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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
POOLPool CorpCOM511$23.4 萬<0.1%+511新進歷史
Cornerstone Building Brands, Inc.21925D109COM12,870$23.4 萬<0.1%+12,870新進–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM905$23.5 萬<0.1%−1,473−61.9%減碼歷史
HPSJohn Hancock Preferred Income Fund IIICOM12,286$23.6 萬<0.1%−1,451−10.6%減碼歷史
IRDMIridium Communications Inc.COM5,932$23.7 萬<0.1%+5,932新進歷史
CBRLCracker Barrel Old Country Store, IncCOM1,598$23.7 萬<0.1%−31−1.9%減碼歷史
Royal Dutch Shell PLC780259107SPON ADR B6,101$23.7 萬<0.1%−638−9.5%減碼–
EXRExtra Space Storage Inc.COM1,451$23.8 萬<0.1%+1,451新進歷史
Invesco Exchange Traded FD T46137V407INVESCO MSCI3,436$23.8 萬<0.1%+3,436新進–
DNPDNP Select Income Fund IncCOM22,760$23.8 萬<0.1%+2,361+11.6%加碼歷史
Invesco Actively Managed Exc46090A804TOTAL RETURN4,195$23.9 萬<0.1%+4,195新進–
RHPRyman Hospitality Properties, Inc.COM3,056$24.1 萬<0.1%−200−6.1%減碼歷史
STAGSTAG Industrial, Inc.COM6,441$24.1 萬<0.1%+414+6.9%加碼歷史
LITSLite Strategy, Inc.COM NEW84,450$24.1 萬<0.1%+5,000+6.3%加碼歷史
RGENRepligen CorpCOM1,210$24.2 萬<0.1%−117−8.8%減碼歷史
iShares Tr464288430ASIA 50 ETF2,642$24.2 萬<0.1%−358−11.9%減碼–
SPDR Index Shs FDS78463X541ST STR NAT ETF4,588$24.3 萬<0.1%+4,588新進–
Flexshares Tr33939L407MORNSTAR UPSTR6,338$24.3 萬<0.1%+20.0%加碼–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT8,750$24.4 萬<0.1%+8,750新進–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,187$24.7 萬<0.1%+3,187新進–
OMCOmnicom Group Inc.COM3,113$24.9 萬<0.1%+17+0.5%加碼歷史
Invesco Exchange Traded FD T46137V886DWA STAPLES2,663$24.9 萬<0.1%+30+1.1%加碼–
MCKMcKesson CorpStock1,305$25.0 萬<0.1%−116−8.2%減碼歷史
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL3,587$25.0 萬<0.1%+3,587新進–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,560$25.1 萬<0.1%+3+0.2%加碼–
CNCCentene CorpStock3,461$25.2 萬<0.1%−105−2.9%減碼歷史
iShares Tr464287184CHINA LG-CAP ETF5,449$25.2 萬<0.1%−419−7.1%減碼–
Renaissance Cap Greenwich FD759937204IPO ETF3,810$25.2 萬<0.1%−128−3.3%減碼–
ETF Ser Solutions26922A388APTUS DEFINED8,531$25.3 萬<0.1%+8,531新進–
BNTXBioNTech SESPONSORED ADS1,135$25.4 萬<0.1%+1,135新進歷史
MITKMitek Systems IncCOM NEW13,200$25.4 萬<0.1%+550+4.3%加碼歷史
GLUGabelli Global Utility & Income TrustCOM SH BEN INT12,151$25.4 萬<0.1%+427+3.6%加碼歷史
iShares Tr46435G755IBONDS DEC20229,690$25.4 萬<0.1%+706+7.9%加碼–
BBIGVinco Ventures, Inc.COM64,370$25.4 萬<0.1%+64,370新進歷史
American Centy ETF Tr025072877US SML CP VALU3,362$25.6 萬<0.1%+3,362新進–
CORCencora, Inc.Stock2,244$25.7 萬<0.1%+195+9.5%加碼歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF5,843$25.7 萬<0.1%+5,843新進–
