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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US8,045$54.1 萬<0.1%+8,045新進–
HUMHumana IncStock1,223$54.2 萬<0.1%−504−29.2%減碼歷史
TCOMTrip.com Group LtdADS15,302$54.3 萬<0.1%−1,514−9.0%減碼歷史
Advisorshares Tr00768Y453PURE US CANN ETF13,571$54.3 萬<0.1%+2,991+28.3%加碼–
BUDAnheuser-Busch InBev SA/NVADR7,554$54.4 萬<0.1%+664+9.6%加碼歷史
First Tr Energy Income & Gro33738G104COM37,527$54.4 萬<0.1%+6,856+22.4%加碼–
BAXBaxter International IncStock6,781$54.6 萬<0.1%−214−3.1%減碼歷史
SPDR Series Trust78464A714ST STR SP RETAIL5,612$54.6 萬<0.1%−320−5.4%減碼–
ESTCElastic N.V.ORD SHS3,755$54.7 萬<0.1%+3,755新進歷史
GPCGenuine Parts CoStock4,341$54.9 萬<0.1%+1,176+37.2%加碼歷史
iShares Tr464288869MICRO-CAP ETF3,601$55.0 萬<0.1%+3,601新進–
SCHWSchwab Charles CorpStock7,561$55.1 萬<0.1%+7,561新進歷史
DSLDoubleLine Income Solutions FundCOM30,710$55.6 萬<0.1%+870+2.9%加碼歷史
NICENICE Ltd.SPONSORED ADR2,255$55.8 萬<0.1%+1,038+85.3%加碼歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF10,032$55.9 萬<0.1%−1,264−11.2%減碼–
TJXTJX Companies IncStock8,303$56.0 萬<0.1%−86−1.0%減碼歷史
Flexshares Tr33939L829INT QLTDVDYNAM18,023$56.0 萬<0.1%+18,023新進–
NEANuveen AMT-Free Quality Municipal Income FundCOM35,851$56.3 萬<0.1%+874+2.5%加碼歷史
MANUManchester United plcORD CL A37,049$56.3 萬<0.1%+3,747+11.3%加碼歷史
WisdomTree Tr97717Y691CLOUD COMPUTNG10,067$56.3 萬<0.1%+5,557+123.2%加碼–
STMPStamps.com IncCOM NEW2,828$56.6 萬<0.1%+224+8.6%加碼歷史
WisdomTree Tr97717W505US MIDCAP DIVID13,518$56.7 萬<0.1%+11+0.1%加碼–
iShares Tr464288158SHRT NAT MUN ETF5,269$56.8 萬<0.1%+2,568+95.1%加碼–
Mag Silver Corp55903Q104COM27,176$56.9 萬<0.1%+16,494+154.4%加碼–
PBIPitney Bowes IncCOM65,429$57.4 萬<0.1%+2,359+3.7%加碼歷史
CHYCalamos Convertible & High Income FundCOM SHS35,179$57.4 萬<0.1%+2,058+6.2%加碼歷史
Global X FDS37950E127REIT ETF58,036$57.4 萬<0.1%+5,215+9.9%加碼–
MPCMarathon Petroleum CorpStock9,563$57.8 萬<0.1%−297−3.0%減碼歷史
SPGIS&P Global Inc.Stock1,407$57.8 萬<0.1%+401+39.9%加碼歷史
Schwab Fundamental International Equity ETF808524755ETF17,369$57.8 萬<0.1%+17,369新進–
VSTOVista Outdoor Inc.COM12,487$57.8 萬<0.1%+1,618+14.9%加碼歷史
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR20,770$57.9 萬<0.1%+270+1.3%加碼–
BCEBce IncCOM NEW11,787$58.1 萬<0.1%−177−1.5%減碼歷史
TEAMAtlassian CorpCL A2,261$58.1 萬<0.1%+2,261新進歷史
PLUGPlug Power IncStock17,082$58.4 萬<0.1%+871+5.4%加碼歷史
CLFCleveland-Cliffs Inc.COM27,324$58.9 萬<0.1%+27,324新進歷史
ADIAnalog Devices IncStock3,426$59.0 萬<0.1%−127−3.6%減碼歷史
DRNADicerna Pharmaceuticals IncCOM15,800$59.0 萬<0.1%+6,940+78.3%加碼歷史
