跳到主要內容

Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
CSQCalamos Strategic Total Return FundCOM SH BEN INT23,403$42.6 萬<0.1%+701+3.1%加碼歷史
ALLYAlly Financial Inc.Stock8,576$42.7 萬<0.1%+513+6.4%加碼歷史
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,281$42.8 萬<0.1%+364+2.3%加碼–
CGCCanopy Growth CorpCOM17,716$42.8 萬<0.1%−1,607−8.3%減碼歷史
GENGen Digital Inc.Stock15,743$42.9 萬<0.1%−8,433−34.9%減碼歷史
First Tr Exchange-Traded FD33739Q507SSI STRG ETF8,342$43.0 萬<0.1%+20.0%加碼–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT7,767$43.1 萬<0.1%−4,826−38.3%減碼歷史
iShares Tr46435G268RUSEL 2500 ETF6,502$43.1 萬<0.1%+6,502新進–
MUABlackRock Muniassets Fund, Inc.COM25,652$43.3 萬<0.1%+3,064+13.6%加碼歷史
SNDXSyndax Pharmaceuticals IncCOM25,240$43.3 萬<0.1%−200−0.8%減碼歷史
STLDSteel Dynamics IncCOM7,263$43.3 萬<0.1%−203−2.7%減碼歷史
SMGScotts Miracle-Gro CoStock2,262$43.4 萬<0.1%−277−10.9%減碼歷史
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,930$43.4 萬<0.1%+1,025+17.4%加碼–
CMAComerica IncCOM6,118$43.6 萬<0.1%−277−4.3%減碼歷史
iShares Tr46435U713US INFRASTRUC12,405$43.8 萬<0.1%+4,329+53.6%加碼–
Fidelity Covington Trust316092832DIVID ETF RISI10,367$43.8 萬<0.1%+1,931+22.9%加碼–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF6,514$44.0 萬<0.1%+1,771+37.3%加碼–
SRESempraStock3,320$44.0 萬<0.1%−27−0.8%減碼歷史
ENPHEnphase Energy, Inc.Stock2,399$44.1 萬<0.1%+390+19.4%加碼歷史
XXII22nd Century Group, Inc.COM95,600$44.3 萬<0.1%+78,050+444.7%加碼歷史
HIGHartford Insurance Group, Inc.Stock7,157$44.4 萬<0.1%−1,083−13.1%減碼歷史
Vanguard BD Index FDS921937793LONG TERM BOND4,311$44.4 萬<0.1%+311+7.8%加碼–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF7,022$44.5 萬<0.1%−31,513−81.8%減碼–
IEXIdex CorpCOM2,027$44.6 萬<0.1%−19−0.9%減碼歷史
Invesco S&P 500 Quality ETF46137V241ETF9,242$44.9 萬<0.1%+16+0.2%加碼–
UPSTUpstart Holdings, Inc.COM3,616$45.2 萬<0.1%+3,616新進歷史
TLRYTilray Brands, Inc.COM CL 224,986$45.2 萬<0.1%+11,231+81.7%加碼歷史
FISVFiserv IncStock4,239$45.3 萬<0.1%−6,096−59.0%減碼歷史
Global X FDS37954Y442CLOUD COMPUTNG15,884$45.3 萬<0.1%−494−3.0%減碼–
USOUnited States Oil Fund, LPUNITS9,105$45.4 萬<0.1%−97−1.1%減碼歷史
BLEBlackRock Municipal Income Trust IICOM28,810$45.4 萬<0.1%+28,810新進歷史
Royal Dutch Shell PLC780259206SPONS ADR A11,249$45.4 萬<0.1%+791+7.6%加碼–
Global X FDS37954Y434GENOMIC BIOTECH18,296$45.5 萬<0.1%+18,296新進–
SSRMSSR Mining Inc.Stock29,259$45.6 萬<0.1%+29,259新進歷史
IRBTiRobot CorpCOM4,884$45.6 萬<0.1%+3,134+179.1%加碼歷史
GNLGlobal Net Lease, Inc.COM NEW24,754$45.8 萬<0.1%−2,799−10.2%減碼歷史
PEGPublic Service Enterprise Group IncCOM7,672$45.8 萬<0.1%+261+3.5%加碼歷史
NKLANikola CorpCOM25,371$45.8 萬<0.1%+2,854+12.7%加碼歷史
