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Livermore
Livermore
中文EN

First Foundation Advisors

SEC CIK
0001086763
最新申報
2026/8/14

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/2/14 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
439
較 2021 年第 3 季 −2
總值
$29.1 億
較 2021 年第 3 季 +$2.31 億 (+8.6%)
申報日
2022/2/14
SEC
First Foundation Advisors 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Eros STX Global CorporationG3788M114SHS NEW25,745$6,000<0.1%00.0%不變–
SPRUSpruce Power Holding CorpCOM CL A10,200$3.40 萬<0.1%00.0%不變歷史
OXSQOxford Square Capital Corp.COM10,126$4.10 萬<0.1%00.0%不變歷史
TRXTRX GOLD CorpCOM117,371$4.60 萬<0.1%00.0%不變歷史
MAPSWM Technology, Inc.COM10,000$6.00 萬<0.1%+10,000新進歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT21,545$8.10 萬<0.1%00.0%不變歷史
MMTAberdeen Multi-Market Income FundSH BEN INT14,988$9.60 萬<0.1%−12,947−46.3%減碼歷史
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/2–$10.1 萬<0.1%–––
ETEnergy Transfer LPCOM UT LTD PTN13,327$11.0 萬<0.1%−6,779−33.7%減碼歷史
RITMRithm Capital Corp.REIT11,272$12.1 萬<0.1%+11,272新進歷史
Nuveen PFD & Incm Securties67072C105COM13,305$12.9 萬<0.1%−1,239−8.5%減碼–
EVMEaton Vance California Municipal Bond FundCOM12,027$14.0 萬<0.1%−80,587−87.0%減碼歷史
NOVNOV Inc.COM11,181$15.2 萬<0.1%−84−0.7%減碼歷史
CEVEaton Vance California Municipal Income TrustSH BEN INT12,403$16.8 萬<0.1%−67,807−84.5%減碼歷史
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF11,883$18.3 萬<0.1%−80,413−87.1%減碼歷史
NKXNuveen California Amt-Free Quality Municipal Income FundCOM11,916$18.9 萬<0.1%−41,736−77.8%減碼歷史
PTYPIMCO Corporate & Income Opportunity FundCOM11,628$19.2 萬<0.1%00.0%不變歷史
NEANuveen AMT-Free Quality Municipal Income FundCOM12,460$19.4 萬<0.1%−9,939−44.4%減碼歷史
PMLPIMCO Municipal Income Fund IICOM13,341$19.5 萬<0.1%−13,850−50.9%減碼歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,600$20.0 萬<0.1%+2,600新進–
HYBNew America High Income Fund IncCOM NEW21,460$20.0 萬<0.1%−46,541−68.4%減碼歷史
HPQHP IncStock5,356$20.1 萬<0.1%+5,356新進歷史
MELIMercadolibre IncCOM149$20.1 萬<0.1%00.0%不變歷史
iShares Tr464287721U.S. TECH ETF1,759$20.2 萬<0.1%+1,759新進–
RTLNecessity Retail REIT, Inc.COM CLASS A22,147$20.2 萬<0.1%−3,861−14.8%減碼歷史
JQCNuveen Credit Strategies Income FundCOM SHS31,337$20.3 萬<0.1%−8,254−20.8%減碼歷史
EAElectronic Arts Inc.COM1,552$20.5 萬<0.1%−35−2.2%減碼歷史
PFNPIMCO Income Strategy Fund IICOM21,503$20.5 萬<0.1%−105−0.5%減碼歷史
SPLKSplunk IncCOM1,781$20.6 萬<0.1%−677−27.5%減碼歷史
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN8,045$20.9 萬<0.1%−68,654−89.5%減碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF2,405$21.1 萬<0.1%00.0%不變–
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM8,055$21.3 萬<0.1%−1,420−15.0%減碼歷史
VACMarriott Vacations Worldwide CorpCOM1,265$21.4 萬<0.1%+1,265新進歷史
OPRXOptimizeRx CorpCOM NEW3,457$21.5 萬<0.1%00.0%不變歷史
DGDollar General CorpCOM916$21.6 萬<0.1%−211−18.7%減碼歷史
MDYSPDR S&P Midcap 400 ETF TrustETF419$21.7 萬<0.1%00.0%不變歷史
WisdomTree Tr97717X628FLOATNG RAT TREA8,664$21.7 萬<0.1%00.0%不變–
CNCCentene CorpStock2,659$21.9 萬<0.1%+2,659新進歷史
OKTAOkta, Inc.CL A976$21.9 萬<0.1%+18+1.9%加碼歷史
WIXWix.com Ltd.SHS1,398$22.1 萬<0.1%00.0%不變歷史
BLWBlackRock Ltd Duration Income TrustCOM SHS13,146$22.2 萬<0.1%−1,311−9.1%減碼歷史
EQIXEquinix IncCOM264$22.3 萬<0.1%−14−5.0%減碼歷史
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF4,443$22.4 萬<0.1%−7,871−63.9%減碼–
GHYPGIM Global High Yield Fund, Inc.COM14,823$22.4 萬<0.1%00.0%不變歷史
KKR Acquisition Holding I Co48253T208UNIT 99/99/999922,500$22.5 萬<0.1%00.0%不變–
