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LPL Financial LLC

SEC CIK
0001403438
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
4,196
較 2021 年第 1 季 +151
總值
$988.1 億
較 2021 年第 1 季 +$119.5 億 (+13.8%)
申報日
2021/8/13
SEC
LPL Financial LLC 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Vanguard Total Bond Market ETF921937835ETF29,190,246$25.1 億2.5%+6,019,104+26.0%加碼–
Invesco QQQ Trust Series I46090E103ETF6,296,121$22.3 億2.3%+193,733+3.2%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF9,403,490$21.0 億2.1%+179,293+1.9%加碼–
iShares Core S&P 500 ETF464287200ETF4,777,122$20.5 億2.1%+96,321+2.1%加碼–
SPYSPDR S&P 500 ETF TrustETF4,638,186$19.9 億2.0%+67,355+1.5%加碼歷史
AAPLApple Inc.Stock13,207,505$18.1 億1.8%+321,257+2.5%加碼歷史
iShares Russell 2000 ETF464287655ETF6,596,432$15.1 億1.5%+571,365+9.5%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF5,595,183$15.0 億1.5%+108,910+2.0%加碼–
iShares Core MSCI Eafe ETF46432F842ETF19,746,389$14.8 億1.5%+4,924,646+33.2%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF21,578,876$14.5 億1.5%+2,369,706+12.3%加碼–
iShares Core S&P U.S. Growth ETF464287671ETF12,627,006$12.8 億1.3%+261,824+2.1%加碼–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF12,832,958$12.2 億1.2%+545,418+4.4%加碼–
Vanguard S&P 500 ETF922908363ETF3,064,002$12.1 億1.2%+120,353+4.1%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF8,601,686$11.4 億1.2%+315,487+3.8%加碼–
MSFTMicrosoft CorpStock3,959,687$10.7 億1.1%+251,470+6.8%加碼歷史
Vanguard Morningstar Growth ETF922908736ETF3,581,226$10.3 億1.0%+86,139+2.5%加碼–
AMZNAmazon Com IncStock290,295$9.99 億1.0%+17,544+6.4%加碼歷史
Vanguard Morningstar Value ETF922908744ETF5,530,741$7.60 億0.8%+254,160+4.8%加碼–
iShares Tr46435G425ESG AWR MSCI USA7,627,148$7.51 億0.8%+302,031+4.1%加碼–
iShares Core S&P US Value ETF464287663ETF10,345,261$7.44 億0.8%+721,534+7.5%加碼–
iShares Core S&P Small Cap ETF464287804ETF6,244,702$7.06 億0.7%+454,180+7.8%加碼–
Vanguard Ftse Developed Markets ETF921943858ETF13,163,964$6.78 億0.7%+607,208+4.8%加碼–
Vanguard Dividend Appreciation ETF921908844ETF4,287,743$6.64 億0.7%+10,148+0.2%加碼–
First Tr Exchange-Traded FD33734H106SHS16,630,152$6.61 億0.7%+1,001,451+6.4%加碼–
Vanguard Morningstar Small-Cap ETF922908751ETF2,867,154$6.46 億0.7%+338,720+13.4%加碼–
iShares Russell 1000 Growth ETF464287614ETF2,370,775$6.44 億0.7%+7,076+0.3%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF5,258,745$6.06 億0.6%−586,908−10.0%減碼–
iShares Tr46435U853BROAD USD HIGH12,995,888$5.42 億0.5%+1,131,117+9.5%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF7,234,432$5.33 億0.5%−1,030,278−12.5%減碼–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG6,078,378$5.23 億0.5%−1,414,384−18.9%減碼–
iShares U.S. Treasury Bond ETF46429B267ETF19,392,491$5.16 億0.5%+834,160+4.5%加碼–
iShares Tr46434V613CORE UNIVRSL USD9,627,847$5.15 億0.5%+1,488,617+18.3%加碼–
Vanguard Ftse Emerging Markets ETF922042858ETF9,350,201$5.08 億0.5%+1,545,135+19.8%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF2,082,749$4.94 億0.5%−146,289−6.6%減碼–