BBYBest Buy Co IncStock2,231$25.7 萬<0.1%+359+19.2%加碼歷史
Farfetch Ltd30744W107ORD SH CL A5,095$25.7 萬<0.1%−102−2.0%減碼–
LNTAlliant Energy CorpStock4,634$25.8 萬<0.1%−29−0.6%減碼歷史
PHParker-Hannifin CorpStock839$25.8 萬<0.1%−50−5.6%減碼歷史
PGNYProgyny, Inc.COM4,371$25.8 萬<0.1%−569−11.5%減碼歷史
DOVDOVER CorpCOM1,716$25.9 萬<0.1%+19+1.1%加碼歷史
ETEnergy Transfer LPCOM UT LTD PTN24,367$25.9 萬<0.1%−6,694−21.6%減碼歷史
iShares Inc46434G848MSCI GBL ETF NEW5,726$25.9 萬<0.1%+5,726新進–
First Tr Exchng Traded FD VI33740F763FT VEST US EQT7,130$25.9 萬<0.1%+902+14.5%加碼–
NVAXNovavax IncCOM NEW1,220$25.9 萬<0.1%+1,220新進歷史
BLMNBloomin' Brands, Inc.COM9,569$26.0 萬<0.1%−31−0.3%減碼歷史
Abraxas Pete Corp003830304COM NEW80,490$26.0 萬<0.1%+250+0.3%加碼–
iShares Tr464287770U.S. FIN SVC ETF1,409$26.1 萬<0.1%−354−20.1%減碼–
COHRCoherent Corp.COM3,602$26.1 萬<0.1%+3,602新進歷史
BTZBlackRock Credit Allocation Income TrustCOM16,798$26.2 萬<0.1%+152+0.9%加碼歷史
LHLabcorp Holdings Inc.COM NEW951$26.2 萬<0.1%+951新進歷史
CRUSCirrus Logic, Inc.Stock3,090$26.3 萬<0.1%+459+17.4%加碼歷史
JAZZJazz Pharmaceuticals plcSHS USD1,478$26.3 萬<0.1%+1,478新進歷史
TRUPTrupanion, Inc.COM2,288$26.3 萬<0.1%+2,288新進歷史
GFNew Germany Fund IncCOM12,985$26.3 萬<0.1%+568+4.6%加碼歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG9,572$26.4 萬<0.1%−3,852−28.7%減碼–
IRIngersoll Rand Inc.COM5,406$26.4 萬<0.1%+5,406新進歷史
RTLNecessity Retail REIT, Inc.COM CLASS A31,102$26.4 萬<0.1%+4,768+18.1%加碼歷史
WisdomTree Tr97717X669US QTLY DIV GRT4,441$26.5 萬<0.1%−68−1.5%減碼–
AVOMission Produce, Inc.COM12,790$26.5 萬<0.1%+12,790新進歷史
MXIMMaxim Integrated Products IncCOM2,513$26.5 萬<0.1%00.0%不變歷史
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER4,983$26.7 萬<0.1%+4,983新進–
LVSLas Vegas Sands CorpCOM5,065$26.7 萬<0.1%−2,150−29.8%減碼歷史
FLNAFilana Therapeutics, Inc.COM3,123$26.7 萬<0.1%+3,123新進歷史
CFCF Industries Holdings, Inc.COM5,211$26.8 萬<0.1%+74+1.4%加碼歷史
First Tr Exchange-Traded FD33733E807NAT GAS ETF16,396$26.9 萬<0.1%+16,396新進–
Health Assurn Acquisition Co42226W208UNIT 99/99/999925,850$26.9 萬<0.1%00.0%不變–
AESAES CorpStock10,341$27.0 萬<0.1%+10,341新進歷史
Fidelity Covington Trust316092824LOW VOLITY ETF5,716$27.0 萬<0.1%−199−3.4%減碼–
XYLXylem Inc.COM2,251$27.0 萬<0.1%−37−1.6%減碼歷史
VanEck Vectors ETF Tr92189F205STEEL ETF4,356$27.0 萬<0.1%+4,356新進–
First Tr Exchng Traded FD VI33740F748FT VEST US EQT7,521$27.2 萬<0.1%+7,521新進–
FWONALiberty Media CorpCOM SER A FRMLA6,371$27.2 萬<0.1%+6,371新進歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF15,313$27.4 萬<0.1%−354−2.3%減碼歷史
