First Foundation Advisors
- SEC CIK
- 0001086763
- 最新申報
- 2026/8/14
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/11/15 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 441
- 較 2021 年第 2 季 −7
- 總值
- $26.8 億
- 較 2021 年第 2 季 +$8,224 萬 (+3.2%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Rivernorth Doubleline Strate76882G156 | RIGHT 10/01/2021 | 136,754 | $1,000 | <0.1% | +136,754 | 新進 | – |
| Eros STX Global CorporationG3788M114 | SHS NEW | 25,745 | $2.40 萬 | <0.1% | +14,500+128.9% | 加碼 | – |
| OXSQOxford Square Capital Corp. | COM | 10,126 | $4.10 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| TRXTRX GOLD Corp | COM | 117,371 | $5.80 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| SPRUSpruce Power Holding Corp | COM CL A | 10,200 | $6.30 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 21,545 | $8.00 萬 | <0.1% | −500−2.3% | 減碼 | 歷史 |
| VVRInvesco Senior Income Trust | COM | 22,476 | $10.0 萬 | <0.1% | −66,873−74.8% | 減碼 | 歷史 |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $10.1 萬 | <0.1% | – | – | – |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 10,066 | $12.3 萬 | <0.1% | −23,009−69.6% | 減碼 | 歷史 |
| Nuveen PFD & Incm Securties67072C105 | COM | 14,544 | $14.3 萬 | <0.1% | −47,624−76.6% | 減碼 | – |
| NOVNOV Inc. | COM | 11,265 | $14.8 萬 | <0.1% | +305+2.8% | 加碼 | 歷史 |
| NADNuveen Quality Municipal Income Fund | COM | 10,771 | $16.8 萬 | <0.1% | −1,606−13.0% | 減碼 | 歷史 |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 11,528 | $16.9 萬 | <0.1% | −1,243−9.7% | 減碼 | – |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 27,935 | $18.3 萬 | <0.1% | −261,494−90.3% | 減碼 | 歷史 |
| ETEnergy Transfer LP | COM UT LTD PTN | 20,106 | $19.3 萬 | <0.1% | −1,000−4.7% | 減碼 | 歷史 |
| IQIInvesco Quality Municipal Income Trust | COM | 14,803 | $19.5 萬 | <0.1% | −23,249−61.1% | 減碼 | 歷史 |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 419 | $20.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| RGENRepligen Corp | COM | 710 | $20.5 萬 | <0.1% | +710 | 新進 | 歷史 |
| EPDEnterprise Products Partners L.P. | Stock | 9,559 | $20.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,071 | $20.7 萬 | <0.1% | −143−6.5% | 減碼 | – |
| LAZRQLuminar Technologies, Inc. | COM CL A | 13,300 | $20.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 26,008 | $20.9 萬 | <0.1% | +203+0.8% | 加碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,369 | $21.0 萬 | <0.1% | −149−9.8% | 減碼 | – |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 5,160 | $21.0 萬 | <0.1% | +5,160 | 新進 | – |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 21,500 | $21.1 萬 | <0.1% | 00.0% | 不變 | – |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 11,628 | $21.3 萬 | <0.1% | −6,777−36.8% | 減碼 | 歷史 |
| ETNEaton Corp plc | Stock | 1,435 | $21.4 萬 | <0.1% | +1,435 | 新進 | 歷史 |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 2,405 | $21.5 萬 | <0.1% | 00.0% | 不變 | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,204 | $21.5 萬 | <0.1% | −142,893−91.0% | 減碼 | 歷史 |
