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Livermore
Livermore
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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/1/31 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
3,643
較 2021 年第 3 季 +70
總值
$443.5 億
較 2021 年第 3 季 +$45.1 億 (+11.3%)
申報日
2022/1/31
SEC
Commonwealth Equity Services, LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAUAFAlmaden Minerals LtdCOM CL B12,845$3,000<0.1%−10,500−45.0%減碼歷史
Diffusion Pharmaceuticals IN253748305COM PAR10,143$3,000<0.1%00.0%不變–
SDEVStablecoin Development CorpCOM NEW10,030$3,000<0.1%00.0%不變歷史
Color Star Technology Co LtdG2287A100SHS NEW10,000$5,000<0.1%00.0%不變–
RNTXRein Therapeutics, Inc.COM10,800$6,000<0.1%−200−1.8%減碼歷史
RMTIRockwell Medical, Inc.COM15,960$6,000<0.1%00.0%不變歷史
DCOYDecoy Therapeutics Inc.COM NEW12,371$6,000<0.1%+12,371新進歷史
TRXTRX GOLD CorpCOM18,500$7,000<0.1%−666−3.5%減碼歷史
TRVNTrevena IncCOM13,821$8,000<0.1%−300−2.1%減碼歷史
UAMYUnited States Antimony CorpCOM18,790$9,000<0.1%00.0%不變歷史
GYREGyre Therapeutics, Inc.COM NEW10,000$9,000<0.1%00.0%不變歷史
CATXPerspective Therapeutics, Inc.COM26,284$1.00 萬<0.1%−13,500−33.9%減碼歷史
Redwood Tr Inc758075AC9NOTE 4.750% 8/110,000$1.00 萬<0.1%00.0%不變–
Teva Pharmaceutical Fin LLC88163VAE9DBCV 0.250% 2/011,000$1.00 萬<0.1%00.0%不變–
ASXCAsensus Surgical, Inc.COM10,747$1.10 萬<0.1%−18,273−63.0%減碼歷史
HEPAHepion Pharmaceuticals, Inc.COM10,000$1.10 萬<0.1%+10,000新進歷史
Valens Semiconductor Ltd.M9607U107*W EXP 12/12/20220,200$1.10 萬<0.1%+20,200新進–
NAKNorthern Dynasty Minerals LtdCOM NEW38,050$1.20 萬<0.1%00.0%不變歷史
GTEGran Tierra Energy Inc.COM16,438$1.20 萬<0.1%−1,050−6.0%減碼歷史
AQMSAqua Metals, Inc.COM11,197$1.30 萬<0.1%00.0%不變歷史
KALAKALA BIO, Inc.COM11,392$1.30 萬<0.1%−1,588−12.2%減碼歷史
Southwest Airls Co844741BG2NOTE 1.250% 5/010,000$1.30 萬<0.1%00.0%不變–
SPPISpectrum Pharmaceuticals IncCOM10,850$1.30 萬<0.1%00.0%不變歷史
ARTLArtelo Biosciences, Inc.COM NEW27,470$1.40 萬<0.1%+27,470新進歷史
CNSPCNS Pharmaceuticals, Inc.COM20,000$1.40 萬<0.1%00.0%不變歷史
Fireeye Inc31816QAD3NOTE 1.625% 6/015,000$1.40 萬<0.1%00.0%不變–
CBIOCrescent Biopharma, Inc.COM10,000$1.40 萬<0.1%00.0%不變歷史
Omeros Corp682143AE2NOTE 6.250%11/116,000$1.40 萬<0.1%+16,000新進–
Cybin Ord23256X100COM12,852$1.50 萬<0.1%+652+5.3%加碼–
AIFAAll In FutureTech Alliance, Inc.COM10,425$1.70 萬<0.1%00.0%不變歷史
COCPCocrystal Pharma, Inc.COM26,549$1.70 萬<0.1%+10,000+60.4%加碼歷史
EVFMEvofem Biosciences, Inc.COM45,367$1.70 萬<0.1%−25,173−35.7%減碼歷史