ECLEcolab Inc.Stock2,870$59.1 萬<0.1%+768+36.5%加碼歷史
Vanguard Mortgage-Backed Securities ETF92206C771ETF11,096$59.2 萬<0.1%−39−0.4%減碼–
IVZInvesco Ltd.Stock22,196$59.3 萬<0.1%−308,937−93.3%減碼歷史
SICPSilvergate Capital CorpCL A5,235$59.3 萬<0.1%+715+15.8%加碼歷史
LINLinde PLCSHS2,054$59.4 萬<0.1%+283+16.0%加碼歷史
KGCKinross Gold CorpCOM93,865$59.6 萬<0.1%+93,865新進歷史
Enable Midstream Partners, LP292480100COM UNIT RP IN65,401$59.6 萬<0.1%+280+0.4%加碼–
RESNResonant IncCOM185,800$59.6 萬<0.1%−6,000−3.1%減碼歷史
ETF Ser Solutions26922A289DEFIANCE CONNECT15,707$59.8 萬<0.1%+3,935+33.4%加碼–
RPMRPM International IncCOM6,799$60.3 萬<0.1%−550−7.5%減碼歷史
DGXQuest Diagnostics IncCOM4,566$60.3 萬<0.1%−91−2.0%減碼歷史
MCHPMicrochip Technology IncStock4,035$60.4 萬<0.1%+294+7.9%加碼歷史
RCLRoyal Caribbean Cruises LtdCOM7,119$60.7 萬<0.1%−213−2.9%減碼歷史
CAGConagra Brands Inc.Stock16,701$60.8 萬<0.1%+3,220+23.9%加碼歷史
State Street SPDR S&P Semiconductor ETF78464A862ETF3,171$61.0 萬<0.1%−1,518−32.4%減碼–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT11,173$61.1 萬<0.1%−861−7.2%減碼–
GDVGabelli Dividend & Income TrustCOM23,342$61.4 萬<0.1%+199+0.9%加碼歷史
AGFirst Majestic Silver CorpCOM38,925$61.5 萬<0.1%+25,732+195.0%加碼歷史
BSETBassett Furniture Industries IncCOM25,280$61.6 萬<0.1%−1,052−4.0%減碼歷史
DFSDiscover Financial ServicesCOM5,207$61.6 萬<0.1%+2,720+109.4%加碼歷史
WRKWestRock CoCOM11,597$61.7 萬<0.1%+2,862+32.8%加碼歷史
BTGB2GOLD CorpCOM147,633$62.2 萬<0.1%+107,267+265.7%加碼歷史
First Tr Exch Traded FD III33739P202EME MRK BD ETF17,876$62.3 萬<0.1%+17,876新進–
YETIYETI Holdings, Inc.COM6,802$62.5 萬<0.1%+1,454+27.2%加碼歷史
First Tr Exchange Traded FD33738R688S&P INTL DIVID34,446$62.5 萬<0.1%+5,298+18.2%加碼–
iShares Tr46435G243ESG AWRE 1 5 YR24,042$62.6 萬<0.1%+15,155+170.5%加碼–
KOFCoca Cola Femsa SAB de CVSPONS ADS REP11,845$62.7 萬<0.1%−1,553−11.6%減碼歷史
ETF Managers Tr26924G508ETFMG ALTR HRVST30,443$62.7 萬<0.1%−174,917−85.2%減碼–
WECWec Energy Group, Inc.Stock7,079$63.0 萬<0.1%+261+3.8%加碼歷史
Alps ETF Tr00162Q858SECTR DIV DOGS11,934$63.2 萬<0.1%+3,091+35.0%加碼–
OTISOtis Worldwide CorpStock7,795$63.7 萬<0.1%+1,663+27.1%加碼歷史
CHTRCharter Communications, Inc.CL A885$63.9 萬<0.1%−2−0.2%減碼歷史
GLBEGlobal-E Online Ltd.SHS11,200$63.9 萬<0.1%+11,200新進歷史
Vanguard Consumer Staples ETF92204A207ETF3,554$64.9 萬<0.1%+163+4.8%加碼–
First Tr Exchange Traded FD33738R704RBA INDL ETF15,848$65.0 萬<0.1%+15,848新進–
MGNXMacrogenics IncCOM24,200$65.0 萬<0.1%+14,650+153.4%加碼歷史
ALBAlbemarle CorpStock3,877$65.3 萬<0.1%+1,546+66.3%加碼歷史
iShares Tr464288760US AER DEF ETF5,961$65.3 萬<0.1%−104−1.7%減碼–
