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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
FCELFuelcell Energy IncCOM32,429$28.9 萬<0.1%+6,093+23.1%加碼歷史
ATRAptargroup, Inc.Stock2,056$29.0 萬<0.1%−160−7.2%減碼歷史
CCSCentury Communities, Inc.COM4,370$29.1 萬<0.1%+4,370新進歷史
UTGReaves Utility Income FundCOM SH BEN INT8,519$29.2 萬<0.1%+109+1.3%加碼歷史
ASOAcademy Sports & Outdoors, Inc.COM7,071$29.2 萬<0.1%+7,071新進歷史
DRIDarden Restaurants IncCOM2,009$29.3 萬<0.1%+291+16.9%加碼歷史
DDOGDatadog, Inc.CL A COM2,815$29.3 萬<0.1%+2,815新進歷史
iShares Tr46435U192GENOMICS IMMUN5,633$29.3 萬<0.1%−344−5.8%減碼–
Advisorshares Tr00768Y495PURE CANNABIS13,886$29.3 萬<0.1%+13,886新進–
NTGTortoise Midstream Energy Fund, Inc.COM9,784$29.3 萬<0.1%−238−2.4%減碼歷史
VanEck ETF Trust92189H201INTRMDT MUNI ETF5,685$29.5 萬<0.1%+1,110+24.3%加碼–
WBSWebster Financial CorpCOM5,525$29.5 萬<0.1%00.0%不變歷史
SPDR Index Shs FDS78463X202ST STR EU 50 ETF6,304$29.5 萬<0.1%+1,198+23.5%加碼–
STWDStarwood Property Trust, Inc.COM11,264$29.5 萬<0.1%+246+2.2%加碼歷史
YAlleghany CorpCOM442$29.5 萬<0.1%−4−0.9%減碼歷史
Osi ETF Tr67110P407OSHARES US QUALT7,019$29.5 萬<0.1%−1,753−20.0%減碼–
STORStore Capital LLCCOM8,539$29.5 萬<0.1%+69+0.8%加碼歷史
NUSNu Skin Enterprises, Inc.CL A5,228$29.6 萬<0.1%−24−0.5%減碼歷史
AGNCAGNC Investment Corp.REIT17,610$29.7 萬<0.1%+245+1.4%加碼歷史
ESGREnstar Group LTDSHS1,245$29.7 萬<0.1%−145−10.4%減碼歷史
AZTAAzenta, Inc.COM3,124$29.8 萬<0.1%+118+3.9%加碼歷史
REIRing Energy, Inc.COM100,000$29.8 萬<0.1%00.0%不變歷史
BGFVBig 5 Sporting Goods CorpCOM11,613$29.8 萬<0.1%+804+7.4%加碼歷史
HOGHarley-Davidson, Inc.COM6,529$29.9 萬<0.1%+920+16.4%加碼歷史
AXSAxis Capital Holdings LtdSHS6,130$30.0 萬<0.1%+458+8.1%加碼歷史
BENFranklin Templeton IncCOM9,372$30.0 萬<0.1%+1,093+13.2%加碼歷史
Cambria ETF Tr132061821CANNABIS ETF16,539$30.0 萬<0.1%+16,539新進–
KKRKKR & Co. Inc.COM5,076$30.1 萬<0.1%+4+0.1%加碼歷史
SESea LtdSPONSORD ADS1,097$30.1 萬<0.1%+1,097新進歷史
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM26,176$30.2 萬<0.1%+1,241+5.0%加碼歷史
iShares MSCI Acwi Ex U.S. ETF464288240ETF5,275$30.3 萬<0.1%−312−5.6%減碼–
Innovator ETFs Trust45782C409US EQTY BUFR JAN8,451$30.3 萬<0.1%−250−2.9%減碼–
WisdomTree Tr97717X511YIELD ENHANCD US5,806$30.3 萬<0.1%−45,105−88.6%減碼–
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC6,058$30.5 萬<0.1%+68+1.1%加碼–
GNWGenworth Financial IncCOM SHS78,312$30.5 萬<0.1%+9,960+14.6%加碼歷史
JEFJefferies Financial Group Inc.COM8,961$30.6 萬<0.1%+8,961新進歷史
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE6,895$30.6 萬<0.1%+224+3.4%加碼–
CPECallon Petroleum CoCOM5,306$30.6 萬<0.1%+5,306新進歷史