MBIOMustang Bio, Inc.COM10,525$1.70 萬<0.1%00.0%不變歷史
BIOLBiolase, IncCOM NEW46,396$1.80 萬<0.1%−3,000−6.1%減碼歷史
AMPEAmpio Pharmaceuticals, Inc.COM33,626$1.90 萬<0.1%−2,000−5.6%減碼歷史
MRKRMarker Therapeutics, Inc.COM20,465$1.90 萬<0.1%+1,436+7.5%加碼歷史
AGTCApplied Genetic Technologies CorpCOM10,614$2.00 萬<0.1%+10,614新進歷史
Forum Energy Technologies IN34984VAC4NOTE 9.000% 8/023,000$2.00 萬<0.1%+23,000新進–
New Relic, Inc.64829BAB6NOTE 0.500% 5/017,000$2.00 萬<0.1%+17,000新進–
VANIVivani Medical, Inc.COM NEW12,625$2.00 萬<0.1%+12,625新進歷史
Vonage Hldgs Corp92886TAJ1NOTE 1.750% 6/015,000$2.00 萬<0.1%+15,000新進–
YARWYarrow Bioscience, Inc.COM19,908$2.00 萬<0.1%00.0%不變歷史
OBSVObsEva SACOM10,284$2.00 萬<0.1%00.0%不變歷史
BSFCBlue Star Foods Corp.COM12,500$2.00 萬<0.1%+12,500新進歷史
Ares Capital Corp04010LAT0NOTE 3.750% 2/020,000$2.10 萬<0.1%00.0%不變–
Liberty Media Corp530715AL5DEB 3.750% 2/128,137$2.10 萬<0.1%−101−0.4%減碼–
UBXUnity Biotechnology, Inc.COM14,618$2.10 萬<0.1%+3,921+36.7%加碼歷史
DRRXDurect CorpCOM22,955$2.20 萬<0.1%+1,000+4.6%加碼歷史
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B40,493$2.30 萬<0.1%+40,493新進歷史
SDCSmileDirectClub, Inc.CL A COM10,079$2.30 萬<0.1%−2,811−21.8%減碼歷史
TPHSTrinity Place Holdings Inc.COM12,502$2.30 萬<0.1%+12,502新進歷史
YTRAYatra Online, Inc.ORD SHS13,775$2.30 萬<0.1%+1,250+10.0%加碼歷史
ASMAvino Silver & Gold Mines LtdCOM28,000$2.40 萬<0.1%+28,000新進歷史
CLRBCellectar Biosciences, Inc.COM PAR36,799$2.40 萬<0.1%+2,325+6.7%加碼歷史
EVGNEvogene Ltd.SHS15,223$2.40 萬<0.1%+1,125+8.0%加碼歷史
CFMSConformis IncCOM32,901$2.50 萬<0.1%+5,000+17.9%加碼歷史
Hexo Corp428304307COM NEW36,314$2.50 萬<0.1%+14,186+64.1%加碼–
SUNESUNation Energy, Inc.COM11,177$2.60 萬<0.1%+11,177新進歷史
GLDGGoldMining Inc.COM21,932$2.60 萬<0.1%00.0%不變歷史
Field Trip Health Ord31656R102COM11,200$2.70 萬<0.1%+11,200新進–
TXMDTherapeuticsMD, Inc.COM77,200$2.70 萬<0.1%−1,000−1.3%減碼歷史
RDHLRedHill Biopharma Ltd.SPONSORED ADS11,237$2.80 萬<0.1%−450−3.9%減碼歷史
CARMCarisma Therapeutics Inc.COM34,423$2.80 萬<0.1%−10,500−23.4%減碼歷史
XWELXWELL, Inc.COM14,136$2.80 萬<0.1%−1,100−7.2%減碼歷史
APTXAptinyx Inc.COM11,100$2.90 萬<0.1%+11,100新進歷史
LogicBio Therapeutics, Inc.54142F102COM12,908$2.90 萬<0.1%+72+0.6%加碼–
MTNBMatinas BioPharma Holdings, Inc.COM29,000$2.90 萬<0.1%−23,400−44.7%減碼歷史
Titan Med Inc88830X819COM NEW47,966$2.90 萬<0.1%−892−1.8%減碼–
ADMAAdma Biologics, Inc.COM23,010$3.20 萬<0.1%−2,000−8.0%減碼歷史
REIRing Energy, Inc.COM14,400$3.20 萬<0.1%−1,500−9.4%減碼歷史
VEONVEON Ltd.SPONSORED ADR18,867$3.20 萬<0.1%+18,867新進歷史
