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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/11 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
3,520
較 2021 年第 1 季 +124
總值
$393.9 億
較 2021 年第 1 季 +$40.4 億 (+11.4%)
申報日
2021/8/11
SEC
Commonwealth Equity Services, LLC 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM17,052$8.50 萬<0.1%+68+0.4%加碼歷史
AVGRAvinger IncCOM72,272$8.80 萬<0.1%−3,000−4.0%減碼歷史
TLMDSOC Telemed, Inc.COM CL A15,580$8.80 萬<0.1%+2,000+14.7%加碼歷史
SDCSmileDirectClub, Inc.CL A COM10,321$8.90 萬<0.1%+10,321新進歷史
ASURAsure Software IncCOM10,172$9.00 萬<0.1%00.0%不變歷史
Enerplus Corp292766102COM12,751$9.10 萬<0.1%−230−1.8%減碼–
ProShares Tr74347G861ULTRAPRO SHT QQQ10,000$9.10 萬<0.1%−10,000−50.0%減碼–
TDAYUSA TODAY Co., Inc.COM17,012$9.30 萬<0.1%−1,491−8.1%減碼歷史
BGCBGC Group, Inc.CL A16,492$9.30 萬<0.1%+40.0%加碼歷史
BlackRock Cap Invt Corp092533AC2NOTE 5.000% 6/193,000$9.30 萬<0.1%−10,000−9.7%減碼–
Goldman Sachs BDC, Inc.38147UAB3NOTE 4.500% 4/092,000$9.40 萬<0.1%00.0%不變–
NBEVNewAge, Inc.COM42,518$9.40 萬<0.1%+22,940+117.2%加碼歷史
Ares Capital Corp04010LAW3NOTE 4.625% 3/088,000$9.50 萬<0.1%00.0%不變–
HOFVHall of Fame Resort & Entertainment CoCOM24,414$9.50 萬<0.1%+24,414新進歷史
TELFYTelefonica S ASPONSORED ADR20,386$9.50 萬<0.1%+2,069+11.3%加碼歷史
GGALGrupo Financiero Galicia SASPONSORED ADR11,173$9.60 萬<0.1%+11,173新進歷史
UPHLUpHealth, Inc.COM14,525$9.70 萬<0.1%+14,525新進歷史
KODKEastman Kodak CoCOM NEW11,993$9.90 萬<0.1%−4,254−26.2%減碼歷史
Thayer Ventures Acqu Corp88332T100COM CL A10,000$10.0 萬<0.1%+10,000新進–
ALITAlight, Inc. / DelawareCOM CL A10,377$10.1 萬<0.1%+10,377新進歷史
EDUNew Oriental Education & Technology Group Inc.SPON ADR12,390$10.1 萬<0.1%+12,390新進歷史
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM13,587$10.2 萬<0.1%−174−1.3%減碼歷史
IGAVoya Global Advantage & Premium Opportunity FundCOM10,415$10.2 萬<0.1%−7,317−41.3%減碼歷史
EVFMEvofem Biosciences, Inc.COM91,267$10.3 萬<0.1%+54,069+145.4%加碼歷史
ACGNAceragen, Inc.COM PAR86,662$10.3 萬<0.1%+49,125+130.9%加碼歷史
Navsight Hldgs Inc639358100CL A10,500$10.4 萬<0.1%00.0%不變–
Jack Creek Investment Corp.G4989X107UNIT 10/01/202310,490$10.5 萬<0.1%+38+0.4%加碼–
Sandstorm Gold Ltd Com New80013R206Stock13,552$10.6 萬<0.1%+148+1.1%加碼–
CVVCVD Equipment CorpCOM23,765$10.6 萬<0.1%00.0%不變歷史
OSUROrasure Technologies IncCOM10,521$10.6 萬<0.1%−584−5.3%減碼歷史
PUMPProPetro Holding Corp.COM11,752$10.7 萬<0.1%+500+4.4%加碼歷史
Custom Truck One23204X111COM46,500$10.7 萬<0.1%+46,500新進–
CXEMFS High Income Municipal TrustSH BEN INT20,288$10.7 萬<0.1%+26+0.1%加碼歷史