NWLNewell Brands Inc.Stock9,985$27.4 萬<0.1%+193+2.0%加碼歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM27,091$27.4 萬<0.1%+342+1.3%加碼歷史
BEPCBrookfield Renewable CorpCL A SUB VTG6,537$27.4 萬<0.1%−26−0.4%減碼歷史
BEBloom Energy CorpCOM CL A10,246$27.5 萬<0.1%+10,246新進歷史
TXRHTexas Roadhouse, Inc.COM2,869$27.6 萬<0.1%+217+8.2%加碼歷史
RKTRocket Companies, Inc.Stock14,324$27.7 萬<0.1%+2,672+22.9%加碼歷史
BRSLBrightstar Lottery PLCSHS USD11,557$27.7 萬<0.1%+11,557新進歷史
PFCPremier Financial CorpCOM9,765$27.7 萬<0.1%+7+0.1%加碼歷史
iShares Tr46436E569ESG SELECT SCRE8,453$27.8 萬<0.1%00.0%不變–
EBAYeBay IncCOM3,978$27.9 萬<0.1%−156−3.8%減碼歷史
iShares Tr46435U853BROAD USD HIGH6,727$28.1 萬<0.1%+596+9.7%加碼–
LBTYALiberty Global Ltd.SHS CL A10,343$28.1 萬<0.1%+414+4.2%加碼歷史
Dte Energy Co233331842UNIT 11/01/2022S5,733$28.3 萬<0.1%00.0%不變–
TXTernium S.A.SPONSORED ADS7,382$28.4 萬<0.1%+7,382新進歷史
KLACKLA CorpCOM NEW880$28.5 萬<0.1%+21+2.4%加碼歷史
Amplify ETF Tr032108847CEF HIGH INCOME16,177$28.5 萬<0.1%+5,052+45.4%加碼–
ATOMAtomera IncCOM13,350$28.6 萬<0.1%−600−4.3%減碼歷史
FNDFloor & Decor Holdings, Inc.CL A2,718$28.7 萬<0.1%+505+22.8%加碼歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,511$28.7 萬<0.1%+217+9.5%加碼–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT6,066$28.7 萬<0.1%−215−3.4%減碼–
Innovator ETFs Trust45782C318US EQTY PWR BUF9,784$28.8 萬<0.1%+9,784新進–
SLBSLB LimitedStock9,020$28.9 萬<0.1%+853+10.4%加碼歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF10,724$28.9 萬<0.1%+10,724新進–
Innovator ETFs Trust45782C524INTRNL DEV JAN10,812$28.9 萬<0.1%−1,030−8.7%減碼–

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM11,293$17.8 萬<0.1%歷史
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT17,630$17.3 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR34,653$15.1 萬<0.1%歷史
BVNBuenaventura Mining Co IncSPONSORED ADR14,820$14.9 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR15,583$14.8 萬<0.1%歷史
Great Panther MNG Ltd39115V101COM191,279$14.7 萬<0.1%–
PAAPlains All American Pipeline LPUNIT LTD PARTN12,574$11.4 萬<0.1%歷史
KEPKorea Electric Power CorpSPONSORED ADR11,000$11.3 萬<0.1%歷史
VIXYProShares Trust IIVIX SH TRM FUTRS11,990$11.2 萬<0.1%歷史
KALAKALA BIO, Inc.COM13,700$9.20 萬<0.1%歷史
MMTAberdeen Multi-Market Income FundSH BEN INT13,610$8.80 萬<0.1%歷史
Affimed N VN01045108COM10,823$8.60 萬<0.1%–
LVOLiveOne, Inc.COM NEW14,000$6.10 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT12,884$6.00 萬<0.1%–
Davidstea Inc238661102COM13,500$5.10 萬<0.1%–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS15,100$4.80 萬<0.1%歷史
LFWDLifeward Ltd.SHS13,050$3.20 萬<0.1%歷史