CRNTCeragon Networks LtdStock12,975$3.30 萬<0.1%+1,615+14.2%加碼歷史
PLXProtalix BioTherapeutics, Inc.COM40,290$3.30 萬<0.1%+40,290新進歷史
GTBPGT Biopharma, Inc.COM NEW11,052$3.30 萬<0.1%+11,052新進歷史
Western Digital Corp958102AP0NOTE 1.500% 2/033,000$3.30 萬<0.1%00.0%不變–
GALTGalectin Therapeutics IncCOM NEW16,902$3.40 萬<0.1%+5,000+42.0%加碼歷史
DNNDenison Mines Corp.COM26,043$3.50 萬<0.1%+3,104+13.5%加碼歷史
VGZVista Gold CorpCOM NEW50,000$3.50 萬<0.1%+50,000新進歷史
Emx Rty Corp26873J107COM16,019$3.60 萬<0.1%00.0%不變–
HIVEHIVE Digital Technologies Ltd.COM13,820$3.60 萬<0.1%−400−2.8%減碼歷史
NEWPNew Pacific Metals CorpCOMMON STOCK12,260$3.60 萬<0.1%+12,260新進歷史
OPTTOcean Power Technologies, Inc.COM NEW25,114$3.70 萬<0.1%+500+2.0%加碼歷史
AGENAgenus IncCOM NEW11,721$3.70 萬<0.1%−10,901−48.2%減碼歷史
GNCAGenocea Biosciences, Inc.COM NEW31,981$3.70 萬<0.1%+10,576+49.4%加碼歷史
RGLSRegulus Therapeutics Inc.COM NEW119,000$3.70 萬<0.1%+8,000+7.2%加碼歷史
UPHLUpHealth, Inc.COM17,025$3.80 萬<0.1%+2,500+17.2%加碼歷史
CCOClear Channel Outdoor Holdings, Inc.COM12,041$3.90 萬<0.1%00.0%不變歷史
TGBTrekor Metals LtdCOM19,595$4.00 萬<0.1%00.0%不變歷史
VTGNVistagen Therapeutics, Inc.COM NEW20,695$4.00 萬<0.1%−2,840−12.1%減碼歷史
NBEVNewAge, Inc.COM41,093$4.20 萬<0.1%−2,220−5.1%減碼歷史
SEELSeelos Therapeutics, Inc.COM26,361$4.20 萬<0.1%+2,000+8.2%加碼歷史
Beachbody Company, Inc.073463101COM CL A18,083$4.20 萬<0.1%+191+1.1%加碼–
CTXRCitius Pharmaceuticals, Inc.COM NEW28,339$4.30 萬<0.1%−5,977−17.4%減碼歷史
HOFVHall of Fame Resort & Entertainment CoCOM29,522$4.40 萬<0.1%+6,192+26.5%加碼歷史
New Gold Inc Cda644535106COM29,779$4.40 萬<0.1%+16,929+131.7%加碼–
New York Mtg Tr Inc649604AD7NOTE 6.250% 1/145,000$4.50 萬<0.1%00.0%不變–
DRKDarkHorse Technologies Inc.COM14,717$4.50 萬<0.1%+14,717新進歷史
NNBRNN IncCOM11,265$4.60 萬<0.1%00.0%不變歷史
ASMBAssembly Biosciences, Inc.COM19,949$4.60 萬<0.1%−350−1.7%減碼歷史
QTTBQ32 Bio Inc.COM12,797$4.60 萬<0.1%+1,035+8.8%加碼歷史

2021 年第 3 季之後清倉（179 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 179 檔。

Commonwealth Equity Services, LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS450,993$952.9 萬<0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB370,410$781.1 萬<0.1%歷史
iShares Tr46434VBK5IBONDS DEC21 ETF223,922$553.7 萬<0.1%–
PKOPIMCO Income Opportunity FundCOM211,881$519.3 萬<0.1%歷史
iShares Tr46435G789IBONDS DEC2021134,411$343.8 萬<0.1%–
EBSBMeridian Bancorp, Inc.COM150,215$311.8 萬<0.1%歷史
iShares Tr46435U226IBONDS 21 TRM HG114,204$275.9 萬<0.1%–
LGIHLGI Homes, Inc.COM16,794$238.3 萬<0.1%歷史
VERVEREIT, Inc.COM45,532$205.9 萬<0.1%歷史
