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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
LUMNLumen Technologies, Inc.Stock25,581$34.8 萬<0.1%+1,679+7.0%加碼歷史
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF4,233$34.8 萬<0.1%+7+0.2%加碼–
SHAKShake Shack Inc.CL A3,263$34.9 萬<0.1%+3,263新進歷史
EIXEdison InternationalStock6,048$35.0 萬<0.1%+2,523+71.6%加碼歷史
Nushares ETF Tr67092P607NUVEEN ESG SMLCP7,751$35.0 萬<0.1%+7,751新進–
UAUnder Armour, Inc.CL C18,871$35.0 萬<0.1%+18,871新進歷史
TAPMolson Coors Beverage CoCL B6,542$35.1 萬<0.1%−200−3.0%減碼歷史
AMAntero Midstream CorpStock33,875$35.2 萬<0.1%+180+0.5%加碼歷史
iShares Core MSCI Europe ETF46434V738ETF6,155$35.3 萬<0.1%+554+9.9%加碼–
VMIValmont Industries IncCOM1,496$35.3 萬<0.1%−283−15.9%減碼歷史
PLDPrologis, Inc.REIT2,958$35.4 萬<0.1%+212+7.7%加碼歷史
TRTNTriton International LtdCL A6,764$35.4 萬<0.1%−9,977−59.6%減碼歷史
iShares Inc464286400MSCI BRAZIL ETF8,770$35.6 萬<0.1%+8,770新進–
ANSSAnsys IncCOM1,027$35.6 萬<0.1%−195−16.0%減碼歷史
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF9,701$35.7 萬<0.1%+1,087+12.6%加碼–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF11,459$35.9 萬<0.1%+2,114+22.6%加碼–
PSAPublic StorageCOM1,193$35.9 萬<0.1%+95+8.7%加碼歷史
Ssga Active ETF Tr78467V848ST STR TOTAL ETF7,414$35.9 萬<0.1%+710+10.6%加碼–
Abrdn ETFs003261104BBRG ALL COMD K113,637$36.0 萬<0.1%+392+3.0%加碼–
CTASCintas CorpStock944$36.1 萬<0.1%+28+3.1%加碼歷史
DBLDoubleLine Opportunistic Credit FundCOM18,028$36.2 萬<0.1%+27+0.1%加碼歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS16,177$36.2 萬<0.1%+341+2.2%加碼歷史
ZGNXZogenix, Inc.COM NEW21,035$36.3 萬<0.1%−800−3.7%減碼歷史
SAMBoston Beer Co IncCL A357$36.4 萬<0.1%+29+8.8%加碼歷史
GLWCorning IncCOM8,912$36.5 萬<0.1%−26−0.3%減碼歷史
CRSPCRISPR Therapeutics AGNAMEN AKT2,263$36.6 萬<0.1%+2,263新進歷史
CCChemours CoStock10,557$36.7 萬<0.1%−3,821−26.6%減碼歷史
AALAmerican Airlines Group Inc.Stock17,354$36.8 萬<0.1%−10,668−38.1%減碼歷史
JWNNordstrom IncStock10,078$36.9 萬<0.1%−350−3.4%減碼歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT10,214$37.1 萬<0.1%+132+1.3%加碼–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF4,976$37.1 萬<0.1%+35+0.7%加碼–
SPDR Series Trust78464A516ST INTL BBG ETF12,646$37.1 萬<0.1%+2,762+27.9%加碼–
Flexshares Tr33939L662HIG YLD VL ETF7,415$37.2 萬<0.1%+545+7.9%加碼–
ULTAUlta Beauty, Inc.Stock1,079$37.3 萬<0.1%+3+0.3%加碼歷史
QRVOQorvo, Inc.Stock1,908$37.3 萬<0.1%+230+13.7%加碼歷史
CAHCardinal Health IncStock6,535$37.3 萬<0.1%+2,371+56.9%加碼歷史
iShares Tr464287549EXPND TEC SC ETF922$37.3 萬<0.1%+33+3.7%加碼–
NARIInari Medical, Inc.Stock4,025$37.5 萬<0.1%−100−2.4%減碼歷史
TFCTruist Financial CorpCOM6,757$37.5 萬<0.1%−277−3.9%減碼歷史