OCSLOaktree Specialty Lending CorpCOM16,065$10.7 萬<0.1%+1,350+9.2%加碼歷史
Invesco High Income 2023 Tar46135X108COM11,102$10.8 萬<0.1%+59+0.5%加碼–
ATHXAthersys, IncCOM76,284$10.9 萬<0.1%−2,707−3.4%減碼歷史
AGENAgenus IncCOM NEW20,121$11.0 萬<0.1%+1,000+5.2%加碼歷史
EODAllspring Global Dividend Opportunity FundCOM19,437$11.2 萬<0.1%+37+0.2%加碼歷史
RFILR F Industries LtdCOM PAR $0.0115,016$11.2 萬<0.1%−8,500−36.1%減碼歷史
FROFrontline plcSHS NEW12,461$11.2 萬<0.1%−36,983−74.8%減碼歷史
LITSLite Strategy, Inc.COM NEW40,000$11.4 萬<0.1%00.0%不變歷史
Gabelli Equity Tr Inc362397218RIGHT 07/14/2021980,280$11.4 萬<0.1%+980,280新進–
Theratechnologies Inc88338H100COM29,700$11.5 萬<0.1%00.0%不變–
PRPHProPhase Labs, Inc.COM18,866$11.6 萬<0.1%+930+5.2%加碼歷史
ELMDElectromed, Inc.Stock10,417$11.7 萬<0.1%00.0%不變歷史
XFLTXAI Floating Rate & Alternative Income TrustCOM12,807$12.2 萬<0.1%+884+7.4%加碼歷史
SNDLSNDL Inc.COM130,539$12.3 萬<0.1%+61,619+89.4%加碼歷史
VERUVeru Inc.COM15,292$12.3 萬<0.1%+1,000+7.0%加碼歷史
VGIVirtus Global Multi-Sector Income FundCOM10,442$12.4 萬<0.1%00.0%不變歷史
CBHVirtus Convertible & Income 2024 Target Term FundCOM11,900$12.4 萬<0.1%00.0%不變歷史
TXMDTherapeuticsMD, Inc.COM105,700$12.5 萬<0.1%+57,600+119.8%加碼歷史
RIVERiverview Financial CorpCOM11,044$12.6 萬<0.1%−3,000−21.4%減碼歷史
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR18,877$12.7 萬<0.1%−1,700−8.3%減碼歷史
USAUU.S. Gold Corp.COM NEW11,741$13.0 萬<0.1%−6,903−37.0%減碼歷史
Guggenheim Enhanced Equity I40167B100COM15,127$13.0 萬<0.1%−790−5.0%減碼–
Hexo Corp428304307COM NEW22,527$13.0 萬<0.1%−1,010−4.3%減碼–
UPWheels Up Experience Inc.COM13,050$13.0 萬<0.1%+13,050新進歷史
BlackRock 2022 GBL Incm Opp09258P104COM14,188$13.1 萬<0.1%−1,720−10.8%減碼–
EGOEldorado Gold CorpCOM13,351$13.2 萬<0.1%−100−0.7%減碼歷史
ALTGAlta Equipment Group Inc.COMMON STOCK10,000$13.2 萬<0.1%00.0%不變歷史
NRONeuberger Real Estate Securities Income Fund IncCOM26,579$13.3 萬<0.1%+4,411+19.9%加碼歷史
GLADGladstone Capital CorpCOM11,649$13.3 萬<0.1%+505+4.5%加碼歷史
ALTOAlto Ingredients, Inc.COM21,979$13.4 萬<0.1%+5,463+33.1%加碼歷史
MEHCQChrome Holding Co.CLASS A COM11,610$13.5 萬<0.1%+11,610新進歷史
SIENProject Sage Oldco, Inc.COM17,170$13.6 萬<0.1%+5,000+41.1%加碼歷史
VSTMVerastem, Inc.COM33,550$13.6 萬<0.1%−2,500−6.9%減碼歷史
First Tr MLP & Energy Incom33739B104COM17,365$13.7 萬<0.1%−877−4.8%減碼–
EOLSEvolus, Inc.COM11,100$14.0 萬<0.1%−1,000−8.3%減碼歷史
BRMKBroadmark Realty Capital Inc.COM13,246$14.0 萬<0.1%+1,966+17.4%加碼歷史
APTSPreferred Apartment Communities IncCOM14,461$14.0 萬<0.1%+120+0.8%加碼歷史
CIOCity Office REIT, Inc.COM11,381$14.1 萬<0.1%−4,111−26.5%減碼歷史