ARK Innovation ETF00214Q104ETF3,754,324$4.91 億0.5%+61,993+1.7%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF3,163,122$4.67 億0.5%+84,220+2.7%加碼–
iShares Tr464288281JPMORGAN USD EMG4,117,184$4.63 億0.5%+222,704+5.7%加碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF6,121,700$4.62 億0.5%+190,844+3.2%加碼–
Vanguard Information Technology ETF92204A702ETF1,133,493$4.52 億0.5%+3,162+0.3%加碼–
iShares Tr464288877EAFE VALUE ETF8,698,257$4.50 億0.5%+1,894,603+27.8%加碼–
iShares Tr464288646ISHS 1-5YR INVS8,099,854$4.44 億0.4%+344,088+4.4%加碼–
Vanguard Short-Term Bond ETF921937827ETF5,345,617$4.39 億0.4%+261,101+5.1%加碼–
METAMeta Platforms, Inc.Stock1,236,872$4.30 億0.4%+66,208+5.7%加碼歷史
iShares Tr464287622RUS 1000 ETF1,734,364$4.20 億0.4%+1,285,673+286.5%加碼–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF6,610,401$4.16 億0.4%+605,613+10.1%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF10,919,371$4.01 億0.4%+1,812,900+19.9%加碼–
GOOGLAlphabet Inc.Stock154,365$3.77 億0.4%+11,860+8.3%加碼歷史
iShares Tr464288588MBS ETF3,433,731$3.72 億0.4%−36,659−1.1%減碼–
Vanguard High Dividend Yield Index ETF921946406ETF3,462,581$3.63 億0.4%+252,618+7.9%加碼–
iShares S&P 500 Growth ETF464287309ETF4,975,937$3.62 億0.4%−17,124−0.3%減碼–
NVDANVIDIA CorpStock452,300$3.62 億0.4%+33,208+7.9%加碼歷史
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,517,861$3.60 億0.4%+405,485+13.0%加碼–
Dimensional U.S. Core Equity 2 ETF25434V708ETF13,232,262$3.57 億0.4%+13,232,262新進–
VVisa Inc.Stock1,476,352$3.45 億0.3%+82,022+5.9%加碼歷史
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF7,176,413$3.39 億0.3%+1,263,869+21.4%加碼–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1975,828$3.37 億0.3%+68,932+7.6%加碼歷史
BRK.BBerkshire Hathaway IncStock1,206,052$3.35 億0.3%+17,182+1.4%加碼歷史
JNJJohnson & JohnsonStock1,995,566$3.29 億0.3%+179,561+9.9%加碼歷史
iShares Tr46432F388MSCI USA VALUE3,074,944$3.23 億0.3%+382,910+14.2%加碼–
GOOGAlphabet Inc.Stock128,503$3.22 億0.3%+7,165+5.9%加碼歷史
GLDSPDR Gold TrustETF1,939,859$3.21 億0.3%−79,340−3.9%減碼歷史
iShares Core Dividend Growth ETF46434V621ETF6,376,657$3.21 億0.3%+489,865+8.3%加碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF8,102,882$3.20 億0.3%+1,113,025+15.9%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF6,595,284$3.17 億0.3%+1,857,413+39.2%加碼–
iShares Tr464288885EAFE GRWTH ETF2,920,534$3.13 億0.3%+116,243+4.1%加碼–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF6,071,155$3.06 億0.3%+617,308+11.3%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,422,314$3.05 億0.3%−247,518−9.3%減碼–
Vanguard Total International Bond ETF92203J407ETF5,288,879$3.02 億0.3%+160,474+3.1%加碼–
iShares Inc46434G863ESG AWR MSCI EM6,653,616$3.00 億0.3%+429,280+6.9%加碼–
JPMJPMorgan Chase & CoStock1,850,287$2.88 億0.3%+144,938+8.5%加碼歷史
TSLATesla, Inc.Stock411,174$2.79 億0.3%+10,454+2.6%加碼歷史