| ORLYO Reilly Automotive Inc | Stock | 353 | $21.6 萬 | <0.1% | +353 | 新進 | 歷史 |
| MDBMongoDB, Inc. | CL A | 459 | $21.6 萬 | <0.1% | +459 | 新進 | 歷史 |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 8,578 | $21.6 萬 | <0.1% | −3,158−26.9% | 減碼 | 歷史 |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,890 | $21.6 萬 | <0.1% | +4,890 | 新進 | – |
| Khosla Ventures Acquisition482504107 | CL A | 22,000 | $21.7 萬 | <0.1% | 00.0% | 不變 | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 8,664 | $21.7 萬 | <0.1% | 00.0% | 不變 | – |
| MARMarriott International Inc | Stock | 1,474 | $21.8 萬 | <0.1% | +1,474 | 新進 | 歷史 |
| FASTFastenal Co | Stock | 4,230 | $21.8 萬 | <0.1% | +232+5.8% | 加碼 | 歷史 |
| MCOMoodys Corp | Stock | 615 | $21.8 萬 | <0.1% | +38+6.6% | 加碼 | 歷史 |
| PFNPIMCO Income Strategy Fund II | COM | 21,608 | $21.9 萬 | <0.1% | −7,924−26.8% | 減碼 | 歷史 |
| AXONAxon Enterprise, Inc. | COM | 1,257 | $22.0 萬 | <0.1% | −18−1.4% | 減碼 | 歷史 |
| EQIXEquinix Inc | COM | 278 | $22.0 萬 | <0.1% | +278 | 新進 | 歷史 |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 3,314 | $22.4 萬 | <0.1% | +3,314 | 新進 | – |
| KKR Acquisition Holding I Co48253T208 | UNIT 99/99/9999 | 22,500 | $22.5 萬 | <0.1% | 00.0% | 不變 | – |
| EAElectronic Arts Inc. | COM | 1,587 | $22.6 萬 | <0.1% | −309−16.3% | 減碼 | 歷史 |
| OKTAOkta, Inc. | CL A | 958 | $22.7 萬 | <0.1% | −4−0.4% | 減碼 | 歷史 |
| GHYPGIM Global High Yield Fund, Inc. | COM | 14,823 | $22.8 萬 | <0.1% | +3,196+27.5% | 加碼 | 歷史 |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 13,650 | $22.8 萬 | <0.1% | +35+0.3% | 加碼 | 歷史 |
| FFord Motor Co | Stock | 16,227 | $23.0 萬 | <0.1% | −671−4.0% | 減碼 | 歷史 |
| CLColgate Palmolive Co | Stock | 3,046 | $23.0 萬 | <0.1% | −128−4.0% | 減碼 | 歷史 |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 8,953 | $23.0 萬 | <0.1% | −10,692−54.4% | 減碼 | 歷史 |
| PAYXPaychex Inc | Stock | 2,063 | $23.2 萬 | <0.1% | +97+4.9% | 加碼 | 歷史 |
| ALKAlaska Air Group, Inc. | COM | 3,957 | $23.2 萬 | <0.1% | −720−15.4% | 減碼 | 歷史 |
| SRESempra | Stock | 1,839 | $23.3 萬 | <0.1% | +71+4.0% | 加碼 | 歷史 |
| SYKStryker Corp | Stock | 893 | $23.6 萬 | <0.1% | +41+4.8% | 加碼 | 歷史 |
| DGDollar General Corp | COM | 1,127 | $23.9 萬 | <0.1% | +1,127 | 新進 | 歷史 |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 5,408 | $24.0 萬 | <0.1% | −156,786−96.7% | 減碼 | 歷史 |
| SIVBSVB Financial Group | COM | 373 | $24.1 萬 | <0.1% | +6+1.6% | 加碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,797 | $24.5 萬 | <0.1% | 00.0% | 不變 | – |
| USBUS Bancorp DE | COM NEW | 4,125 | $24.5 萬 | <0.1% | +4,125 | 新進 | 歷史 |
| BLWBlackRock Ltd Duration Income Trust | COM SHS | 14,457 | $24.7 萬 | <0.1% | −98,160−87.2% | 減碼 | 歷史 |
| GSKGSK plc | SPONSORED ADR | 6,465 | $24.7 萬 | <0.1% | −4,603−41.6% | 減碼 | 歷史 |
| SPDR Index Shs FDS78463X103 | PORTFLO EURP ETF | 6,059 | $24.7 萬 | <0.1% | 00.0% | 不變 | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 10,825 | $24.8 萬 | <0.1% | −110,673−91.1% | 減碼 | 歷史 |
