Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- 最新申報
- 2026/8/14
2022 年第 1 季持倉
持倉截至 2022/3/31，2022/5/6 申報。只含多頭部位，變化是跟 2021 年第 4 季比股數。
- 持股檔數
- 182
- 較 2021 年第 4 季 −4
- 總值
- $2.61 億
- 較 2021 年第 4 季 −$1,338 萬 (−4.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $1.90 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BACKIMAC Holdings, Inc. | COM | 35,903 | $3.70 萬 | <0.1% | −48,647−57.5% | 減碼 | 歷史 |
| Ion Geophysical Corp462044AJ7 | NOTE 8.000%12/1 | 74,000 | $4.00 萬 | <0.1% | 00.0% | 不變 | – |
| RIGTransocean Ltd. | REGISTERED SHS | 9,000 | $4.10 萬 | <0.1% | +3,000+50.0% | 加碼 | 歷史 |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $4.80 萬 | <0.1% | 00.0% | 不變 | – |
| New Gold Inc Cda644535106 | COM | 36,000 | $6.50 萬 | <0.1% | +21,000+140.0% | 加碼 | – |
| FREEWhole Earth Brands, Inc. | COM CL A | 10,000 | $7.20 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| ATIPATI Physical Therapy, Inc. | COM CL A | 42,000 | $7.90 萬 | <0.1% | −1,000−2.3% | 減碼 | 歷史 |
| GAIAGaia, Inc | CL A | 20,700 | $10.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $10.9 萬 | <0.1% | 00.0% | 不變 | – |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 11,000 | $10.9 萬 | <0.1% | 00.0% | 不變 | – |
| GTGoodyear Tire & Rubber Co | COM | 8,400 | $12.0 萬 | <0.1% | +8,400 | 新進 | 歷史 |
| CIFRCipher Digital Inc. | COM | 36,000 | $13.1 萬 | 0.1% | +36,000 | 新進 | 歷史 |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $13.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| COPConocoPhillips | Stock | 1,389 | $13.9 萬 | 0.1% | +1,389 | 新進 | 歷史 |
| GTYHGTY Technology Holdings Inc. | COM | 49,000 | $15.8 萬 | 0.1% | +27,000+122.7% | 加碼 | 歷史 |
| AMAntero Midstream Corp | Stock | 14,800 | $16.1 萬 | 0.1% | +4,500+43.7% | 加碼 | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 18,160 | $16.4 萬 | 0.1% | −7,830−30.1% | 減碼 | 歷史 |
| IVCInvacare Holdings Corp | COM | 116,469 | $16.4 萬 | 0.1% | −69,400−37.3% | 減碼 | 歷史 |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 30,130 | $16.8 萬 | 0.1% | +30,130 | 新進 | 歷史 |
| JEQAbrdn Japan Equity Fund, Inc. | COM | 24,320 | $16.9 萬 | 0.1% | +24,320 | 新進 | 歷史 |
| STEWSRH Total Return Fund, Inc. | COM | 12,260 | $18.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 450,000 | $18.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 703 | $20.2 萬 | 0.1% | 00.0% | 不變 | – |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 26,450 | $20.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 18,840 | $20.8 萬 | 0.1% | −16,070−46.0% | 減碼 | 歷史 |
| KFKorea Fund Inc | COM NEW | 6,970 | $21.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SWKSSkyworks Solutions, Inc. | Stock | 1,629 | $21.7 萬 | 0.1% | +105+6.9% | 加碼 | 歷史 |
| PDCEPDC Energy, Inc. | COM | 2,999 | $21.8 萬 | 0.1% | +2,999 | 新進 | 歷史 |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $22.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Discovery Inc25470F302 | COM SER C | 9,000 | $22.5 萬 | 0.1% | 00.0% | 不變 | – |
| GFNew Germany Fund Inc | COM | 19,700 | $22.5 萬 | 0.1% | −5,240−21.0% | 減碼 | 歷史 |
| HONEHarborOne Bancorp, Inc. | COM NEW | 16,200 | $22.7 萬 | 0.1% | −1,000−5.8% | 減碼 | 歷史 |
| NVSTEnvista Holdings Corp | COM | 4,800 | $23.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,158 | $24.4 萬 | 0.1% | −1,296−29.1% | 減碼 | – |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $24.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BGRBlackRock Energy & Resources Trust | COM | 21,510 | $25.0 萬 | 0.1% | +21,510 | 新進 | 歷史 |