CXPColumbia Property Trust, Inc.COM NEW95,923$182.4 萬<0.1%歷史
KSUKansas City SouthernCOM NEW6,431$174.0 萬<0.1%歷史
RPAIRetail Properties of America, Inc.CL A120,697$155.4 萬<0.1%歷史
Nuveen Select Tax Free Incom67063X100SH BEN INT88,739$152.8 萬<0.1%–
Bancorpsouth BK Tupelo Miss05971J102COM47,832$142.4 萬<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD45,034$137.0 萬<0.1%–
HRCHill-Rom Holdings, Inc.COM9,134$137.0 萬<0.1%歷史
Innovator ETFs Tr II45783G102LADRD FD S&P 50034,469$120.2 萬<0.1%–
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD44,558$107.2 萬<0.1%–
UPBDUpbound Group, Inc.COM18,081$101.6 萬<0.1%歷史
Rada Electr Inds LtdM81863124COM PAR NEW89,038$94.7 萬<0.1%–
KRAKraton CorpCOM18,150$82.8 萬<0.1%歷史
Simplify Exchange Traded Fun82889N103US EQT PLS CNVEX26,435$81.0 萬<0.1%–
AMGAffiliated Managers Group, Inc.Stock5,321$80.4 萬<0.1%歷史
ANFAbercrombie & Fitch CoCL A21,132$79.5 萬<0.1%歷史
CARAvis Budget Group, Inc.COM6,610$77.0 萬<0.1%歷史
INZYInozyme Pharma, Inc.COM65,781$76.2 萬<0.1%歷史
AXNXAxonics, Inc.COM11,645$75.7 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund32,346$74.3 萬<0.1%–
SFIXStitch Fix, Inc.Stock18,204$72.7 萬<0.1%歷史
Monmouth Real Estate Investment Corp609720107CL A37,672$70.2 萬<0.1%–
XRAYDentsply Sirona Inc.Stock12,031$69.8 萬<0.1%歷史
ALTAAltabancorpCOM15,653$69.1 萬<0.1%歷史
MAXRMaxar Technologies Inc.COM24,008$67.9 萬<0.1%歷史
BMBLBumble Inc.COM CL A13,464$67.2 萬<0.1%歷史
Exchange Listed FDS Tr30151E780QRAFT AI US MMTM18,641$65.0 萬<0.1%–
CBANColony Bankcorp IncCOM32,398$60.3 萬<0.1%歷史
CNBKACentury Bancorp IncCL A NON VTG4,984$57.4 萬<0.1%歷史
Nuveen Corporate Incm Noveme67077N106COM60,238$56.5 萬<0.1%–
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD31,407$51.3 萬<0.1%歷史
VMEOVimeo, Inc.COMMON STOCK16,348$48.0 萬<0.1%歷史
Nuveen Select Tax Free Incom67063C106SH BEN INT30,540$47.6 萬<0.1%–
BFHBread Financial Holdings, Inc.COM4,714$47.5 萬<0.1%歷史
SVBISevern Bancorp IncCOM37,313$46.7 萬<0.1%歷史
AMWLAmerican Well CorpCL A50,320$45.8 萬<0.1%歷史
MDPHawkeye Acquisition, Inc.COM8,174$45.5 萬<0.1%歷史
ACCDAccolade, Inc.COM10,629$44.8 萬<0.1%歷史
WHDCactus, Inc.CL A11,637$43.8 萬<0.1%歷史
FLXNFlexion Therapeutics IncCOM70,956$43.2 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM8,332$41.7 萬<0.1%歷史
CoreSite Realty Corp21870Q105COM2,856$39.5 萬<0.1%–
FRPTFreshpet, Inc.Stock2,603$37.1 萬<0.1%歷史
AXGNAxogen, Inc.COM23,301$36.8 萬<0.1%歷史
VXXBarclays Bank PLCETF12,916$35.9 萬<0.1%歷史
CVACovanta Holding CorpCOM17,343$34.8 萬<0.1%歷史
