 萬<0.1%+2,167+47.3%加碼歷史
First Tr Exchange Traded FD33738R860NASDAQ BK ETF25,593$79.4 萬<0.1%+1,565+6.5%加碼–
NOCNorthrop Grumman CorpStock2,186$79.5 萬<0.1%−424−16.2%減碼歷史
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE10,785$79.5 萬<0.1%−1,182−9.9%減碼–
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT17,561$79.6 萬<0.1%+12,226+229.2%加碼–
SPDR Series Trust78464A284ST NUVE HIGH ETF13,171$80.1 萬<0.1%+239+1.8%加碼–
Global X FDS37954Y814FINTECH ETF16,808$80.1 萬<0.1%+971+6.1%加碼–
First Tr Exchange-Traded FD33735T109COMMON SHS56,471$81.6 萬<0.1%+32,167+132.4%加碼–
ProShares Tr74347B698RUSS 2000 DIVD12,824$81.6 萬<0.1%+2,796+27.9%加碼–
iShares Tr464288307MRGSTR MD CP GRW11,878$81.8 萬<0.1%−72,770−86.0%減碼依 6 比 1 拆股換算–
HBANHuntington Bancshares IncCOM57,325$81.8 萬<0.1%+13,894+32.0%加碼歷史
BIIBBiogen Inc.COM2,365$81.9 萬<0.1%−903−27.6%減碼歷史
UALUnited Airlines Holdings, Inc.COM15,676$82.0 萬<0.1%+120+0.8%加碼歷史
FRTFederal Realty Investment TrustSH BEN INT NEW7,024$82.3 萬<0.1%+3,023+75.6%加碼歷史
MUXMcEwen Inc.COM597,288$82.4 萬<0.1%+456,095+323.0%加碼歷史
ZBHZimmer Biomet Holdings, Inc.Stock5,137$82.6 萬<0.1%+3,144+157.8%加碼歷史
SJMJ M SMUCKER CoStock6,394$82.9 萬<0.1%+49+0.8%加碼歷史
DEODiageo PLCSPON ADR NEW4,326$82.9 萬<0.1%+23+0.5%加碼歷史
iShares Tr464288281JPMORGAN USD EMG7,411$83.3 萬<0.1%+130+1.8%加碼–
CVLTCommvault Systems IncCOM10,704$83.7 萬<0.1%−1,065−9.0%減碼歷史
STEMStem, Inc.CL A23,243$83.7 萬<0.1%+23,243新進歷史
XPOXPO, Inc.COM5,990$83.8 萬<0.1%+275+4.8%加碼歷史
VTRVentas, Inc.REIT14,712$84.0 萬<0.1%−1,171−7.4%減碼歷史
GDGeneral Dynamics CorpStock4,477$84.3 萬<0.1%+118+2.7%加碼歷史
Schwab Emerging Markets Equity ETF808524706ETF25,831$84.9 萬<0.1%−103−0.4%減碼–
iShares Future AI & Tech ETF46435U556ETF18,928$85.0 萬<0.1%+679+3.7%加碼–
ATVIActivision Blizzard, Inc.COM8,978$85.7 萬<0.1%−219−2.4%減碼歷史
SONOSonos IncCOM24,468$86.2 萬<0.1%+3,866+18.8%加碼歷史
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL5,955$86.6 萬<0.1%+8+0.1%加碼–
iShares Global Clean Energy ETF464288224ETF36,977$86.8 萬<0.1%+4,127+12.6%加碼–
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD33,222$87.0 萬<0.1%+8,633+35.1%加碼–
GHGuardant Health, Inc.COM7,012$87.1 萬<0.1%+2,859+68.8%加碼歷史
WPMWheaton Precious Metals Corp.COM19,801$87.3 萬<0.1%+11,694+144.2%加碼歷史
PTONPeloton Interactive, Inc.CL A COM7,038$87.3 萬<0.1%−1,348−16.1%減碼歷史
Invesco Exch TRD SLF Idx FD46138J650BULLSHS 24 USD33,257$87.6 萬<0.1%+8,509+34.4%加碼–
WMBWilliams Companies, Inc.COM33,039$87.7 萬<0.1%+13,590+69.9%加碼歷史
CFRCullen/Frost Bankers, Inc.COM7,828$87.7 萬<0.1%+126+1.6%加碼歷史
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF10,128$87.8 萬<0.1%−3,247−24.3%減碼–
SPDR Series Trust78464A201ST STR SP600GRWO9,959$88.4 萬<0.1%+301+3.1%加碼–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH40,108$88.6 萬<0.1%+8,173+25.6%加碼–
HUNHuntsman CORPCOM33,608$89.1 萬<0.1%−187−0.6%減碼歷史
LENLennar CorpCL A9,012$89.5 萬<0.1%+160+1.8%加碼歷史
ADMArcher-Daniels-Midland CoStock14,818$89.8 萬<0.1%+1,123+8.2%加碼歷史
EAElectronic Arts Inc.COM6,247$89.9 萬<0.1%+31+0.5%加碼歷史

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
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