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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/1/31 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
3,643
較 2021 年第 3 季 +70
總值
$443.5 億
較 2021 年第 3 季 +$45.1 億 (+11.3%)
申報日
2022/1/31
SEC
Commonwealth Equity Services, LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
TTOOT2 Biosystems, Inc.COM89,510$4.60 萬<0.1%+28,000+45.5%加碼歷史
ARDSAridis Pharmaceuticals, Inc.COM20,200$4.70 萬<0.1%+20,200新進歷史
GSATGlobalstar, Inc.COM40,914$4.70 萬<0.1%+6,200+17.9%加碼歷史
UECUranium Energy CorpCOM14,529$4.80 萬<0.1%+14,529新進歷史
ATOSAtossa Therapeutics, Inc.COM30,442$4.80 萬<0.1%+2,000+7.0%加碼歷史
BKYIBio Key International IncCOM NEW22,000$4.80 萬<0.1%+22,000新進歷史
MILEMetromile, LLCCOM22,355$4.80 萬<0.1%−4,175−15.7%減碼歷史
IFRXInflaRx N.V.COM10,100$4.80 萬<0.1%+10,100新進歷史
MAMAMama's Creations, Inc.COM24,600$4.90 萬<0.1%+100+0.4%加碼歷史
ACGNAceragen, Inc.COM PAR86,662$4.90 萬<0.1%00.0%不變歷史
CTSOCytosorbents CorpCOM NEW12,023$5.00 萬<0.1%−4,636−27.8%減碼歷史
AVGRAvinger IncCOM112,272$5.00 萬<0.1%+25,000+28.6%加碼歷史
VIEWView, Inc.COM CL A12,899$5.00 萬<0.1%00.0%不變歷史
NAVBNavidea Biopharmaceuticals, Inc.COM NEW51,203$5.10 萬<0.1%+51,203新進歷史
VSTMVerastem, Inc.COM25,300$5.10 萬<0.1%−1,500−5.6%減碼歷史
NXENexGen Energy Ltd.COM11,999$5.20 萬<0.1%+1,000+9.1%加碼歷史
SCORComscore, Inc.COM15,650$5.20 萬<0.1%+1,500+10.6%加碼歷史
HGENHumanigen, IncCOM NEW14,090$5.20 萬<0.1%+14,090新進歷史
ATHXAthersys, IncCOM58,784$5.30 萬<0.1%−17,500−22.9%減碼歷史
MVISMicrovision, Inc.COM NEW10,841$5.40 萬<0.1%−10,460−49.1%減碼歷史
HOSHornbeck Offshore Services, Inc.Stock17,669$5.50 萬<0.1%+6,215+54.3%加碼歷史
LXRXLexicon Pharmaceuticals, Inc.COM NEW14,276$5.60 萬<0.1%00.0%不變歷史
CMUMFS High Yield Municipal TrustSH BEN INT12,402$5.60 萬<0.1%00.0%不變歷史
PRETQPennsylvania Real Estate Investment TrustSH BEN INT54,901$5.60 萬<0.1%−2,515−4.4%減碼歷史
IQiQIYI, Inc.SPONSORED ADS12,633$5.70 萬<0.1%−1,250−9.0%減碼歷史
PXLWPixelworks, IncCOM NEW13,273$5.80 萬<0.1%00.0%不變歷史
BGCBGC Group, Inc.CL A12,886$5.90 萬<0.1%−250−1.9%減碼歷史
CIFMFS Intermediate High Income FundSH BEN INT21,558$5.90 萬<0.1%−1,000−4.4%減碼歷史
LABStandard Biotools Inc.COM15,452$6.00 萬<0.1%+15,452新進歷史
SFTGQShift Technologies, Inc.CL A17,829$6.00 萬<0.1%+17,829新進歷史
PTNPalatin Technologies IncCOM PAR $ .01119,745$6.10 萬<0.1%+61,080+104.1%加碼歷史
SBSafe Bulkers, Inc.COM16,553$6.20 萬<0.1%−18,924−53.3%減碼歷史
DAREDare Bioscience, Inc.COM31,375$6.20 萬<0.1%+5,500+21.3%加碼歷史
ATIPATI Physical Therapy, Inc.COM CL A18,500$6.20 萬<0.1%+18,500新進歷史