MCNXAI Madison Equity Premium Income FundCOM17,524$14.1 萬<0.1%+6,101+53.4%加碼歷史
PRETQPennsylvania Real Estate Investment TrustSH BEN INT56,901$14.1 萬<0.1%−10,000−14.9%減碼歷史
VFLabrdn National Municipal Income FundCEF10,078$14.2 萬<0.1%+10,078新進歷史
CTSOCytosorbents CorpCOM NEW18,923$14.2 萬<0.1%+1,738+10.1%加碼歷史
IVRInvesco Mortgage Capital Inc.COM36,886$14.3 萬<0.1%−2,904−7.3%減碼歷史
PHDPioneer Floating Rate Fund, Inc.COM12,000$14.3 萬<0.1%−1,000−7.7%減碼歷史
CNSLConsolidated Communications Holdings, Inc.COM16,586$14.5 萬<0.1%+36+0.2%加碼歷史
Beachbody Company, Inc.073463101COM CL A13,975$14.5 萬<0.1%+13,975新進–
GERNGeron CorpCOM104,308$14.7 萬<0.1%+15,515+17.5%加碼歷史
BTGB2GOLD CorpCOM35,101$14.7 萬<0.1%+21,625+160.5%加碼歷史
NXDTNexpoint Diversified Real Estate TrustCOM NEW10,780$14.8 萬<0.1%−325−2.9%減碼歷史
FNCBFNCB Bancorp, Inc.COM20,418$14.8 萬<0.1%+7,406+56.9%加碼歷史
ISBCInvestors Bancorp, Inc.COM10,395$14.8 萬<0.1%+333+3.3%加碼歷史
BRWSaba Capital Income & Opportunities FundSHARES31,735$14.9 萬<0.1%+31,735新進歷史
ZIVOZivo Bioscience, Inc.COM NEW31,636$14.9 萬<0.1%+31,636新進歷史
MHFWestern Asset Municipal High Income Fund Inc.COM17,944$15.1 萬<0.1%−605−3.3%減碼歷史
Ivy High Income Opportunitie465893105COM10,787$15.1 萬<0.1%−3,905−26.6%減碼–
CONXCONX Corp.COM CL A15,500$15.2 萬<0.1%00.0%不變歷史
ASGLiberty All Star Growth Fund Inc.COM17,139$15.2 萬<0.1%+5,994+53.8%加碼歷史
LCTXLineage Cell Therapeutics, Inc.COM54,339$15.4 萬<0.1%+6,014+12.4%加碼歷史
IMGNImmunoGen, Inc.COM23,506$15.4 萬<0.1%−20,580−46.7%減碼歷史
Star Equity Holdings, Inc.85513Q103COM50,000$15.5 萬<0.1%00.0%不變–
ZTRVirtus Total Return Fund Inc.COM16,176$15.6 萬<0.1%+4,846+42.8%加碼歷史
PRVBProvention Bio, Inc.COM18,596$15.6 萬<0.1%+669+3.7%加碼歷史
GFIGold Fields LtdSPONSORED ADR17,716$15.7 萬<0.1%+3,111+21.3%加碼歷史
TRTXTPG RE Finance Trust, Inc.COM11,735$15.7 萬<0.1%−7,769−39.8%減碼歷史
AWHLAspira Women's Health Inc.COM28,000$15.7 萬<0.1%00.0%不變歷史
ACHRArcher Aviation Inc.COM15,840$15.7 萬<0.1%+855+5.7%加碼歷史
RESNResonant IncCOM49,334$15.8 萬<0.1%+24,620+99.6%加碼歷史

2021 年第 1 季之後清倉(124 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 124 檔。

Commonwealth Equity Services, LLC 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
FS KKR Cap Corp II35952V303COM4,219,729$8,241 萬0.2%–
GW Pharmaceuticals PLC36197T103ADS22,517$488.3 萬<0.1%–
Aphria Inc03765K104COM259,231$476.2 萬<0.1%–
ProShares Tr74347B714SHORT QQQ NEW330,324$459.4 萬<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF102,355$311.2 萬<0.1%–
iShares Tr464288430ASIA 50 ETF27,150$250.2 萬<0.1%–
BSYBentley Systems IncCOM CL B42,399$198.9 萬<0.1%歷史
SNBRQSleep Number CorpCOM12,972$186.1 萬<0.1%歷史