| RLIRli Corp | COM | 2,487 | $24.9 萬 | <0.1% | +32+1.3% | 加碼 | 歷史 |
| PODDInsulet Corp | Stock | 878 | $25.0 萬 | <0.1% | +138+18.6% | 加碼 | 歷史 |
| MELIMercadolibre Inc | COM | 149 | $25.0 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BXBlackstone Inc. | COM | 2,147 | $25.0 萬 | <0.1% | +2,147 | 新進 | 歷史 |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 8,411 | $25.5 萬 | <0.1% | +8,411 | 新進 | 歷史 |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 14,030 | $25.5 萬 | <0.1% | 00.0% | 不變 | – |
| COINCoinbase Global, Inc. | COM CL A | 1,125 | $25.6 萬 | <0.1% | +19+1.7% | 加碼 | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 2,175 | $25.6 萬 | <0.1% | −500−18.7% | 減碼 | – |
| ZSZscaler, Inc. | Stock | 984 | $25.8 萬 | <0.1% | −30−3.0% | 減碼 | 歷史 |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 9,475 | $25.8 萬 | <0.1% | −5,361−36.1% | 減碼 | 歷史 |
| NLYAnnaly Capital Management Inc | COM | 30,629 | $25.8 萬 | <0.1% | −1,840−5.7% | 減碼 | 歷史 |
| MSMorgan Stanley | Stock | 2,663 | $25.9 萬 | <0.1% | +59+2.3% | 加碼 | 歷史 |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 39,591 | $26.0 萬 | <0.1% | −35,983−47.6% | 減碼 | 歷史 |
| ZBRAZebra Technologies Corp | CL A | 504 | $26.0 萬 | <0.1% | −1,094−68.5% | 減碼 | 歷史 |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 2,908 | $26.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GWWW.W. Grainger, Inc. | Stock | 670 | $26.3 萬 | <0.1% | +4+0.6% | 加碼 | 歷史 |
| ETSYEtsy Inc | COM | 1,263 | $26.3 萬 | <0.1% | +41+3.4% | 加碼 | 歷史 |
| TFCTruist Financial Corp | COM | 4,490 | $26.3 萬 | <0.1% | +4,490 | 新進 | 歷史 |
| iShares S&P 500 Value ETF464287408 | ETF | 1,826 | $26.6 萬 | <0.1% | −166−8.3% | 減碼 | – |
| SHOPShopify Inc. | Stock | 198 | $26.8 萬 | <0.1% | +4+2.1% | 加碼 | 歷史 |
| WPCW. P. Carey Inc. | COM | 3,753 | $27.4 萬 | <0.1% | +80+2.2% | 加碼 | 歷史 |
| WIXWix.com Ltd. | SHS | 1,398 | $27.4 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GDGeneral Dynamics Corp | Stock | 1,412 | $27.7 萬 | <0.1% | +1,412 | 新進 | 歷史 |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,221 | $28.2 萬 | <0.1% | +36+1.1% | 加碼 | – |
| FVRRFiverr International Ltd. | ORD SHS | 1,546 | $28.2 萬 | <0.1% | −77−4.7% | 減碼 | 歷史 |
| ODFLOld Dominion Freight Line, Inc. | COM | 992 | $28.4 萬 | <0.1% | +148+17.5% | 加碼 | 歷史 |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 24,261 | $28.4 萬 | <0.1% | −14,851−38.0% | 減碼 | 歷史 |
| NOCNorthrop Grumman Corp | Stock | 800 | $28.8 萬 | <0.1% | −52−6.1% | 減碼 | 歷史 |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 17,171 | $29.4 萬 | <0.1% | +26+0.2% | 加碼 | 歷史 |
| IIMInvesco Value Municipal Income Trust | COM | 18,084 | $29.5 萬 | <0.1% | −6,162−25.4% | 減碼 | 歷史 |
| OPRXOptimizeRx Corp | COM NEW | 3,457 | $29.6 萬 | <0.1% | +123+3.7% | 加碼 | 歷史 |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 19,352 | $30.5 萬 | <0.1% | −47,948−71.2% | 減碼 | – |
| AMDAdvanced Micro Devices Inc | Stock | 2,997 | $30.8 萬 | <0.1% | +642+27.3% | 加碼 | 歷史 |
| GISGeneral Mills Inc | Stock | 5,160 | $30.9 萬 | <0.1% | +450+9.6% | 加碼 | 歷史 |