IVRInvesco Mortgage Capital Inc.COM23,230$6.40 萬<0.1%−13,586−36.9%減碼歷史
CHSChico's Fas, Inc.COM12,487$6.70 萬<0.1%+12,487新進歷史
SQFTPresidio Property Trust, Inc.COM CL A17,184$6.70 萬<0.1%+4,777+38.5%加碼歷史
CIKUBS Asset Management Income Fund, Inc.COM20,028$6.80 萬<0.1%+64+0.3%加碼歷史
SOLOElectrameccanica Vehicles Corp.COM NEW29,893$6.80 萬<0.1%+2,651+9.7%加碼歷史
ZOMDFZomedica Corp.COM225,461$6.90 萬<0.1%−226,180−50.1%減碼歷史
ACHRArcher Aviation Inc.Stock11,909$7.10 萬<0.1%+349+3.0%加碼歷史
EOLSEvolus, Inc.COM11,000$7.10 萬<0.1%−100−0.9%減碼歷史
TDAYUSA TODAY Co., Inc.COM14,146$7.50 萬<0.1%−1,591−10.1%減碼歷史
SIENProject Sage Oldco, Inc.COM20,670$7.50 萬<0.1%−62−0.3%減碼歷史
AATCAutoscope Technologies CorpCOM12,051$7.50 萬<0.1%+12,051新進歷史
CNSLConsolidated Communications Holdings, Inc.COM10,225$7.60 萬<0.1%−6,701−39.6%減碼歷史
SIGASiga Technologies IncCOM10,290$7.70 萬<0.1%00.0%不變歷史
ASURAsure Software IncCOM10,183$7.90 萬<0.1%00.0%不變歷史
CCLDCareCloud, Inc.COM12,640$7.90 萬<0.1%+12,640新進歷史
AQBAquabounty Technologies IncCOM NEW37,918$7.90 萬<0.1%−15,486−29.0%減碼歷史
NEXANexa Resources S.A.COM10,310$8.10 萬<0.1%+10,310新進歷史
BCDABioCardia, Inc.COM42,307$8.20 萬<0.1%+25,815+156.5%加碼歷史
Qiwi PLC74735M108SPON ADR REP B10,304$8.20 萬<0.1%+10,304新進–
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM11,578$8.30 萬<0.1%−1,157−9.1%減碼歷史
SNDLSNDL Inc.COM143,827$8.30 萬<0.1%+3,362+2.4%加碼歷史
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM16,319$8.50 萬<0.1%−806−4.7%減碼歷史
PRVBProvention Bio, Inc.COM15,185$8.50 萬<0.1%−3,600−19.2%減碼歷史
HYLNHyliion Holdings Corp.COMMON STOCK13,880$8.60 萬<0.1%−31,639−69.5%減碼歷史
AUMNGolden Minerals CoCOM248,389$8.60 萬<0.1%−10,000−3.9%減碼歷史
CPRXCatalyst Pharmaceuticals, Inc.COM12,855$8.70 萬<0.1%+641+5.2%加碼歷史
IAGIamgold CorpCOM28,063$8.70 萬<0.1%−200−0.7%減碼歷史
KPTIKaryopharm Therapeutics Inc.COM13,690$8.80 萬<0.1%+950+7.5%加碼歷史
AVTXAvalo Therapeutics, Inc.COM52,000$8.80 萬<0.1%00.0%不變歷史
FUVArcimoto IncCOM11,588$9.00 萬<0.1%−140−1.2%減碼歷史
Camber Energy Inc13200M508COM106,950$9.00 萬<0.1%−3,350−3.0%減碼–
ORGNOrigin Materials, Inc.COM14,079$9.00 萬<0.1%+2,039+16.9%加碼歷史
CDECoeur Mining, Inc.COM NEW18,092$9.10 萬<0.1%−5,790−24.2%減碼歷史
BACKIMAC Holdings, Inc.COM80,000$9.10 萬<0.1%00.0%不變歷史
DYAIDyadic International IncCOM20,368$9.20 萬<0.1%+7,206+54.7%加碼歷史
Goldman Sachs BDC, Inc.38147UAB3NOTE 4.500% 4/092,000$9.20 萬<0.1%00.0%不變–
FROFrontline plcSHS NEW13,031$9.20 萬<0.1%+279+2.2%加碼歷史
HYZNHyzon Motors Inc.COMMON STOCK14,255$9.20 萬<0.1%+1,298+10.0%加碼歷史
ASTSAST SpaceMobile, Inc.COM CL A11,731$9.30 萬<0.1%+11,731新進歷史