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF5,168$46.3 萬<0.1%−26−0.5%減碼–
ELMEElme CommunitiesSH BEN INT20,155$46.4 萬<0.1%+10,185+102.2%加碼歷史
KHCKraft Heinz CoStock11,395$46.5 萬<0.1%−1,473−11.4%減碼歷史
DYDycom Industries IncCOM6,236$46.5 萬<0.1%−153−2.4%減碼歷史
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR21,507$46.6 萬<0.1%+1,906+9.7%加碼歷史
iShares Tr46435G342MORTGE REL ETF12,610$46.8 萬<0.1%+331+2.7%加碼–
STXSeagate Technology Holdings plcORD SHS5,322$46.8 萬<0.1%+1,310+32.7%加碼歷史
SPDR Series Trust78468R739ST NUVE TERM ETF9,484$47.0 萬<0.1%+3,807+67.1%加碼–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,556$47.1 萬<0.1%−331−11.5%減碼–
INMDInMode Ltd.SHS4,978$47.1 萬<0.1%−994−16.6%減碼歷史
CMLSQCumulus Media IncCOM CL A32,273$47.3 萬<0.1%−1,089−3.3%減碼歷史
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV5,370$47.5 萬<0.1%+5,370新進–
TSCOTractor Supply CoCOM2,557$47.6 萬<0.1%+435+20.5%加碼歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF4,301$47.7 萬<0.1%−2,342−35.3%減碼–
iShares Select U.S. REIT ETF464287564ETF7,315$47.8 萬<0.1%+1,898+35.0%加碼–
ETSYEtsy IncCOM2,331$48.0 萬<0.1%−648−21.8%減碼歷史
iShares Tr464288737GLB CNSM STP ETF7,871$48.1 萬<0.1%−542−6.4%減碼–
SQMChemical & Mining Co of Chile IncSPON ADR SER B10,192$48.2 萬<0.1%−8,101−44.3%減碼歷史
MFICMidCap Financial Investment CorpCOM NEW35,284$48.2 萬<0.1%+4,523+14.7%加碼歷史
Healthcare Realty Trust Inc42225P501CL A NEW18,057$48.2 萬<0.1%+631+3.6%加碼–
SNBRQSleep Number CorpCOM4,437$48.8 萬<0.1%−30,366−87.3%減碼歷史
IBNIcici Bank LtdADR28,608$48.9 萬<0.1%−2,834−9.0%減碼歷史
WisdomTree Tr97717W786INTL DIV EX FINL11,302$48.9 萬<0.1%+1,252+12.5%加碼–
CMGChipotle Mexican Grill IncCOM316$49.0 萬<0.1%+5+1.6%加碼歷史
CHGGChegg, IncCOM5,941$49.4 萬<0.1%+150+2.6%加碼歷史
Alps Clean Energy ETF00162Q460ETF6,544$49.6 萬<0.1%+106+1.6%加碼–
Innovator ETFs Trust45782C748US EQTY PWR BUF15,968$49.6 萬<0.1%+15,968新進–
Vanguard Industrials ETF92204A603ETF2,528$49.7 萬<0.1%+809+47.1%加碼–
OFSOFS Capital CorpCOM50,329$50.1 萬<0.1%+5,061+11.2%加碼歷史
State Street SPDR Portfolio S&P 500 ETF78464A854ETF9,983$50.2 萬<0.1%+922+10.2%加碼–
iShares Tr464288752US HOME CONS ETF7,265$50.3 萬<0.1%−952−11.6%減碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF8,321$50.4 萬<0.1%+168+2.1%加碼–
FSLRFirst Solar, Inc.Stock5,584$50.5 萬<0.1%−108−1.9%減碼歷史
CHDChurch & Dwight Co IncCOM5,943$50.6 萬<0.1%−522−8.1%減碼歷史
IDCCInterDigital, Inc.COM6,922$50.6 萬<0.1%−179−2.5%減碼歷史
ETF Managers Tr26924G201PRIME CYBR SCRTY8,336$50.6 萬<0.1%+1,002+13.7%加碼–
Nuveen PFD & Incm Securties67072C105COM50,904$50.7 萬<0.1%−16,245−24.2%減碼–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF3,836$50.8 萬<0.1%+110+3.0%加碼–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT23,255$50.9 萬<0.1%+10,057+76.2%加碼歷史