IAC Interactivecorp New44891N109COM8,583$185.6 萬<0.1%–
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR58,945$157.3 萬<0.1%–
Colony Cap Inc New19626G108CL A COM202,816$131.4 萬<0.1%–
Varian Med Sys Inc92220P105COM7,394$130.5 萬<0.1%–
TCF Finl Corp872307103COM23,818$110.6 萬<0.1%–
COHUCohu IncCOM23,066$96.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V522RYMND JMS SB 116,260$94.0 萬<0.1%–
iShares Inc464286251JP MRG EM CRP BD16,860$87.6 萬<0.1%–
Flir Sys Inc302445101COM15,306$86.4 萬<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A48,976$83.9 萬<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B29,750$82.1 萬<0.1%–
AMBAAmbarella IncSHS7,836$78.6 萬<0.1%歷史
iShares Tr46436E7180-3 MTH TREASURY7,186$71.8 萬<0.1%–
Forest Road Acquisition Corp34619R102COM70,623$71.4 萬<0.1%–
Colony CR Real Estate Inc19625T101COM CL A77,761$66.2 萬<0.1%–
Star Peak Energy Transition855185104CL A24,264$64.4 萬<0.1%–
Western Asset Mun Def Opp Tr95768A109COM29,661$62.6 萬<0.1%–
COOPMaverick Merger Sub 2, LLCCOM16,244$56.4 萬<0.1%歷史
Global X FDS37954Y434GENOMIC BIOTECH23,077$51.8 萬<0.1%–
AMRCAmeresco, Inc.CL A10,620$51.6 萬<0.1%歷史
ROCKGibraltar Industries, Inc.COM4,969$45.4 萬<0.1%歷史
BlackRock Munienhanced FD IN09253Y100COM38,134$45.0 萬<0.1%–
MSGSMadison Square Garden Sports Corp.CL A2,479$44.4 萬<0.1%歷史
Inphi Corp45772F107COM2,425$43.2 萬<0.1%–
DQDaqo New Energy Corp.SPNSRD ADS NEW5,203$39.2 萬<0.1%歷史
Nic Inc62914B100COM11,274$38.2 萬<0.1%–
QTSQTS Realty Trust, Inc.COM CL A5,889$36.5 萬<0.1%歷史
WLLWhiting Holdings LLCCOM NEW9,967$35.3 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q613US AGGREGATE12,722$34.1 萬<0.1%–
CMBMFCambium Networks CorpSHS7,309$34.1 萬<0.1%歷史
iShares Tr46428865310-20 YR TRS ETF2,307$32.3 萬<0.1%–
RBNCReliant Bancorp, Inc.COM11,232$32.2 萬<0.1%歷史
Jaws Acquisition CorpG50744104SHS24,250$32.1 萬<0.1%–
SEMSelect Medical Holdings CorpCOM9,322$31.7 萬<0.1%歷史
BWFGBankwell Financial Group, Inc.COM11,759$31.6 萬<0.1%歷史
PLCEChildrens Place, Inc.COM4,530$31.5 萬<0.1%歷史
CMCOColumbus McKinnon CorpCOM5,771$30.4 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,588$30.3 萬<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,433$29.0 萬<0.1%–
Highcape Cap Acquisition Cor42984L105COM CL A24,305$28.9 萬<0.1%–
PEverpure, Inc.CL A13,248$28.5 萬<0.1%歷史
QTRXQuanterix CorpCOM4,750$27.7 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202627,435$27.7 萬<0.1%–
IRDMIridium Communications Inc.COM6,713$27.6 萬<0.1%歷史
Alpha Architect ETF Tr02072L201INTL QUAN VALUE9,332$26.9 萬<0.1%–