| NXENexGen Energy Ltd. | COM | 45,000 | $25.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| VMCVulcan Materials CO | COM | 1,400 | $25.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BERYBerry Global Group, Inc. | COM | 4,500 | $26.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SUSuncor Energy Inc | Stock | 8,100 | $26.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MMSIMerit Medical Systems Inc | COM | 4,000 | $26.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BNYBank of New York Mellon Corp | Stock | 5,587 | $27.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 20,620 | $28.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AIMCAltra Industrial Motion Corp. | COM | 7,500 | $29.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BWXTBWX Technologies, Inc. | COM | 5,500 | $29.6 萬 | 0.1% | +5,500 | 新進 | 歷史 |
| AGIAlamos Gold Inc | Stock | 36,500 | $30.7 萬 | 0.1% | +17,500+92.1% | 加碼 | 歷史 |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,200 | $30.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SWZTotal Return Securities Fund | COM | 33,380 | $30.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| VTNRVertex Energy Inc. | COM | 31,000 | $30.8 萬 | 0.1% | +4,500+17.0% | 加碼 | 歷史 |
| OROR Royalties Inc. | COM | 23,500 | $31.0 萬 | 0.1% | +1,000+4.4% | 加碼 | 歷史 |
| MEOHMethanex Corp | COM | 5,700 | $31.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $31.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 5,370 | $31.8 萬 | 0.1% | −5,390−50.1% | 減碼 | – |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $32.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CLVT 0 PfdG21810208 | Convertible Preferred Equity | 4,800 | $32.5 萬 | 0.1% | +4,800 | 新進 | – |
| FMCFMC Corp | COM NEW | 2,500 | $32.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ENBEnbridge Inc | Stock | 7,200 | $33.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 731 | $33.2 萬 | 0.1% | 00.0% | 不變 | – |
| TAT&T Inc. | Stock | 14,076 | $33.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $34.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 3,383 | $34.0 萬 | 0.1% | −2,359−41.1% | 減碼 | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 5,181 | $34.1 萬 | 0.1% | −3,777−42.2% | 減碼 | – |
| BACBank of America Corp | Stock | 8,400 | $34.6 萬 | 0.1% | −1,885−18.3% | 減碼 | 歷史 |
| KRNYKearny Financial Corp. | COM | 27,000 | $34.8 萬 | 0.1% | −3,000−10.0% | 減碼 | 歷史 |
| TWNTaiwan Fund Inc | COM | 10,890 | $35.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Cornerstone Building Brands, Inc.21925D109 | COM | 15,000 | $36.5 萬 | 0.1% | +200+1.4% | 加碼 | – |
| NTRNutrien Ltd. | COM | 3,600 | $37.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| VETVermilion Energy Inc. | COM | 18,000 | $37.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Enerplus Corp292766102 | COM | 30,000 | $38.1 萬 | 0.1% | 00.0% | 不變 | – |
| MXFMexico Fund Inc | COM | 22,960 | $38.1 萬 | 0.1% | +2,040+9.8% | 加碼 | 歷史 |
| CNXCNX Resources Corp | COM | 18,830 | $39.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| FISFidelity National Information Services, Inc. | Stock | 3,897 | $39.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 4,700 | $40.6 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| SRVNXG Cushing Midstream Energy Fund | COM NEW | 11,630 | $40.6 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| ARCHArch Resources, Inc. | CL A | 3,000 | $41.2 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| JOFJapan Smaller Capitalization Fund Inc | COM | 58,120 | $41.6 萬 | 0.2% | +30,630+111.4% | 加碼 | 歷史 |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $42.0 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Tricon Residential Inc Com NPV89612W102 | COM | 28,000 | $44.6 萬 | 0.2% | 00.0% | 不變 | – |
| PYPLPayPal Holdings, Inc. | Stock | 3,900 | $45.1 萬 | 0.2% | −510−11.6% | 減碼 | 歷史 |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,990 | $45.2 萬 | 0.2% | −229−10.3% | 減碼 | 歷史 |