KEYKeycorpCOM14,883$30.7 萬<0.1%−393−2.6%減碼歷史
WDCWestern Digital CorpCOM4,315$30.7 萬<0.1%−308−6.7%減碼歷史
OGNOrganon & Co.Stock10,167$30.8 萬<0.1%+10,167新進歷史
SPDR Series Trust78468R721STATE STREET SPD5,917$30.8 萬<0.1%−1,937−24.7%減碼–
EVVEaton Vance Ltd Duration Income FundCOM23,258$30.8 萬<0.1%−587−2.5%減碼歷史
VUZIVuzix CorpCOM NEW16,795$30.8 萬<0.1%−1,081−6.0%減碼歷史
PBCTPeople's United Financial, Inc.COM17,959$30.8 萬<0.1%−2,897−13.9%減碼歷史
Dimensional U.S. Targeted Value ETF25434V609ETF6,902$30.9 萬<0.1%+6,902新進–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,921$30.9 萬<0.1%+1,114+23.2%加碼–
KDPKeurig Dr Pepper Inc.COM8,793$31.0 萬<0.1%−287−3.2%減碼歷史
PDPagerDuty, Inc.COM7,305$31.1 萬<0.1%+7,305新進歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,076$31.1 萬<0.1%+691+20.4%加碼歷史
CDWCDW CorpCOM1,795$31.4 萬<0.1%−64−3.4%減碼歷史
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX27,546$31.4 萬<0.1%−6,881−20.0%減碼–
UTFCohen & Steers Infrastructure Fund IncCOM10,962$31.5 萬<0.1%+1,143+11.6%加碼歷史
Atlantica Sustainable Infr PG0751N103SHS8,479$31.6 萬<0.1%+655+8.4%加碼–
CBChubb LtdStock2,008$31.9 萬<0.1%+2,008新進歷史
INTUIntuit Inc.Stock650$31.9 萬<0.1%−116−15.1%減碼歷史
First Tr Exchange Traded FD33741X102SMID RISNG ETF10,995$32.0 萬<0.1%+1,105+11.2%加碼–
TSITCW Strategic Income Fund IncCOM54,068$32.0 萬<0.1%−3,344−5.8%減碼歷史
TTETotalEnergies SESPONSORED ADS7,067$32.0 萬<0.1%+1,120+18.8%加碼歷史
American Centy ETF Tr025072802INTL SMCP VLU4,960$32.1 萬<0.1%+1,598+47.5%加碼–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,953$32.2 萬<0.1%+10,953新進歷史
Innovator ETFs Trust45782C813US EQTY PWR BUF10,863$32.2 萬<0.1%+10,863新進–
RHRHCOM476$32.3 萬<0.1%+26+5.8%加碼歷史
VRTXVertex Pharmaceuticals IncStock1,607$32.4 萬<0.1%+390+32.0%加碼歷史
BKNGBooking Holdings Inc.Stock147$32.4 萬<0.1%−7−4.5%減碼歷史
DELLDell Technologies Inc.Stock3,276$32.7 萬<0.1%+206+6.7%加碼歷史
OCOwens CorningStock3,341$32.7 萬<0.1%+7+0.2%加碼歷史
PXDPioneer Natural Resources CoCOM2,011$32.7 萬<0.1%+287+16.6%加碼歷史
PGRProgressive CorpStock3,344$32.8 萬<0.1%−3,129−48.3%減碼歷史
FOURShift4 Payments, Inc.CL A3,500$32.8 萬<0.1%+3,500新進歷史
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM13,286$32.8 萬<0.1%+151+1.1%加碼歷史
ALKAlaska Air Group, Inc.COM5,464$33.0 萬<0.1%+5,464新進歷史
Graniteshares ETF Tr38747R108BBG COMMD K 111,642$33.0 萬<0.1%−6,949−37.4%減碼–
iShares Tr464288505MRGSTR SM CP ETF5,633$33.0 萬<0.1%+69+1.2%加碼依 4 比 1 拆股換算–
CICigna GroupStock1,406$33.3 萬<0.1%+348+32.9%加碼歷史
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM18,383$33.3 萬<0.1%+783+4.4%加碼歷史
EXPDExpeditors International of Washington IncCOM2,632$33.3 萬<0.1%−82−3.0%減碼歷史