MYCBlackRock Muniyield California Fund, Inc.COM14,987$22.6 萬<0.1%−115,279−88.5%減碼歷史
TREXTrex Co IncCOM1,681$22.7 萬<0.1%+1,681新進歷史
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,298$22.7 萬<0.1%+4,298新進–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM8,578$22.8 萬<0.1%00.0%不變歷史
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1629$22.9 萬<0.1%+629新進歷史
iShares Select U.S. REIT ETF464287564ETF3,050$23.2 萬<0.1%+3,050新進–
MPTMedical Properties Trust IncCOM9,902$23.4 萬<0.1%+9,902新進歷史
NZFNuveen Municipal Credit Income FundCOM SH BEN INT13,686$23.4 萬<0.1%+36+0.3%加碼歷史
LAZRQLuminar Technologies, Inc.COM CL A13,854$23.4 萬<0.1%+554+4.2%加碼歷史
SYKStryker CorpStock878$23.5 萬<0.1%−15−1.7%減碼歷史
MLMMartin Marietta Materials IncCOM534$23.5 萬<0.1%+534新進歷史
WBAWalgreens Boots Alliance, Inc.COM4,541$23.7 萬<0.1%+4,541新進歷史
CCitigroup IncStock3,948$23.8 萬<0.1%−2,693−40.6%減碼歷史
NLYAnnaly Capital Management IncCOM30,403$23.8 萬<0.1%−226−0.7%減碼歷史
MDBMongoDB, Inc.CL A459$24.3 萬<0.1%00.0%不變歷史
MCOMoodys CorpStock628$24.5 萬<0.1%+13+2.1%加碼歷史
SRESempraStock1,855$24.5 萬<0.1%+16+0.9%加碼歷史
PODDInsulet CorpStock928$24.7 萬<0.1%+50+5.7%加碼歷史
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM34,539$24.8 萬<0.1%−18,793−35.2%減碼歷史
ETNEaton Corp plcStock1,447$25.0 萬<0.1%+12+0.8%加碼歷史
MARMarriott International IncStock1,517$25.1 萬<0.1%+43+2.9%加碼歷史
Vanguard Dividend Appreciation ETF921908844ETF1,459$25.1 萬<0.1%+90+6.6%加碼–
DHIHorton D R IncCOM2,313$25.1 萬<0.1%+2,313新進歷史
GDGeneral Dynamics CorpStock1,211$25.2 萬<0.1%−201−14.2%減碼歷史
ORLYO Reilly Automotive IncStock357$25.2 萬<0.1%+4+1.1%加碼歷史
New York Life Investments Et45409B107HEDGE MULTI STRA7,951$25.3 萬<0.1%+7,951新進–
SBEASBEA Merger Sub LLCCOM CL A25,000$25.4 萬<0.1%+25,000新進歷史
SIVBSVB Financial GroupCOM376$25.5 萬<0.1%+3+0.8%加碼歷史
Schwab U.S. Large-Cap Value ETF808524409ETF3,516$25.7 萬<0.1%+202+6.1%加碼–
CLColgate Palmolive CoStock3,015$25.7 萬<0.1%−31−1.0%減碼歷史
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,908$26.1 萬<0.1%00.0%不變歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,975$26.2 萬<0.1%−3,190−61.8%減碼–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,797$26.2 萬<0.1%00.0%不變–
Fidelity MSCI Information Technology Index ETF316092808ETF1,968$26.7 萬<0.1%+1,968新進–
SPOTSpotify Technology S.A.Stock1,157$27.1 萬<0.1%+1,157新進歷史
COINCoinbase Global, Inc.COM CL A1,075$27.1 萬<0.1%−50−4.4%減碼歷史
FASTFastenal CoStock4,271$27.4 萬<0.1%+41+1.0%加碼歷史
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,747$27.4 萬<0.1%−12,000−41.7%減碼歷史
ALKAlaska Air Group, Inc.COM5,258$27.4 萬<0.1%+1,301+32.9%加碼歷史
TFCTruist Financial CorpCOM4,729$27.7 萬<0.1%+239+5.3%加碼歷史
RLIRli CorpCOM2,487$27.9 萬<0.1%00.0%不變歷史
JCIJohnson Controls International plcStock3,454$28.0 萬<0.1%+3,454新進歷史
ProShares Tr74347B201PSHS ULTSH 20YRS16,585$28.0 萬<0.1%+16,585新進–
ETSYEtsy IncCOM1,294$28.4 萬<0.1%+31+2.5%加碼歷史
LUVSouthwest Airlines CoCOM6,620$28.4 萬<0.1%+385+6.2%加碼歷史
iShares S&P 500 Value ETF464287408ETF1,826$28.6 萬<0.1%00.0%不變–
SPDR Series Trust78464A763ST STR SP DIV2,257$29.1 萬<0.1%+82+3.8%加碼–
ATVIActivision Blizzard, Inc.COM4,404$29.3 萬<0.1%−3,112−41.4%減碼歷史
KNSLKinsale Capital Group, Inc.Stock1,243$29.6 萬<0.1%+1,243新進歷史
ZBRAZebra Technologies CorpCL A497$29.6 萬<0.1%−7−1.4%減碼歷史
GSKGSK plcSPONSORED ADR6,723$29.6 萬<0.1%+258+4.0%加碼歷史
COPConocoPhillipsStock4,123$29.8 萬<0.1%+4,123新進歷史
iShares Core Dividend Growth ETF46434V621ETF5,380$29.9 萬<0.1%−820−13.2%減碼–
UPSTUpstart Holdings, Inc.COM1,997$30.2 萬<0.1%+77+4.0%加碼歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM22,783$30.6 萬<0.1%−15,214−40.0%減碼歷史

