Sigma Planning Corp
- SEC CIK
- 0001449126
- 最新申報
- 2026/8/7
2021 年第 1 季持倉
持倉截至 2021/3/31，2021/5/6 申報。只含多頭部位。
- 持股檔數
- 1,301
- 2020 年第 4 季沒有 13F 資料
- 總值
- $31.1 億
- 2020 年第 4 季沒有 13F 資料
Livermore 的 13F 資料從 2021 年第 1 季開始，這一季沒有前一季可以比較，所以不顯示股數變化與動作。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | 15,000 | $1.50 萬 | <0.1% | – | – | – |
| Companhia Paranaense Energ C20441B407 | SPON ADR PFD | 14,710 | $1.90 萬 | <0.1% | – | – | – |
| RMTIRockwell Medical, Inc. | COM | 16,612 | $1.90 萬 | <0.1% | – | – | 歷史 |
| LYGLloyds Banking Group plc | SPONSORED ADR | 10,364 | $2.40 萬 | <0.1% | – | – | 歷史 |
| REEDReed's, Inc. | COM | 27,489 | $3.20 萬 | <0.1% | – | – | 歷史 |
| Second Sight Med Prods Inc81362J126 | *W EXP 03/14/202 | 20,154 | $3.20 萬 | <0.1% | – | – | – |
| LFWDLifeward Ltd. | SHS | 13,050 | $3.20 萬 | <0.1% | – | – | 歷史 |
| Boqi Intl Med Inc099501108 | COM | 21,000 | $3.70 萬 | <0.1% | – | – | – |
| SERSerina Therapeutics, Inc. | COM | 23,500 | $3.80 萬 | <0.1% | – | – | 歷史 |
| SJTSan Juan Basin Royalty Trust | UNIT BEN INT | 10,390 | $4.10 萬 | <0.1% | – | – | 歷史 |
| MIECohen & Steers MLP Income & Energy Opportunity Fund | COM SHS | 15,100 | $4.80 萬 | <0.1% | – | – | 歷史 |
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $4.90 萬 | <0.1% | – | – | – |
| RIGTransocean Ltd. | REGISTERED SHS | 14,084 | $5.00 萬 | <0.1% | – | – | 歷史 |
| Davidstea Inc238661102 | COM | 13,500 | $5.10 萬 | <0.1% | – | – | – |
| GLGGLGHK Ltd | COM | 27,000 | $5.30 萬 | <0.1% | – | – | 歷史 |
| EZPWEzcorp Inc | CL A NON VTG | 10,768 | $5.40 萬 | <0.1% | – | – | 歷史 |
| TTITetra Technologies Inc | COM | 24,331 | $5.80 萬 | <0.1% | – | – | 歷史 |
| XXII22nd Century Group, Inc. | COM | 17,550 | $5.80 萬 | <0.1% | – | – | 歷史 |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 12,884 | $6.00 萬 | <0.1% | – | – | – |
| IAFAbrdn Australia Equity Fund, Inc. | COM | 10,436 | $6.10 萬 | <0.1% | – | – | 歷史 |
| LVOLiveOne, Inc. | COM NEW | 14,000 | $6.10 萬 | <0.1% | – | – | 歷史 |
| NSLNuveen Senior Income Fund | COM | 10,815 | $6.10 萬 | <0.1% | – | – | 歷史 |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 32,000 | $6.30 萬 | <0.1% | – | – | 歷史 |
| VVRInvesco Senior Income Trust | COM | 15,404 | $6.50 萬 | <0.1% | – | – | 歷史 |
| OPKOpko Health, Inc. | COM | 15,402 | $6.60 萬 | <0.1% | – | – | 歷史 |
| ONCSOncosec Medical Inc | COM | 14,502 | $6.90 萬 | <0.1% | – | – | 歷史 |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 16,006 | $7.20 萬 | <0.1% | – | – | – |
| LQDALiquidia Corp | COM NEW | 28,390 | $7.60 萬 | <0.1% | – | – | 歷史 |
| Remark Hldgs Inc75955K102 | COM | 33,500 | $7.60 萬 | <0.1% | – | – | – |
| CEMIChembio Diagnostics, Inc. | COM NEW | 21,800 | $7.70 萬 | <0.1% | – | – | 歷史 |
| NOKNokia Corp | SPONSORED ADR | 19,768 | $7.80 萬 | <0.1% | – | – | 歷史 |
| Yamana Gold Inc98462Y100 | COM | 18,270 | $7.90 萬 | <0.1% | – | – | – |
| AYTUAytu Biopharma, Inc | COM NEW | 10,722 | $8.10 萬 | <0.1% | – | – | 歷史 |
| GABGabelli Equity Trust Inc | COM | 12,197 | $8.30 萬 | <0.1% | – | – | 歷史 |
| Affimed N VN01045108 | COM | 10,823 | $8.60 萬 | <0.1% | – | – | – |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 13,610 | $8.80 萬 | <0.1% | – | – | 歷史 |