APPHAppHarvest, Inc.COM23,956$9.30 萬<0.1%−26,425−52.5%減碼歷史
BlackRock Cap Invt Corp092533AC2NOTE 5.000% 6/193,000$9.30 萬<0.1%00.0%不變–
AIXCFF EAI Robotics Ecosystem Inc.COM87,510$9.30 萬<0.1%−50,000−36.4%減碼歷史
RESNResonant IncCOM54,675$9.30 萬<0.1%+4,906+9.9%加碼歷史
SVMSilvercorp Metals IncCOM25,087$9.40 萬<0.1%−2,435−8.8%減碼歷史
GRABGrab Holdings LtdCLASS A ORD13,200$9.40 萬<0.1%+13,200新進歷史
CVGICommercial Vehicle Group, Inc.COM11,750$9.40 萬<0.1%−2,000−14.5%減碼歷史
LCTXLineage Cell Therapeutics, Inc.COM38,629$9.40 萬<0.1%−5,310−12.1%減碼歷史
USAUU.S. Gold Corp.COM NEW10,567$9.40 萬<0.1%+10,567新進歷史
CIGEnergy Co of Minas GeraisSP ADR N-V PFD39,420$9.50 萬<0.1%+8,581+27.8%加碼歷史
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT17,950$9.60 萬<0.1%+2,580+16.8%加碼歷史
UWMCUWM Holdings CorpCOM CL A16,663$9.80 萬<0.1%−10,902−39.6%減碼歷史
ADILAdial Pharmaceuticals, Inc.COM36,461$9.80 萬<0.1%00.0%不變歷史
TOONKartoon Studios, Inc.COM94,086$9.80 萬<0.1%+66,000+235.0%加碼歷史
ALTOAlto Ingredients, Inc.COM20,816$10.0 萬<0.1%−163−0.8%減碼歷史
Ares Capital Corp04010LAW3NOTE 4.625% 3/088,000$10.0 萬<0.1%00.0%不變–
CVVCVD Equipment CorpCOM24,815$10.2 萬<0.1%+1,050+4.4%加碼歷史
Transglobe Energy Corp893662106COM34,000$10.2 萬<0.1%00.0%不變–
PCFHigh Income Securities FundSHS BEN INT12,019$10.3 萬<0.1%+12,019新進歷史
CXEMFS High Income Municipal TrustSH BEN INT20,298$10.3 萬<0.1%+50.0%加碼歷史
SBEASBEA Merger Sub LLCCOM CL A10,211$10.3 萬<0.1%+10,211新進歷史
VFFVillage Farms International, Inc.COM16,310$10.4 萬<0.1%−7,155−30.5%減碼歷史
Invesco High Income 2023 Tar46135X108COM11,205$10.4 萬<0.1%+53+0.5%加碼–
SPRUSpruce Power Holding CorpCOM CL A31,487$10.4 萬<0.1%−5,830−15.6%減碼歷史
Jack Creek Investment Corp.G4989X107UNIT 10/01/202310,490$10.4 萬<0.1%00.0%不變–
DIDIYDiDi Global Inc.SPONSORED ADS20,955$10.4 萬<0.1%−18,008−46.2%減碼歷史
HRTXHeron Therapeutics, Inc.COM11,602$10.5 萬<0.1%−19,458−62.6%減碼歷史

2021 年第 3 季之後清倉（179 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 179 檔。

Commonwealth Equity Services, LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS450,993$952.9 萬<0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB370,410$781.1 萬<0.1%歷史
iShares Tr46434VBK5IBONDS DEC21 ETF223,922$553.7 萬<0.1%–
PKOPIMCO Income Opportunity FundCOM211,881$519.3 萬<0.1%歷史
iShares Tr46435G789IBONDS DEC2021134,411$343.8 萬<0.1%–
EBSBMeridian Bancorp, Inc.COM150,215$311.8 萬<0.1%歷史
iShares Tr46435U226IBONDS 21 TRM HG114,204$275.9 萬<0.1%–
LGIHLGI Homes, Inc.COM16,794$238.3 萬<0.1%歷史
VERVEREIT, Inc.COM45,532$205.9 萬<0.1%歷史