2021 年第 3 季之後清倉（40 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

First Foundation Advisors 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
VERVEREIT, Inc.COM1,166,882$5,278 萬2.0%歷史
GLPIGaming & Leisure Properties, Inc.COM980,477$4,542 萬1.7%歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS232,452$491.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A91,543$232.3 萬0.1%歷史
LWLGLightwave Logic, Inc.COM199,498$188.7 萬0.1%歷史
REGNRegeneron Pharmaceuticals, Inc.COM2,422$146.6 萬0.1%歷史
Schwab U.S. Large-Cap Growth ETF808524300ETF6,927$102.6 萬<0.1%–
EIMEaton Vance Municipal Bond FundCOM70,887$94.8 萬<0.1%歷史
MCABlackRock Muniyield California Quality Fund, Inc.COM58,981$93.7 萬<0.1%歷史
BRSPBrightSpire Capital, Inc.COM CL A94,825$89.1 萬<0.1%歷史
BAXBaxter International IncStock7,478$60.1 萬<0.1%歷史
ETXEaton Vance Municipal Income 2028 Term TrustSHS23,887$53.3 萬<0.1%歷史
AERAerCap Holdings N.V.SHS8,001$46.2 萬<0.1%歷史
MRNAModerna, Inc.Stock1,051$40.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G508SR LN ETF17,854$39.5 萬<0.1%–
iShares Tr46428743220 YR TR BD ETF2,700$39.0 萬<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT19,352$30.5 萬<0.1%–
IIMInvesco Value Municipal Income TrustCOM18,084$29.5 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM24,261$28.4 萬<0.1%歷史
iShares Tr464288513IBOXX HI YD ETF3,221$28.2 萬<0.1%–
FVRRFiverr International Ltd.ORD SHS1,546$28.2 萬<0.1%歷史
BXMTBlackstone Mortgage Trust, Inc.COM CL A8,411$25.5 萬<0.1%歷史
JPMorgan Chase & Co46625H365ALERIAN ML ETN14,030$25.5 萬<0.1%–
NBBNuveen Taxable Municipal Income FundCOM10,825$24.8 萬<0.1%歷史
SPDR Index Shs FDS78463X103PORTFLO EURP ETF6,059$24.7 萬<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW5,408$24.0 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,953$23.0 萬<0.1%歷史
AXONAxon Enterprise, Inc.COM1,257$22.0 萬<0.1%歷史
Khosla Ventures Acquisition482504107CL A22,000$21.7 萬<0.1%–
Royal Dutch Shell PLC780259107SPON ADR B4,890$21.6 萬<0.1%–
BTZBlackRock Credit Allocation Income TrustCOM14,204$21.5 萬<0.1%歷史
Oaktree Acquisition Corp IIG6715X103CL A SHS21,500$21.1 萬<0.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF5,160$21.0 萬<0.1%–
RGENRepligen CorpCOM710$20.5 萬<0.1%歷史
IQIInvesco Quality Municipal Income TrustCOM14,803$19.5 萬<0.1%歷史
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM11,528$16.9 萬<0.1%–
NADNuveen Quality Municipal Income FundCOM10,771$16.8 萬<0.1%歷史
FCTFirst Trust Senior Floating Rate Income Fund IICOM10,066$12.3 萬<0.1%歷史
VVRInvesco Senior Income TrustCOM22,476$10.0 萬<0.1%歷史
Rivernorth Doubleline Strate76882G156RIGHT 10/01/2021136,754$1,000<0.1%–