CTRACoterra Energy Inc.Stock29,276$51.1 萬<0.1%+4,746+19.3%加碼歷史
CALYCallaway Golf CoCOM15,146$51.1 萬<0.1%+350+2.4%加碼歷史
WisdomTree Tr97717W604US SMALLCAP DIVD16,094$51.3 萬<0.1%−5,815−26.5%減碼–
SNAPSnap IncStock7,570$51.6 萬<0.1%−1,463−16.2%減碼歷史
Global X FDS37954Y293GLB X MLP ENRG I14,225$51.7 萬<0.1%+251+1.8%加碼–
New Gold Inc Cda644535106COM285,749$51.7 萬<0.1%+285,749新進–
GATOGatos Silver, Inc.COM29,619$51.8 萬<0.1%+15,775+113.9%加碼歷史
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN24,843$51.9 萬<0.1%+3,435+16.0%加碼–
TSNTyson Foods, Inc.Stock7,056$52.1 萬<0.1%−639−8.3%減碼歷史
Flexshares Tr33939L670CRE SLCT BD FD19,830$52.3 萬<0.1%+675+3.5%加碼–
RVTRoyce Small-Cap Trust, Inc.COM27,633$52.4 萬<0.1%+345+1.3%加碼歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR34,546$52.5 萬<0.1%+8,032+30.3%加碼–
WTRGEssential Utilities, Inc.COM11,532$52.7 萬<0.1%−925−7.4%減碼歷史
BDRYAmplify Commodity TrustBREAKWAVE DRY18,086$53.1 萬<0.1%+18,086新進歷史
CHWCalamos Global Dynamic Income FundCOM48,568$53.2 萬<0.1%+5,000+11.5%加碼歷史
Nushares ETF Tr67092P409NUVEEN ESG MIDCP9,738$53.2 萬<0.1%+1,984+25.6%加碼–
Hoegh LNG Partners LPY3262R100COM UNIT LTD30,265$53.2 萬<0.1%+181+0.6%加碼–
MMYTMakeMyTrip LtdStock17,818$53.5 萬<0.1%−1,153−6.1%減碼歷史
OKEONEOK IncCOM9,641$53.6 萬<0.1%+1,364+16.5%加碼歷史
BMBLBumble Inc.COM CL A9,309$53.6 萬<0.1%+9,309新進歷史
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD21,555$53.7 萬<0.1%−4,263−16.5%減碼–
JHGJanus Henderson Group Ltd.ORD SHS13,881$53.9 萬<0.1%−2,301−14.2%減碼歷史
iShares Tr464289875CORE 40 MODE ETF11,980$54.0 萬<0.1%−330−2.7%減碼–

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM11,293$17.8 萬<0.1%歷史
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT17,630$17.3 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR34,653$15.1 萬<0.1%歷史
BVNBuenaventura Mining Co IncSPONSORED ADR14,820$14.9 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR15,583$14.8 萬<0.1%歷史
Great Panther MNG Ltd39115V101COM191,279$14.7 萬<0.1%–
PAAPlains All American Pipeline LPUNIT LTD PARTN12,574$11.4 萬<0.1%歷史
KEPKorea Electric Power CorpSPONSORED ADR11,000$11.3 萬<0.1%歷史
VIXYProShares Trust IIVIX SH TRM FUTRS11,990$11.2 萬<0.1%歷史
KALAKALA BIO, Inc.COM13,700$9.20 萬<0.1%歷史
MMTAberdeen Multi-Market Income FundSH BEN INT13,610$8.80 萬<0.1%歷史
Affimed N VN01045108COM10,823$8.60 萬<0.1%–
LVOLiveOne, Inc.COM NEW14,000$6.10 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT12,884$6.00 萬<0.1%–
Davidstea Inc238661102COM13,500$5.10 萬<0.1%–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS15,100$4.80 萬<0.1%歷史
LFWDLifeward Ltd.SHS13,050$3.20 萬<0.1%歷史