HPQHP IncStock11,056$33.4 萬<0.1%+1,062+10.6%加碼歷史
NGGNational Grid PLCSPONSORED ADR NE5,227$33.4 萬<0.1%−170−3.1%減碼歷史
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,973$33.4 萬<0.1%−133−4.3%減碼–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX2,701$33.5 萬<0.1%−3,606−57.2%減碼–
EOGEOG Resources IncStock4,032$33.6 萬<0.1%+4,032新進歷史
TDYTeledyne Technologies IncCOM803$33.7 萬<0.1%+803新進歷史
First Tr Exchange Traded FD33741L108DORSY WR MOMNT12,442$33.8 萬<0.1%00.0%不變–
iShares U.S. Healthcare Providers ETF464288828ETF1,271$33.9 萬<0.1%+126+11.0%加碼–
Global X FDS37954Y848GLOBAL X SILVER7,949$33.9 萬<0.1%+1,288+19.3%加碼–
HOLXHologic IncCOM5,088$33.9 萬<0.1%+2,170+74.4%加碼歷史
Vanguard Scottsdale FDS92206C706INTER TERM TREAS5,013$34.0 萬<0.1%−1,190−19.2%減碼–
TPICQTpi Composites, IncCOM7,017$34.0 萬<0.1%+7,017新進歷史
iShares U.S. Regional Banks ETF464288778ETF5,928$34.1 萬<0.1%+336+6.0%加碼–
Vanguard Emerging Markets Government Bond ETF921946885ETF4,288$34.2 萬<0.1%+1,291+43.1%加碼–
ICLRIcon PLCCOM1,655$34.2 萬<0.1%+9+0.5%加碼歷史
Nuveen Tax-Advantaged Divid67073G105COM21,288$34.2 萬<0.1%+200+0.9%加碼–
TIGRUP Fintech Holding LtdSPONSORED ADS11,850$34.3 萬<0.1%+1,250+11.8%加碼歷史
PANWPalo Alto Networks IncStock928$34.4 萬<0.1%+44+5.0%加碼歷史
NINisource Inc.COM14,095$34.5 萬<0.1%+4,069+40.6%加碼歷史
CRCrane CoCOM3,734$34.5 萬<0.1%+287+8.3%加碼歷史
iShares Tr464287127MORNINGSTR US EQ5,701$34.6 萬<0.1%00.0%不變依 4 比 1 拆股換算–
TWOU2U, LLCCOM8,304$34.6 萬<0.1%−325−3.8%減碼歷史
Amplify ETF Tr032108409CWP ENHANCED DIV9,679$34.7 萬<0.1%−178−1.8%減碼–

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM11,293$17.8 萬<0.1%歷史
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT17,630$17.3 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR34,653$15.1 萬<0.1%歷史
BVNBuenaventura Mining Co IncSPONSORED ADR14,820$14.9 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR15,583$14.8 萬<0.1%歷史
Great Panther MNG Ltd39115V101COM191,279$14.7 萬<0.1%–
PAAPlains All American Pipeline LPUNIT LTD PARTN12,574$11.4 萬<0.1%歷史
KEPKorea Electric Power CorpSPONSORED ADR11,000$11.3 萬<0.1%歷史
VIXYProShares Trust IIVIX SH TRM FUTRS11,990$11.2 萬<0.1%歷史
KALAKALA BIO, Inc.COM13,700$9.20 萬<0.1%歷史
MMTAberdeen Multi-Market Income FundSH BEN INT13,610$8.80 萬<0.1%歷史
Affimed N VN01045108COM10,823$8.60 萬<0.1%–
LVOLiveOne, Inc.COM NEW14,000$6.10 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT12,884$6.00 萬<0.1%–
Davidstea Inc238661102COM13,500$5.10 萬<0.1%–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS15,100$4.80 萬<0.1%歷史
LFWDLifeward Ltd.SHS13,050$3.20 萬<0.1%歷史