| ABUSArbutus Biopharma Corp | COM | 26,290 | $8.80 萬 | <0.1% | – | – | 歷史 |
| BBBLACKBERRY Ltd | COM | 10,480 | $8.80 萬 | <0.1% | – | – | 歷史 |
| ARLPAlliance Resource Partners LP | Stock | 15,600 | $9.00 萬 | <0.1% | – | – | 歷史 |
| KALAKALA BIO, Inc. | COM | 13,700 | $9.20 萬 | <0.1% | – | – | 歷史 |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 10,021 | $9.30 萬 | <0.1% | – | – | 歷史 |
| ACTGAcacia Research Corp | ACACIA TCH COM | 14,700 | $9.80 萬 | <0.1% | – | – | 歷史 |
| RWTRedwood Trust Inc | COM | 10,000 | $10.4 萬 | <0.1% | – | – | 歷史 |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 12,182 | $10.5 萬 | <0.1% | – | – | 歷史 |
| STEXStreamex Corp. | COM NEW | 24,422 | $10.5 萬 | <0.1% | – | – | 歷史 |
| SOSSOS Ltd | SPNSORD ADS NEW | 21,100 | $10.5 萬 | <0.1% | – | – | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 13,963 | $10.9 萬 | <0.1% | – | – | 歷史 |
| SQFTPresidio Property Trust, Inc. | COM CL A | 30,231 | $11.1 萬 | <0.1% | – | – | 歷史 |
| VIXYProShares Trust II | VIX SH TRM FUTRS | 11,990 | $11.2 萬 | <0.1% | – | – | 歷史 |
| KEPKorea Electric Power Corp | SPONSORED ADR | 11,000 | $11.3 萬 | <0.1% | – | – | 歷史 |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 12,574 | $11.4 萬 | <0.1% | – | – | 歷史 |
| TUSKMammoth Energy Services, Inc. | COM | 21,500 | $11.4 萬 | <0.1% | – | – | 歷史 |
| IVRInvesco Mortgage Capital Inc. | COM | 28,648 | $11.5 萬 | <0.1% | – | – | 歷史 |
| OXSQOxford Square Capital Corp. | COM | 24,976 | $11.6 萬 | <0.1% | – | – | 歷史 |
| SIRISirius XM Holdings Inc. | COM | 20,213 | $12.3 萬 | <0.1% | – | – | 歷史 |
| SRNESorrento Therapeutics, Inc. | COM NEW | 15,380 | $12.7 萬 | <0.1% | – | – | 歷史 |
| Two Harbors Investment Corp.90187B408 | COM NEW | 17,577 | $12.9 萬 | <0.1% | – | – | – |
| EVGNEvogene Ltd. | SHS | 25,510 | $12.9 萬 | <0.1% | – | – | 歷史 |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 13,782 | $13.1 萬 | <0.1% | – | – | 歷史 |
| EIGREiger BioPharmaceuticals, Inc. | COM | 15,200 | $13.5 萬 | <0.1% | – | – | 歷史 |
| GATOGatos Silver, Inc. | COM | 13,844 | $13.8 萬 | <0.1% | – | – | 歷史 |
| Swedish Expt CR Corp870297801 | ROG TTL ETN 22 | 25,761 | $14.1 萬 | <0.1% | – | – | – |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 40,874 | $14.2 萬 | <0.1% | – | – | 歷史 |
| EGOEldorado Gold Corp | COM | 13,535 | $14.6 萬 | <0.1% | – | – | 歷史 |
| RITMRithm Capital Corp. | REIT | 13,048 | $14.7 萬 | <0.1% | – | – | 歷史 |
| Great Panther MNG Ltd39115V101 | COM | 191,279 | $14.7 萬 | <0.1% | – | – | – |
| MUXMcEwen Inc. | COM | 141,193 | $14.7 萬 | <0.1% | – | – | 歷史 |
| VHCVirnetX Holding Corp | COM | 26,359 | $14.7 萬 | <0.1% | – | – | 歷史 |
| GFIGold Fields Ltd | SPONSORED ADR | 15,583 | $14.8 萬 | <0.1% | – | – | 歷史 |
| BVNBuenaventura Mining Co Inc | SPONSORED ADR | 14,820 | $14.9 萬 | <0.1% | – | – | 歷史 |
| HMYHarmony Gold Mining Co Ltd | ADR | 34,653 | $15.1 萬 | <0.1% | – | – | 歷史 |
| MFAMfa Financial, Inc. | COM | 37,623 | $15.3 萬 | <0.1% | – | – | 歷史 |
| VWTRVidler Water Resources, Inc. | COM | 17,500 | $15.6 萬 | <0.1% | – | – | 歷史 |
| iShares Tr464288844 | US OIL EQ&SV ETF | 11,759 | $15.8 萬 | <0.1% | – | – | – |
| Mag Silver Corp55903Q104 | COM | 10,682 | $16.0 萬 | <0.1% | – | – | – |