| Schwab International Equity ETF808524805 | ETF | 8,006 | $31.0 萬 | <0.1% | +1,753+28.0% | 加碼 | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 6,200 | $31.1 萬 | <0.1% | +500+8.8% | 加碼 | – |
| JJacobs Solutions Inc. | COM | 2,380 | $31.5 萬 | <0.1% | −119−4.8% | 減碼 | 歷史 |
2021 年第 2 季之後清倉（36 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| PCGPG&E Corp | Stock | 955,450 | $971.7 萬 | 0.4% | 歷史 |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 202,405 | $334.4 萬 | 0.1% | 歷史 |
| LBTYALiberty Global Ltd. | SHS CL A | 52,600 | $142.9 萬 | 0.1% | 歷史 |
| VEEVVeeva Systems Inc | Stock | 3,674 | $114.2 萬 | <0.1% | 歷史 |
| WDAYWorkday, Inc. | CL A | 4,226 | $100.9 萬 | <0.1% | 歷史 |
| BITBlackRock Multi-Sector Income Trust | COM | 47,569 | $88.8 萬 | <0.1% | 歷史 |
| PGRProgressive Corp | Stock | 8,643 | $84.9 萬 | <0.1% | 歷史 |
| MKTXMarketaxess Holdings Inc | COM | 1,658 | $76.9 萬 | <0.1% | 歷史 |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 70,465 | $70.3 萬 | <0.1% | 歷史 |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 8,339 | $49.8 萬 | <0.1% | – |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 55,909 | $44.1 萬 | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 27,340 | $43.0 萬 | <0.1% | 歷史 |
| EQCEQC Liquidating Trust | COM SH BEN INT | 15,530 | $40.7 萬 | <0.1% | 歷史 |
| CGAUCenterra Gold Inc. | COM | 49,400 | $37.7 萬 | <0.1% | 歷史 |
| LVSLas Vegas Sands Corp | COM | 5,550 | $29.2 萬 | <0.1% | 歷史 |
| MLMMartin Marietta Materials Inc | COM | 817 | $28.7 萬 | <0.1% | 歷史 |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 2,347 | $27.6 萬 | <0.1% | – |
| MLPMaui Land & Pineapple Co Inc | COM | 25,000 | $26.8 萬 | <0.1% | 歷史 |
| PINSPinterest, Inc. | CL A | 3,282 | $25.9 萬 | <0.1% | 歷史 |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,445 | $24.8 萬 | <0.1% | 歷史 |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 12,945 | $24.4 萬 | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,544 | $23.6 萬 | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,665 | $22.5 萬 | <0.1% | 歷史 |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 6,651 | $22.3 萬 | <0.1% | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,091 | $21.4 萬 | <0.1% | – |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 23,500 | $21.2 萬 | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 2,735 | $21.1 萬 | <0.1% | 歷史 |
| KFKorea Fund Inc | COM NEW | 4,501 | $20.8 萬 | <0.1% | 歷史 |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 600 | $20.7 萬 | <0.1% | 歷史 |
| FDXFedEx Corp | Stock | 688 | $20.5 萬 | <0.1% | 歷史 |
| iShares Russell 2000 Growth ETF464287648 | ETF | 657 | $20.5 萬 | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,426 | $20.5 萬 | <0.1% | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 693 | $20.1 萬 | <0.1% | – |
| iShares Tr464288588 | MBS ETF | 1,855 | $20.1 萬 | <0.1% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 3,827 | $20.1 萬 | <0.1% | 歷史 |
| IAGIamgold Corp | COM | 44,665 | $13.2 萬 | <0.1% | 歷史 |