CXPColumbia Property Trust, Inc.COM NEW95,923$182.4 萬<0.1%歷史
KSUKansas City SouthernCOM NEW6,431$174.0 萬<0.1%歷史
RPAIRetail Properties of America, Inc.CL A120,697$155.4 萬<0.1%歷史
Nuveen Select Tax Free Incom67063X100SH BEN INT88,739$152.8 萬<0.1%–
Bancorpsouth BK Tupelo Miss05971J102COM47,832$142.4 萬<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD45,034$137.0 萬<0.1%–
HRCHill-Rom Holdings, Inc.COM9,134$137.0 萬<0.1%歷史
Innovator ETFs Tr II45783G102LADRD FD S&P 50034,469$120.2 萬<0.1%–
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD44,558$107.2 萬<0.1%–
UPBDUpbound Group, Inc.COM18,081$101.6 萬<0.1%歷史
Rada Electr Inds LtdM81863124COM PAR NEW89,038$94.7 萬<0.1%–
KRAKraton CorpCOM18,150$82.8 萬<0.1%歷史
Simplify Exchange Traded Fun82889N103US EQT PLS CNVEX26,435$81.0 萬<0.1%–
AMGAffiliated Managers Group, Inc.Stock5,321$80.4 萬<0.1%歷史
ANFAbercrombie & Fitch CoCL A21,132$79.5 萬<0.1%歷史
CARAvis Budget Group, Inc.COM6,610$77.0 萬<0.1%歷史
INZYInozyme Pharma, Inc.COM65,781$76.2 萬<0.1%歷史
AXNXAxonics, Inc.COM11,645$75.7 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund32,346$74.3 萬<0.1%–
SFIXStitch Fix, Inc.Stock18,204$72.7 萬<0.1%歷史
Monmouth Real Estate Investment Corp609720107CL A37,672$70.2 萬<0.1%–
XRAYDentsply Sirona Inc.Stock12,031$69.8 萬<0.1%歷史
ALTAAltabancorpCOM15,653$69.1 萬<0.1%歷史
MAXRMaxar Technologies Inc.COM24,008$67.9 萬<0.1%歷史
BMBLBumble Inc.COM CL A13,464$67.2 萬<0.1%歷史
Exchange Listed FDS Tr30151E780QRAFT AI US MMTM18,641$65.0 萬<0.1%–
CBANColony Bankcorp IncCOM32,398$60.3 萬<0.1%歷史
CNBKACentury Bancorp IncCL A NON VTG4,984$57.4 萬<0.1%歷史
Nuveen Corporate Incm Noveme67077N106COM60,238$56.5 萬<0.1%–
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD31,407$51.3 萬<0.1%歷史
VMEOVimeo, Inc.COMMON STOCK16,348$48.0 萬<0.1%歷史
Nuveen Select Tax Free Incom67063C106SH BEN INT30,540$47.6 萬<0.1%–
BFHBread Financial Holdings, Inc.COM4,714$47.5 萬<0.1%歷史
SVBISevern Bancorp IncCOM37,313$46.7 萬<0.1%歷史
AMWLAmerican Well CorpCL A50,320$45.8 萬<0.1%歷史
MDPHawkeye Acquisition, Inc.COM8,174$45.5 萬<0.1%歷史
ACCDAccolade, Inc.COM10,629$44.8 萬<0.1%歷史
WHDCactus, Inc.CL A11,637$43.8 萬<0.1%歷史
FLXNFlexion Therapeutics IncCOM70,956$43.2 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM8,332$41.7 萬<0.1%歷史
CoreSite Realty Corp21870Q105COM2,856$39.5 萬<0.1%–
FRPTFreshpet, Inc.Stock2,603$37.1 萬<0.1%歷史
AXGNAxogen, Inc.COM23,301$36.8 萬<0.1%歷史
VXXBarclays Bank PLCETF12,916$35.9 萬<0.1%歷史
CVACovanta Holding CorpCOM17,343$34.8 萬<0.1%歷史