AGXArgan IncStock4,714$25.1 萬<0.1%歷史
Agf Invts Tr00110G408US MARKET NETRL14,636$25.0 萬<0.1%–
Northern LTS FD Tr IV66538H369INSPIRE FAITH MD8,610$25.0 萬<0.1%–
ONEM1Life Healthcare IncCOM6,341$24.7 萬<0.1%歷史
IBKRInteractive Brokers Group, Inc.Stock3,340$24.4 萬<0.1%歷史
VanEck ETF Trust92189F460CEF MUNI INCOME8,396$24.0 萬<0.1%–
TLNDTalend S.A.ADS3,762$23.9 萬<0.1%歷史
AXNXAxonics, Inc.COM3,984$23.8 萬<0.1%歷史
Goldman Sachs ETF Tr381430396JUST US LRG CP4,072$23.5 萬<0.1%–
First Tr Exch Traded FD III33739P707RIVR FRNT DYN3,149$23.1 萬<0.1%–
TNCTennant CoCOM2,879$23.0 萬<0.1%歷史
ENOVEnovis CORPCOM5,251$23.0 萬<0.1%歷史
LMNXLuminex CorpCOM7,207$22.9 萬<0.1%歷史
ETF Ser Solutions26922B204DEFIANCE NXT GN8,655$22.8 萬<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.7,282$22.7 萬<0.1%–
PCRXPacira BioSciences, Inc.COM3,229$22.6 萬<0.1%歷史
KYNBKyntra Bio, Inc.COM6,537$22.6 萬<0.1%歷史
PFPTProofpoint IncCOM1,785$22.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E123S&P SMLCP INDL2,379$22.3 萬<0.1%–
ARRYArray Technologies, Inc.COM SHS7,448$22.2 萬<0.1%歷史
ADCAgree Realty CorpCOM3,259$21.9 萬<0.1%歷史
ETF Managers Tr26924G805WEDBUSH ETFMG4,564$21.9 萬<0.1%–
MTS Sys Corp553777103COM3,704$21.5 萬<0.1%–
PJTPJT Partners Inc.COM CL A3,165$21.4 萬<0.1%歷史
SAFTSafety Insurance Group IncCOM2,537$21.3 萬<0.1%歷史
ALSumisho Air Lease CorpCL A4,334$21.2 萬<0.1%歷史
Textainer Group Holdings LtdG8766E109SHS7,425$21.2 萬<0.1%–
Voya Prime Rate Tr92913A100SH BEN INT44,374$20.5 萬<0.1%–
iShares Tr4642881253YRTB ETF2,493$20.3 萬<0.1%–
WisdomTree Tr97717W521JAPAN OPPOR FD4,474$20.1 萬<0.1%–
PRLBProto Labs IncCOM1,640$19.9 萬<0.1%歷史
BlackRock New York Mun Incom09249U105COM13,874$19.9 萬<0.1%–
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT20,000$19.6 萬<0.1%–
CLDRCloudera, Inc.COM16,092$19.5 萬<0.1%歷史
NSNuStar Energy L.P.UNIT COM11,420$19.5 萬<0.1%歷史
Rignet Inc766582100COM22,000$19.1 萬<0.1%–
Northern Genesis Acquisition66516T104COMMON STOCK11,701$19.0 萬<0.1%–
Thunder BRDG Acquistion II LG8857S116CL A SHS17,457$18.1 萬<0.1%–
CCIFCarlyle Credit Income FundSHS BEN INT17,312$17.8 萬<0.1%歷史
AUPHAurinia Pharmaceuticals Inc.COM13,578$17.6 萬<0.1%歷史
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT10,579$17.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS17,306$17.0 萬<0.1%歷史
Paysafe LtdG6964L115*W EXP 08/11/20236,046$15.6 萬<0.1%–
BlackRock New York Mun Incom09249R102COM10,251$15.5 萬<0.1%–
BlackRock Mass Tax-Exempt Tr09258E109SH BEN INT11,361$15.1 萬<0.1%–
UONEUrban One, Inc.CL A27,600$14.8 萬<0.1%歷史
GEOGeo Group IncCOM18,813$14.5 萬<0.1%歷史