BXMTBlackstone Mortgage Trust, Inc.COM CL A11,822$37.7 萬<0.1%−1,179−9.1%減碼歷史
iShares Inc464286533MSCI EMERG MRKT5,897$37.8 萬<0.1%−1,849−23.9%減碼–
FTNTFortinet, Inc.Stock1,596$38.0 萬<0.1%−170−9.6%減碼歷史
SNOWSnowflake Inc.Stock1,570$38.0 萬<0.1%+435+38.3%加碼歷史
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,679$38.0 萬<0.1%−350−8.7%減碼–
MFCManulife Financial CorpCOM19,289$38.0 萬<0.1%−998−4.9%減碼歷史
iShares Tr464287325GLOB HLTHCRE ETF4,582$38.1 萬<0.1%−1,765−27.8%減碼–
TNDMTandem Diabetes Care IncCOM NEW3,907$38.1 萬<0.1%−234−5.7%減碼歷史
BRBroadridge Financial Solutions, Inc.Stock2,362$38.2 萬<0.1%+296+14.3%加碼歷史
BWBabcock & Wilcox Enterprises, Inc.COM48,500$38.2 萬<0.1%−13,700−22.0%減碼歷史
SPHSuburban Propane Partners LPUNIT LTD PARTN24,918$38.2 萬<0.1%+6,279+33.7%加碼歷史
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL4,176$38.4 萬<0.1%+4,176新進–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10011,145$38.4 萬<0.1%−2,675−19.4%減碼–
RGRSturm Ruger & Co IncStock4,286$38.6 萬<0.1%+1,151+36.7%加碼歷史
ECPGEncore Capital Group IncCOM8,153$38.6 萬<0.1%+414+5.3%加碼歷史
FUTUFutu Holdings LtdSPON ADS CL A2,162$38.7 萬<0.1%−188−8.0%減碼歷史
VODVodafone Group Public Ltd CoADR22,647$38.8 萬<0.1%+1,937+9.4%加碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM27,424$38.8 萬<0.1%+159+0.6%加碼歷史
PHGKoninklijke Philips NVNY REGIS SHS NEW7,808$38.8 萬<0.1%+111+1.4%加碼歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB18,409$38.8 萬<0.1%−102,674−84.8%減碼歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF1,343$39.0 萬<0.1%+77+6.1%加碼–
ZSZscaler, Inc.Stock1,804$39.0 萬<0.1%+245+15.7%加碼歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF7,782$39.1 萬<0.1%+1,204+18.3%加碼–
WisdomTree Tr97717W844GLOB EX US QU FD9,393$39.1 萬<0.1%00.0%不變依 2 比 1 拆股換算–
URIUnited Rentals, Inc.COM1,227$39.1 萬<0.1%−41−3.2%減碼歷史
CUZCousins Properties IncCOM NEW10,682$39.3 萬<0.1%−1,299−10.8%減碼歷史
SPDR Ser Tr78464A813S&P 600 SML CAP4,035$39.4 萬<0.1%+239+6.3%加碼–
ICEIntercontinental Exchange, Inc.Stock3,324$39.5 萬<0.1%+1,278+62.5%加碼歷史
SWBISmith & Wesson Brands, Inc.COM11,389$39.5 萬<0.1%+1,370+13.7%加碼歷史
Fidelity Covington Trust316092352BLUE CHIP GRWTH12,110$39.5 萬<0.1%+12,110新進–
iShares MSCI India ETF46429B598ETF8,942$39.6 萬<0.1%−165−1.8%減碼–
BHKBlackRock Core Bond TrustSHS BEN INT23,995$39.6 萬<0.1%+4,290+21.8%加碼歷史
Dimensional ETF Trust25434V401US EQUI MARK ETF8,416$39.7 萬<0.1%+8,416新進–
BTIBritish American Tobacco p.l.c.SPONSORED ADR10,141$39.9 萬<0.1%−600−5.6%減碼歷史
Churchill Capital Corp IV171439102CL A13,844$39.9 萬<0.1%+13,844新進–
Innovator ETFs Tr45783Y509GROWTH ACCELE14,241$39.9 萬<0.1%+14,241新進–