Vanguard World FD921910873MEGA CAP INDEX4,286$65.3 萬<0.1%−9,575−69.1%減碼–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A8,674$65.4 萬<0.1%+156+1.8%加碼歷史
iShares Tr464288521CRE U S REIT ETF11,234$65.5 萬<0.1%−287−2.5%減碼–
MCMoelis & CoCL A11,533$65.6 萬<0.1%+3,184+38.1%加碼歷史
Amplify Blockchain Technology ETF032108607ETF13,774$65.7 萬<0.1%−128,386−90.3%減碼–
RIORio Tinto PLCADR7,864$66.0 萬<0.1%+1,946+32.9%加碼歷史
MGAMagna International IncCOM7,123$66.0 萬<0.1%+4,688+192.5%加碼歷史
FASTFastenal CoStock12,712$66.1 萬<0.1%−93−0.7%減碼歷史
MKCMcCormick & Co IncStock7,481$66.1 萬<0.1%−7,777−51.0%減碼歷史
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM42,875$66.1 萬<0.1%−2,578−5.7%減碼歷史
SPDR Series Trust78468R556SP O&G EXPL PRO6,854$66.3 萬<0.1%+1,874+37.6%加碼–
MELIMercadolibre IncCOM427$66.5 萬<0.1%+192+81.7%加碼歷史
EXASExact Sciences CorpCOM5,350$66.5 萬<0.1%+1,511+39.4%加碼歷史
iShares Tr464287192US TRSPRTION2,567$66.8 萬<0.1%+753+41.5%加碼–
EXPEExpedia Group, Inc.Stock4,090$67.0 萬<0.1%+382+10.3%加碼歷史
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY7,968$67.1 萬<0.1%+7,968新進–
HZNPHorizon Therapeutics Public Ltd CoSHS7,163$67.1 萬<0.1%−203−2.8%減碼歷史
SPLKSplunk IncCOM4,652$67.3 萬<0.1%+624+15.5%加碼歷史
SPDR Series Trust78464A581ST STR SP HCEQ5,233$67.6 萬<0.1%+303+6.1%加碼–
TWTRTwitter, Inc.COM9,830$67.6 萬<0.1%−4,759−32.6%減碼歷史
LZBLa-Z-Boy IncCOM18,266$67.7 萬<0.1%+975+5.6%加碼歷史
MSCIMSCI Inc.Stock1,274$67.9 萬<0.1%+8+0.6%加碼歷史
iShares Tr464288208MRGSTR MD CP ETF10,185$68.3 萬<0.1%+741+7.8%加碼依 4 比 1 拆股換算–
Osi ETF Tr67110P704OSHS GBL INTER11,962$68.3 萬<0.1%−1,021−7.9%減碼–

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM11,293$17.8 萬<0.1%歷史
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT17,630$17.3 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR34,653$15.1 萬<0.1%歷史
BVNBuenaventura Mining Co IncSPONSORED ADR14,820$14.9 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR15,583$14.8 萬<0.1%歷史
Great Panther MNG Ltd39115V101COM191,279$14.7 萬<0.1%–
PAAPlains All American Pipeline LPUNIT LTD PARTN12,574$11.4 萬<0.1%歷史
KEPKorea Electric Power CorpSPONSORED ADR11,000$11.3 萬<0.1%歷史
VIXYProShares Trust IIVIX SH TRM FUTRS11,990$11.2 萬<0.1%歷史
KALAKALA BIO, Inc.COM13,700$9.20 萬<0.1%歷史
MMTAberdeen Multi-Market Income FundSH BEN INT13,610$8.80 萬<0.1%歷史
Affimed N VN01045108COM10,823$8.60 萬<0.1%–
LVOLiveOne, Inc.COM NEW14,000$6.10 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT12,884$6.00 萬<0.1%–
Davidstea Inc238661102COM13,500$5.10 萬<0.1%–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS15,100$4.80 萬<0.1%歷史
LFWDLifeward Ltd.SHS13,050$3.20 萬<0.1%歷史