| ABRArbor Realty Trust Inc | COM | 10,175 | $16.2 萬 | <0.1% | – | – | 歷史 |
| EXKEndeavour Silver Corp | COM | 32,866 | $16.3 萬 | <0.1% | – | – | 歷史 |
| AQMSAqua Metals, Inc. | COM | 40,500 | $16.4 萬 | <0.1% | – | – | 歷史 |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 11,292 | $16.5 萬 | <0.1% | – | – | 歷史 |
| BGFVBig 5 Sporting Goods Corp | COM | 10,809 | $17.0 萬 | <0.1% | – | – | 歷史 |
| ZOMDFZomedica Corp. | COM | 108,450 | $17.1 萬 | <0.1% | – | – | 歷史 |
| CDECoeur Mining, Inc. | COM NEW | 19,037 | $17.2 萬 | <0.1% | – | – | 歷史 |
| OGIOrganigram Global Inc. | COM | 49,638 | $17.2 萬 | <0.1% | – | – | 歷史 |
| NADNuveen Quality Municipal Income Fund | COM | 11,408 | $17.3 萬 | <0.1% | – | – | 歷史 |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 17,630 | $17.3 萬 | <0.1% | – | – | – |
| BTGB2GOLD Corp | COM | 40,366 | $17.4 萬 | <0.1% | – | – | 歷史 |
| SWBISmith & Wesson Brands, Inc. | COM | 10,019 | $17.5 萬 | <0.1% | – | – | 歷史 |
| LITBLightInTheBox Holding Co., Ltd. | SPONSORED ADR | 64,100 | $17.6 萬 | <0.1% | – | – | 歷史 |
| Tenneco Inc880349105 | CL A VTG COM STK | 16,421 | $17.6 萬 | <0.1% | – | – | – |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 19,997 | $17.7 萬 | <0.1% | – | – | 歷史 |
| HPEHewlett Packard Enterprise Co | COM | 11,293 | $17.8 萬 | <0.1% | – | – | 歷史 |
| VMOInvesco Municipal Opportunity Trust | COM | 13,829 | $18.2 萬 | <0.1% | – | – | 歷史 |
| MITKMitek Systems Inc | COM NEW | 12,650 | $18.4 萬 | <0.1% | – | – | 歷史 |
| HLHecla Mining Co | COM | 32,523 | $18.5 萬 | <0.1% | – | – | 歷史 |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 11,125 | $18.6 萬 | <0.1% | – | – | – |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 175,000 | $18.8 萬 | <0.1% | – | – | – |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 10,600 | $18.9 萬 | <0.1% | – | – | 歷史 |
| SCPXScorpius Holdings, Inc. | COM | 26,057 | $19.0 萬 | <0.1% | – | – | 歷史 |
| VTRSViatris Inc | Stock | 13,706 | $19.1 萬 | <0.1% | – | – | 歷史 |
| FUVArcimoto Inc | COM | 14,415 | $19.1 萬 | <0.1% | – | – | 歷史 |
選擇權（22 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $344.7 萬 | – |
| AMZNAmazon Com Inc | Stock | – | $278.5 萬 |
| SPYSPDR S&P 500 ETF Trust | ETF | $91.2 萬 | $67.4 萬 |
| AVGOBroadcom Inc. | Stock | $115.9 萬 | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | – | $75.8 萬 |
| AAPLApple Inc. | Stock | – | $75.7 萬 |
| CRMSalesforce, Inc. | Stock | – | $65.7 萬 |
| BABoeing Co | Stock | $20.4 萬 | $43.3 萬 |
| NKENIKE, Inc. | Stock | – | $55.8 萬 |
| VEEVVeeva Systems Inc | Stock | – | $52.2 萬 |
| GMGeneral Motors Co | COM | – | $42.5 萬 |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $37.8 萬 |
| GEGeneral Electric Co | COM | – | $37.6 萬 |
| NIONIO Inc. | ADR | – | $35.1 萬 |
| MSFTMicrosoft Corp | Stock | – | $33.0 萬 |
| REGIRenewable Energy Group, Inc. | COM NEW | $33.0 萬 | – |
| VMWVmware LLC | CL A COM | – | $30.1 萬 |
| METAMeta Platforms, Inc. | Stock | – | $29.5 萬 |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | – | $29.1 萬 |
| DISWalt Disney Co | Stock | – | $22.1 萬 |
| DRIDarden Restaurants Inc | COM | – | $21.3 萬 |
| FIVEFive Below, Inc | COM | – | $21.0 萬 |