NCLHNorwegian Cruise Line Holdings Ltd.SHS13,590$40.0 萬<0.1%−1,825−11.8%減碼歷史
EDITEditas Medicine, Inc.COM7,061$40.0 萬<0.1%+7,061新進歷史
ALLEAllegion plcORD SHS2,889$40.2 萬<0.1%+136+4.9%加碼歷史
ZGZillow Group, Inc.CL A3,283$40.2 萬<0.1%−26−0.8%減碼歷史
Nuveen Diversified Divid & I6706EP105COM38,765$40.3 萬<0.1%+436+1.1%加碼–
SEDGSolaredge Technologies, Inc.COM1,463$40.4 萬<0.1%−166−10.2%減碼歷史
ATOAtmos Energy CorpCOM4,214$40.5 萬<0.1%+1,398+49.6%加碼歷史
YUMYum Brands IncStock3,542$40.7 萬<0.1%−44−1.2%減碼歷史
Advisorshares Tr00768Y438Q DYNAMIC GROWTH14,450$40.7 萬<0.1%+1,950+15.6%加碼–
Liberty Media Corp531229409COM A SIRIUSXM8,736$40.7 萬<0.1%+8,736新進–
AEVAAeva Technologies, Inc.COM38,770$41.0 萬<0.1%+38,770新進歷史
UPBDUpbound Group, Inc.COM7,773$41.3 萬<0.1%+3,807+96.0%加碼歷史
LEGLeggett & Platt IncStock7,982$41.4 萬<0.1%+462+6.1%加碼歷史
WisdomTree Tr97717W703INTL EQUITY FD7,595$41.4 萬<0.1%−5,305−41.1%減碼–
FBCFlagstar Bancorp IncCOM PAR .0019,824$41.5 萬<0.1%−2,036−17.2%減碼歷史
iShares Tr464288703MRNING SM CP ETF7,096$41.7 萬<0.1%+7,096新進–
SKTTanger Inc.COM22,182$41.8 萬<0.1%+55+0.2%加碼歷史
STRLSterling Infrastructure, Inc.COM17,350$41.9 萬<0.1%+1,050+6.4%加碼歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP8,566$41.9 萬<0.1%+336+4.1%加碼歷史
SYBTStock Yards Bancorp, Inc.COM8,272$42.1 萬<0.1%00.0%不變歷史
WYWeyerhaeuser CoCOM NEW12,272$42.2 萬<0.1%+389+3.3%加碼歷史
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT13,768$42.2 萬<0.1%+314+2.3%加碼–
Ssga Active ETF Tr78467V608ST STR BL LN ETF9,165$42.4 萬<0.1%+9,165新進–
ORLYO Reilly Automotive IncStock751$42.5 萬<0.1%+32+4.5%加碼歷史
HLTHilton Worldwide Holdings Inc.COM3,533$42.6 萬<0.1%+3,533新進歷史

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM11,293$17.8 萬<0.1%歷史
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT17,630$17.3 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR34,653$15.1 萬<0.1%歷史
BVNBuenaventura Mining Co IncSPONSORED ADR14,820$14.9 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR15,583$14.8 萬<0.1%歷史
Great Panther MNG Ltd39115V101COM191,279$14.7 萬<0.1%–
PAAPlains All American Pipeline LPUNIT LTD PARTN12,574$11.4 萬<0.1%歷史
KEPKorea Electric Power CorpSPONSORED ADR11,000$11.3 萬<0.1%歷史
VIXYProShares Trust IIVIX SH TRM FUTRS11,990$11.2 萬<0.1%歷史
KALAKALA BIO, Inc.COM13,700$9.20 萬<0.1%歷史
MMTAberdeen Multi-Market Income FundSH BEN INT13,610$8.80 萬<0.1%歷史
Affimed N VN01045108COM10,823$8.60 萬<0.1%–
LVOLiveOne, Inc.COM NEW14,000$6.10 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT12,884$6.00 萬<0.1%–
Davidstea Inc238661102COM13,500$5.10 萬<0.1%–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS15,100$4.80 萬<0.1%歷史
LFWDLifeward Ltd.SHS13,050$3.20 萬<0.1%歷史