iShares Russell 1000 Value ETF464287598ETF1,721,564$2.73 億0.3%+41,303+2.5%加碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF1,566,580$2.72 億0.3%−124,368−7.4%減碼–
iShares Tr464287150CORE S&P TTL STK2,750,459$2.72 億0.3%+160,101+6.2%加碼–
SPDR Series Trust78464A805ST STR PR SP15005,093,956$2.70 億0.3%+376,890+8.0%加碼–
Schwab US Dividend Equity ETF808524797ETF3,567,557$2.70 億0.3%+636,517+21.7%加碼–
WisdomTree Tr97717X578EM EX ST-OWNED6,399,724$2.69 億0.3%+1,732,230+37.1%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD5,009,683$2.69 億0.3%−467,510−8.5%減碼–
HDHome Depot, Inc.Stock826,372$2.64 億0.3%+31,815+4.0%加碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF2,835,789$2.55 億0.3%+200,614+7.6%加碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT4,926,817$2.51 億0.3%+101,778+2.1%加碼–
DISWalt Disney CoStock1,423,338$2.50 億0.3%+48,578+3.5%加碼歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF5,627,480$2.47 億0.3%+724,463+14.8%加碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,610,047$2.43 億0.2%+321,501+25.0%加碼–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF4,945,535$2.39 億0.2%−218,533−4.2%減碼–
iShares S&P 500 Value ETF464287408ETF1,618,015$2.39 億0.2%+42,656+2.7%加碼–
SPDR Series Trust78464A763ST STR SP DIV1,891,286$2.31 億0.2%+116,430+6.6%加碼–
First Trust Dow Jones Internet Index Fund33733E302ETF939,364$2.30 億0.2%+107,735+13.0%加碼–
iShares MSCI Eafe ETF464287465ETF2,875,730$2.27 億0.2%+152,211+5.6%加碼–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF6,107,845$2.24 億0.2%+365,716+6.4%加碼–
PGProcter & Gamble CoStock1,654,980$2.23 億0.2%+111,431+7.2%加碼歷史
State Street Energy Select Sector SPDR ETF81369Y506ETF4,135,401$2.23 億0.2%+471,832+12.9%加碼–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,689,220$2.22 億0.2%+260,407+10.7%加碼–
iShares Tips Bond ETF464287176ETF1,725,957$2.21 億0.2%+171,870+11.1%加碼–
iShares Tr4642874571 3 YR TREAS BD2,515,795$2.17 億0.2%−383,682−13.2%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,529,345$2.05 億0.2%−1,107,712−42.0%減碼–
VZVerizon Communications IncStock3,626,945$2.03 億0.2%+162,313+4.7%加碼歷史
iShares Tr464288687PFD AND INCM SEC5,122,483$2.01 億0.2%+53,078+1.0%加碼–
PYPLPayPal Holdings, Inc.Stock690,334$2.01 億0.2%+66,284+10.6%加碼歷史
MAMastercard IncStock549,504$2.01 億0.2%+43,695+8.6%加碼歷史

選擇權(20 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

LPL Financial LLC 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$4,936 萬–
iShares Russell 2000 ETF464287655ETF$1,826 萬–
Invesco QQQ Trust Series I46090E103ETF$1,120 萬–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1$276.0 萬–
AAPLApple Inc.Stock$250.6 萬–
State Street Financial Select Sector SPDR ETF81369Y605ETF$149.7 萬–
METAMeta Platforms, Inc.Stock$86.9 萬$20.9 萬
LYFTLyft, Inc.CL A COM–$96.8 萬
GOOGLAlphabet Inc.Stock$73.3 萬–
MSFTMicrosoft CorpStock$32.5 萬$27.1 萬
UBERUber Technologies, IncStock–$55.1 萬
LOWLowes Companies IncStock$46.6 萬–
CZRCaesars Entertainment, Inc.COM–$31.1 萬
MGMMGM Resorts InternationalStock–$27.7 萬
MUMicron Technology IncStock$27.2 萬–