DAYDayforce, Inc.COM3,049$34.3 萬<0.1%歷史
CSTLCastle Biosciences IncCOM5,071$33.7 萬<0.1%歷史
LSPDLightspeed Commerce Inc.SUB VTG SHS3,468$33.4 萬<0.1%歷史
CDLXCardlytics, Inc.COM3,970$33.3 萬<0.1%歷史
JRVRJames River Group Holdings, Inc.COM8,703$32.8 萬<0.1%歷史
NPOEnpro Inc.COM3,716$32.3 萬<0.1%歷史
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,759$32.1 萬<0.1%–
STMPStamps.com IncCOM NEW965$31.8 萬<0.1%歷史
VLTInvesco High Income Trust IICOM21,669$31.6 萬<0.1%歷史
iShares Tr46435G250HIGH YLD SYSTM B5,898$30.5 萬<0.1%–
Amplify ETF Tr032108870INTL ONLINE6,702$30.5 萬<0.1%–
SWCHSwitch, Inc.CL A11,987$30.4 萬<0.1%歷史
Nuveen Diversified Divid & I6706EP105COM29,172$30.2 萬<0.1%–
Guggenheim CR Allocation FD40168G108COM14,512$30.0 萬<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD14,580$30.0 萬<0.1%歷史
Simplify Exchange Traded Fun82889N780TAIL RISK STRAT12,106$29.9 萬<0.1%–
ARCHArch Resources, Inc.CL A3,151$29.2 萬<0.1%歷史
STRAStrategic Education, Inc.COM4,121$29.0 萬<0.1%歷史
DMTKDermTech, Inc.COM9,037$29.0 萬<0.1%歷史
Hoegh LNG Partners LPY3262R100COM UNIT LTD58,723$28.8 萬<0.1%–
LSFLaird Superfood, Inc.COM STK15,034$28.6 萬<0.1%歷史
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN6,963$28.3 萬<0.1%–
IECIec Electronics CorpCOM18,350$28.1 萬<0.1%歷史
CELHCelsius Holdings, Inc.COM NEW3,092$27.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137Y500ZACKS MULT AST11,538$27.4 萬<0.1%–
REGIRenewable Energy Group, Inc.COM NEW5,446$27.3 萬<0.1%歷史
WOOFPetco Health & Wellness Company, Inc.CL A COM12,671$26.7 萬<0.1%歷史
XMQualtrics International Inc.COM CL A6,138$26.2 萬<0.1%歷史
ZIPZiprecruiter, Inc.CL A9,485$26.1 萬<0.1%歷史
CMPSCOMPASS Pathways plcSPONSORED ADS8,615$25.7 萬<0.1%歷史
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM18,002$25.5 萬<0.1%歷史
SBOWSilverbow Resources, Inc.COM10,303$25.2 萬<0.1%歷史
PCTPureCycle Technologies, Inc.COM18,864$25.0 萬<0.1%歷史
OXMOxford Industries IncCOM2,774$25.0 萬<0.1%歷史
SIGSignet Jewelers LtdSHS3,154$24.9 萬<0.1%歷史
FOXAFox CorpCL A COM6,189$24.8 萬<0.1%歷史
LILi Auto Inc.SPONSORED ADS9,163$24.0 萬<0.1%歷史
CGNTCognyte Software Ltd.ORD SHS11,611$23.8 萬<0.1%歷史
CRSRCorsair Gaming, Inc.COM9,159$23.7 萬<0.1%歷史
SNBRQSleep Number CorpCOM2,538$23.7 萬<0.1%歷史
KDMNKadmon Holdings, Inc.COM27,038$23.5 萬<0.1%歷史
IOVAIovance Biotherapeutics, Inc.COM9,491$23.4 萬<0.1%歷史
PMTSCPI Card Group Inc.COM NEW6,702$23.2 萬<0.1%歷史
XLRNAcceleron Pharma IncCOM1,349$23.2 萬<0.1%歷史
RAVNRaven Industries IncCOM3,980$22.9 萬<0.1%歷史
EVEREverQuote, Inc.COM CL A12,250$22.8 萬<0.1%歷史