DAYDayforce, Inc.COM3,049$34.3 萬<0.1%歷史
CSTLCastle Biosciences IncCOM5,071$33.7 萬<0.1%歷史
LSPDLightspeed Commerce Inc.SUB VTG SHS3,468$33.4 萬<0.1%歷史
CDLXCardlytics, Inc.COM3,970$33.3 萬<0.1%歷史
JRVRJames River Group Holdings, Inc.COM8,703$32.8 萬<0.1%歷史
NPOEnpro Inc.COM3,716$32.3 萬<0.1%歷史
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,759$32.1 萬<0.1%–
STMPStamps.com IncCOM NEW965$31.8 萬<0.1%歷史
VLTInvesco High Income Trust IICOM21,669$31.6 萬<0.1%歷史
iShares Tr46435G250HIGH YLD SYSTM B5,898$30.5 萬<0.1%–
Amplify ETF Tr032108870INTL ONLINE6,702$30.5 萬<0.1%–
SWCHSwitch, Inc.CL A11,987$30.4 萬<0.1%歷史
Nuveen Diversified Divid & I6706EP105COM29,172$30.2 萬<0.1%–
Guggenheim CR Allocation FD40168G108COM14,512$30.0 萬<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD14,580$30.0 萬<0.1%歷史
Simplify Exchange Traded Fun82889N780TAIL RISK STRAT12,106$29.9 萬<0.1%–
ARCHArch Resources, Inc.CL A3,151$29.2 萬<0.1%歷史
STRAStrategic Education, Inc.COM4,121$29.0 萬<0.1%歷史
DMTKDermTech, Inc.COM9,037$29.0 萬<0.1%歷史
Hoegh LNG Partners LPY3262R100COM UNIT LTD58,723$28.8 萬<0.1%–
LSFLaird Superfood, Inc.COM STK15,034$28.6 萬<0.1%歷史
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN6,963$28.3 萬<0.1%–
IECIec Electronics CorpCOM18,350$28.1 萬<0.1%歷史
CELHCelsius Holdings, Inc.COM NEW3,092$27.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137Y500ZACKS MULT AST11,538$27.4 萬<0.1%–
REGIRenewable Energy Group, Inc.COM NEW5,446$27.3 萬<0.1%歷史
WOOFPetco Health & Wellness Company, Inc.CL A COM12,671$26.7 萬<0.1%歷史
XMQualtrics International Inc.COM CL A6,138$26.2 萬<0.1%歷史
ZIPZiprecruiter, Inc.CL A9,485$26.1 萬<0.1%歷史
CMPSCOMPASS Pathways plcSPONSORED ADS8,615$25.7 萬<0.1%歷史
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM18,002$25.5 萬<0.1%歷史
SBOWSilverbow Resources, Inc.COM10,303$25.2 萬<0.1%歷史
PCTPureCycle Technologies, Inc.COM18,864$25.0 萬<0.1%歷史
OXMOxford Industries IncCOM2,774$25.0 萬<0.1%歷史
SIGSignet Jewelers LtdSHS3,154$24.9 萬<0.1%歷史
FOXAFox CorpCL A COM6,189$24.8 萬<0.1%歷史
LILi Auto Inc.SPONSORED ADS9,163$24.0 萬<0.1%歷史
CGNTCognyte Software Ltd.ORD SHS11,611$23.8 萬<0.1%歷史
CRSRCorsair Gaming, Inc.COM9,159$23.7 萬<0.1%歷史
SNBRQSleep Number CorpCOM2,538$23.7 萬<0.1%歷史
KDMNKadmon Holdings, Inc.COM27,038$23.5 萬<0.1%歷史
IOVAIovance Biotherapeutics, Inc.COM9,491$23.4 萬<0.1%歷史
PMTSCPI Card Group Inc.COM NEW6,702$23.2 萬<0.1%歷史
XLRNAcceleron Pharma IncCOM1,349$23.2 萬<0.1%歷史
RAVNRaven Industries IncCOM3,980$22.9 萬<0.1%歷史
EVEREverQuote, Inc.COM CL A12,250$22.8 萬<0.1%歷史