BUDAnheuser-Busch InBev SA/NVADR$25.2 萬–
BABoeing CoStock$24.0 萬–
HOMEAt Home Group Inc.COM–$23.9 萬
VVisa Inc.Stock$23.4 萬–
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$22.4 萬

2021 年第 1 季之後清倉(171 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 171 檔。

LPL Financial LLC 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
FS KKR Cap Corp II35952V303COM1,581,996$3,090 萬<0.1%–
J P Morgan Exchange-Traded F46641Q712BETBULD JAPAN427,597$1,218 萬<0.1%–
WINAWinmark CorpCOM16,784$312.9 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q613US AGGREGATE91,912$246.8 萬<0.1%–
GW Pharmaceuticals PLC36197T103ADS10,539$228.6 萬<0.1%–
Aphria Inc03765K104COM109,838$201.8 萬<0.1%–
BPMCBlueprint Medicines CorpCOM18,809$182.9 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS104,309$182.9 萬<0.1%歷史
Colony CR Real Estate Inc19625T101COM CL A205,439$175.0 萬<0.1%–
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A54,123$157.8 萬<0.1%歷史
IBRXImmunityBio, Inc.COM64,205$152.4 萬<0.1%歷史
Tuscan Hldgs Corp II90070A103COM139,640$140.9 萬<0.1%–
SCVX CorpG79448208COM142,090$140.1 萬<0.1%–
J P Morgan Exchange-Traded F46641Q720BETBULD EUROPE50,013$136.9 萬<0.1%–
J P Morgan Exchange-Traded F46641Q696BETABULDRS CDA42,737$126.3 萬<0.1%–
Cantel Med Corp138098108COM15,517$123.9 萬<0.1%–
Experience Invt Corp30217C109COM CL A119,669$123.1 萬<0.1%–
Citic Capital Acquisition CoG21513109COM CL A114,840$114.8 萬<0.1%–
Trebia Acquisition CorpG9027T109COM CL A111,100$110.7 萬<0.1%–
LGL Sys Acquisition Corp50201G106COM CL A107,690$107.0 萬<0.1%–
Varian Med Sys Inc92220P105COM6,058$106.9 萬<0.1%–
Global X FDS37950E101FTSE NORDIC REG36,730$104.4 萬<0.1%–
Replay Acquisition CorpG75130107COM107,800$102.9 萬<0.1%–
Inphi Corp45772F107COM5,706$101.8 萬<0.1%–
IAC Interactivecorp New44891N109COM4,651$100.6 萬<0.1%–
Legato Merger Corp.52473X106COM103,250$99.9 萬<0.1%–
JOUTJohnson Outdoors IncCL A6,641$94.8 萬<0.1%歷史
FOCLEdap TMS SASPONSORED ADR107,013$89.9 萬<0.1%歷史
Spartacus Acquisition Corp84677L109CL A90,650$89.3 萬<0.1%–
KRAKraton CorpCOM22,681$83.0 萬<0.1%歷史
MBWMMercantile Bank CorpCOM25,369$82.4 萬<0.1%歷史
EARNEllington Credit CoCOM SHS BEN INT64,552$79.5 萬<0.1%歷史
Barclays Bank PLC06746P555ETN LKD 4813,163$79.2 萬<0.1%–
Radius Health, Inc.750469207COM NEW37,583$78.4 萬<0.1%–
Colony Cap Inc New19626G108CL A COM118,274$76.6 萬<0.1%–
Absolute Shs Tr00400R502WBI BBR RNG 300025,962$76.2 萬<0.1%–
IFNAberdeen India Fund, Inc.COM34,509$74.0 萬<0.1%歷史
TTECTTEC Holdings, Inc.COM7,328$73.6 萬<0.1%歷史
TCF Finl Corp872307103COM15,654$72.7 萬<0.1%–
Flir Sys Inc302445101COM12,304$69.5 萬<0.1%–
Bespoke Cap Acquisition Corp086344108CL A REST VTG68,370$68.1 萬<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A39,357$67.5 萬<0.1%–
Absolute Shs Tr00400R833WBI BULBEAR TR39,234$67.2 萬<0.1%–
Acies Acquisition CorpG0103T105CL A67,423$67.0 萬<0.1%–
MATVMativ Holdings, Inc.COM12,700$62.2 萬<0.1%歷史
ProShares Tr74347R396PSHS SH MSCI EMR49,608$60.9 萬<0.1%–