| GLDSPDR Gold Trust | ETF | 2,514 | $45.4 萬 | 0.2% | −496−16.5% | 減碼 | 歷史 |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $48.0 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| CCitigroup Inc | Stock | 9,000 | $48.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| STXSeagate Technology Holdings plc | ORD SHS | 5,500 | $49.4 萬 | 0.2% | −447−7.5% | 減碼 | 歷史 |
| TGBTrekor Metals Ltd | COM | 215,800 | $49.4 萬 | 0.2% | +55,800+34.9% | 加碼 | 歷史 |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 60,300 | $49.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| CVECenovus Energy Inc. | COM | 30,000 | $50.0 萬 | 0.2% | +5,100+20.5% | 加碼 | 歷史 |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $50.9 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 1,228 | $51.0 萬 | 0.2% | −2,183−64.0% | 減碼 | – |
| VVisa Inc. | Stock | 2,300 | $51.0 萬 | 0.2% | +21+0.9% | 加碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 2,901 | $51.4 萬 | 0.2% | −509−14.9% | 減碼 | 歷史 |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 103,450 | $51.6 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| PSXPhillips 66 | Stock | 6,050 | $52.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $52.7 萬 | 0.2% | 00.0% | 不變 | – |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 15,000 | $52.8 萬 | 0.2% | +15,000 | 新進 | – |
| GPIGroup 1 Automotive Inc | COM | 3,300 | $55.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| PGProcter & Gamble Co | Stock | 3,646 | $55.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| AXPAmerican Express Co | Stock | 3,000 | $56.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| MDLZMondelez International, Inc. | Stock | 9,000 | $56.5 萬 | 0.2% | 00.0% | 不變 | 歷史 |
選擇權（11 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| CVECenovus Energy Inc. | COM | – | $137.8 萬 |
| MROMarathon Oil Corp | COM | – | $39.9 萬 |
| GTEGran Tierra Energy Inc. | COM | – | $28.3 萬 |
| SPYSPDR S&P 500 ETF Trust | ETF | $27.1 萬 | – |
| NEMNEWMONT Corp | Stock | – | $19.1 萬 |
| AGIAlamos Gold Inc | Stock | – | $15.4 萬 |
| COPConocoPhillips | Stock | – | $15.0 萬 |
| New Gold Inc Cda644535106 | COM | – | $14.8 萬 |
| RIGTransocean Ltd. | REGISTERED SHS | – | $12.2 萬 |
| GTGoodyear Tire & Rubber Co | COM | – | $3.40 萬 |
| VGZVista Gold Corp | COM NEW | – | $2.20 萬 |
2021 年第 4 季之後清倉（22 檔）
2021 年第 4 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 4 季股數 | 2021 年第 4 季市值 | 2021 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 172,186 | $909.8 萬 | 3.3% | – |
| First Tr Exchange-Traded FD336917109 | SHS | 187,255 | $665.9 萬 | 2.4% | – |
| QCOMQualcomm Inc | Stock | 10,949 | $200.2 萬 | 0.7% | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 7,876 | $168.8 萬 | 0.6% | 歷史 |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 13,692 | $111.3 萬 | 0.4% | – |
| Pretium Res Inc74139C102 | COM | 75,000 | $105.7 萬 | 0.4% | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 7,200 | $65.8 萬 | 0.2% | – |
| FROFrontline plc | SHS NEW | 87,659 | $62.0 萬 | 0.2% | 歷史 |
| Kirkland Lake Gold Ltd49741E100 | COM | 13,300 | $55.8 萬 | 0.2% | – |
| GOOGLAlphabet Inc. | Stock | 179 | $51.9 萬 | 0.2% | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,508 | $36.4 萬 | 0.1% | – |
| BDSIBiodelivery Sciences International Inc | COM | 114,000 | $35.3 萬 | 0.1% | 歷史 |
| ADBEAdobe Inc. | Stock | 490 | $27.8 萬 | 0.1% | 歷史 |
| NVDANVIDIA Corp | Stock | 922 | $27.1 萬 | 0.1% | 歷史 |
| ProShares Tr74347G705 | ULTRA ENERGY | 3,535 | $27.1 萬 | 0.1% | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,089 | $24.6 萬 | 0.1% | – |
| IAAIAA, Inc. | COM | 4,500 | $22.8 萬 | 0.1% | 歷史 |
| DHRDanaher Corp | Stock | 671 | $22.1 萬 | 0.1% | 歷史 |
| AZTAAzenta, Inc. | COM | 2,000 | $20.6 萬 | 0.1% | 歷史 |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 19,671 | $12.2 萬 | <0.1% | 歷史 |
| KGCKinross Gold Corp | COM | 16,500 | $9.60 萬 | <0.1% | 歷史 |
| GOROGoldgroup Mining Inc. | COM | 40,702 | $6.30 萬 | <0.1% | 歷史 |