Agf Invts Tr00110G408US MARKET NETRL34,641$59.3 萬<0.1%–
CLVRClever Leaves Holdings Inc.COM56,674$58.3 萬<0.1%歷史
CTRNCiti Trends IncCOM6,539$54.8 萬<0.1%歷史
LPLLG Display Co., Ltd.SPONS ADR REP53,798$53.7 萬<0.1%歷史
PLYAPlaya Hotels & Resorts N.V.SHS72,082$52.6 萬<0.1%歷史
BEKEKE Holdings Inc.SPONSORED ADS9,172$52.3 萬<0.1%歷史
BCVBancroft Fund LtdCOM17,237$50.8 萬<0.1%歷史
USA Technologies Inc90328S500COM42,055$49.3 萬<0.1%–
Extended Stay Amer Inc30224P200UNIT 99/99/9999B24,741$48.9 萬<0.1%–
Sapiens Intl Corp N VG7T16G103SHS15,125$48.1 萬<0.1%–
IPIIntrepid Potash, Inc.COM14,699$47.9 萬<0.1%歷史
Aegion Corp00770F104COM15,689$45.1 萬<0.1%–
GCVGabelli Convertible & Income Securities Fund IncCOM72,443$44.1 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q688BETABULDR DEVE15,532$44.1 萬<0.1%–
WisdomTree Tr97717W182CHINESE YUAN FD15,921$43.1 萬<0.1%–
Realpage Inc75606N109COM4,782$41.7 萬<0.1%–
Sailpoint Technologies Holdings, Inc.78781P105COM8,206$41.6 萬<0.1%–
SLGNSilgan Holdings IncCOM9,626$40.5 萬<0.1%歷史
Northern Genesis Acquisition66516T104COMMON STOCK24,584$40.1 萬<0.1%–
PBProsperity Bancshares IncCOM5,304$39.7 萬<0.1%歷史
INFUInfuSystem Holdings, IncCOM19,481$39.7 萬<0.1%歷史
FWRDForward Air CorpCOM4,406$39.1 萬<0.1%歷史
UBXUnity Biotechnology, Inc.COM64,561$38.7 萬<0.1%歷史
WNS Hldgs Ltd92932M101SPON ADR5,331$38.6 萬<0.1%–
Nesco Hldgs Inc64083J104COM40,463$37.8 萬<0.1%–
Churchill Capital Corp V17144T107COM CL A37,200$36.8 萬<0.1%–
AIZAssurant, Inc.Stock2,545$36.1 萬<0.1%歷史
MIXTMiX Telematics LtdSPONSORED ADR26,050$35.9 萬<0.1%歷史
TALTAL Education GroupSPONSORED ADS6,641$35.8 萬<0.1%歷史
Innovator ETFs Tr45782C201IBD ETF LEADERS13,312$35.6 萬<0.1%–
BlackRock Munienhanced FD IN09253Y100COM29,503$34.9 萬<0.1%–
AVNWAviat Networks, Inc.COM NEW4,866$34.6 萬<0.1%歷史
Waddell & Reed Finl Inc930059100CL A13,570$34.0 萬<0.1%–
CCIFCarlyle Credit Income FundSHS BEN INT32,873$33.9 萬<0.1%歷史
FWONALiberty Media CorpCOM SER A FRMLA8,846$33.8 萬<0.1%歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF11,503$33.1 萬<0.1%–
VG Acquisition CorpG9446E105SHS CL A32,496$33.0 萬<0.1%–
HUYAHUYA Inc.ADS REP SHS A16,885$32.9 萬<0.1%歷史
Deerfield Healthcare Tech Ac244413100COM CL A27,156$32.9 萬<0.1%–
SAIASaia IncCOM1,356$31.3 萬<0.1%歷史
SUNWSunworks, Inc.COM NEW21,292$31.3 萬<0.1%歷史
CTACKing LLC Merger Sub, LLCSHS CL A30,950$30.6 萬<0.1%歷史
Grubhub Inc400110102COM5,088$30.5 萬<0.1%–
GRFSGrifols SASP ADR REP B NVT17,045$29.5 萬<0.1%歷史
BLFSBiolife Solutions IncCOM NEW8,067$29.0 萬<0.1%歷史
DYFNAngel Oak Dynamic Financial Strategies Income Term TrustCOM BEN INT15,300$28.8 萬<0.1%歷史
VIRVir Biotechnology, Inc.COM5,598$28.7 萬<0.1%歷史
IHRTiHeartMedia, Inc.COM CL A15,658$28.4 萬<0.1%歷史
ATRIAtrion CorpCOM425$27.3 萬<0.1%歷史
BTAIQBioXcel Therapeutics, Inc.COM6,240$26.9 萬<0.1%歷史
SMCISuper Micro Computer, Inc.COM6,895$26.9 萬<0.1%歷史
RCKYRocky Brands, Inc.COM4,950$26.8 萬<0.1%歷史
DSPViant Technology Inc.COM CL A5,038$26.6 萬<0.1%歷史
VERXVertex, Inc.Stock11,965$26.3 萬<0.1%歷史