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Livermore
Livermore
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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2021 年第 2 季持倉

持倉截至 2021/6/30，2021/8/11 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
3,520
較 2021 年第 1 季 +124
總值
$393.9 億
較 2021 年第 1 季 +$40.4 億 (+11.4%)
申報日
2021/8/11
SEC
Commonwealth Equity Services, LLC 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SDEVStablecoin Development CorpCOM NEW10,030$6,000<0.1%+10,030新進歷史
Diffusion Pharmaceuticals IN253748305COM PAR10,143$7,000<0.1%00.0%不變–
Acasti Pharma Inc00430K402CL A NEW15,700$8,000<0.1%+15,700新進–
TRXTRX GOLD CorpCOM18,500$9,000<0.1%00.0%不變歷史
Redwood Tr Inc758075AC9NOTE 4.750% 8/110,000$1.00 萬<0.1%00.0%不變–
Teva Pharmaceutical Fin LLC88163VAE9DBCV 0.250% 2/011,000$1.00 萬<0.1%00.0%不變–
Color Star Technology Co LtdG2287A100SHS NEW10,000$1.00 萬<0.1%00.0%不變–
AAUAFAlmaden Minerals LtdCOM CL B23,345$1.10 萬<0.1%00.0%不變歷史
REEDReed's, Inc.COM11,350$1.10 萬<0.1%00.0%不變歷史
BlackRock Science & Technolo09258G112RIGHT 07/14/202119,626$1.20 萬<0.1%+19,626新進–
NAKNorthern Dynasty Minerals LtdCOM NEW28,050$1.30 萬<0.1%+3,498+14.2%加碼歷史
RNTXRein Therapeutics, Inc.COM11,000$1.30 萬<0.1%00.0%不變歷史
GTEGran Tierra Energy Inc.COM18,488$1.30 萬<0.1%−9,000−32.7%減碼歷史
CFMSConformis IncCOM12,901$1.40 萬<0.1%00.0%不變歷史
Southwest Airls Co844741BG2NOTE 1.250% 5/010,000$1.50 萬<0.1%00.0%不變–
Aenza S.A.A00776D103SPONSORED ADS10,189$1.70 萬<0.1%00.0%不變–
BXRXBaudax Bio, Inc.COM23,025$1.70 萬<0.1%00.0%不變歷史
UAMYUnited States Antimony CorpCOM18,500$1.80 萬<0.1%00.0%不變歷史
CWBRCohBar, Inc.COM13,579$1.90 萬<0.1%−6,615−32.8%減碼歷史
RMTIRockwell Medical, Inc.COM20,960$1.90 萬<0.1%00.0%不變歷史
Ares Capital Corp04010LAT0NOTE 3.750% 2/020,000$2.00 萬<0.1%00.0%不變–
COCPCocrystal Pharma, Inc.COM16,500$2.00 萬<0.1%+5,000+43.5%加碼歷史
TONXTON Strategy CoCOM10,114$2.00 萬<0.1%+10,114新進歷史
LGMKLogicMark, Inc.COM NEW24,353$2.10 萬<0.1%−10,750−30.6%減碼歷史
XWELXWELL, Inc.COM14,700$2.20 萬<0.1%+1,500+11.4%加碼歷史
CRBPCorbus Pharmaceuticals Holdings, Inc.COM12,603$2.30 萬<0.1%00.0%不變歷史
CBIOCrescent Biopharma, Inc.COM10,000$2.30 萬<0.1%00.0%不變歷史
TRVNTrevena IncCOM14,521$2.40 萬<0.1%−2,522−14.8%減碼歷史
ITRMIterum Therapeutics plcSHS11,700$2.70 萬<0.1%−6,800−36.8%減碼歷史
MTNBMatinas BioPharma Holdings, Inc.COM36,500$2.80 萬<0.1%00.0%不變歷史
YTRAYatra Online, Inc.ORD SHS12,525$2.80 萬<0.1%+150+1.2%加碼歷史
GTT Communications, Inc.362393100COM12,600$3.00 萬<0.1%+12,600新進–
CCOClear Channel Outdoor Holdings, Inc.COM12,041$3.10 萬<0.1%00.0%不變歷史
GLDGGoldMining Inc.COM21,932$3.10 萬<0.1%+400+1.9%加碼歷史
CATXPerspective Therapeutics, Inc.COM39,784$3.10 萬<0.1%00.0%不變歷史
Atlas Air Worldwide Hldgs IN049164BH8NOTE 2.250% 6/030,000$3.20 萬<0.1%00.0%不變–
CLRBCellectar Biosciences, Inc.COM PAR26,992$3.20 萬<0.1%+4,047+17.6%加碼歷史
OBSVObsEva SACOM10,569$3.20 萬<0.1%+10,569新進歷史
MBIOMustang Bio, Inc.COM10,525$3.40 萬<0.1%+10,525新進歷史
DRRXDurect CorpCOM21,955$3.50 萬<0.1%00.0%不變歷史
PTNPalatin Technologies IncCOM PAR $ .0158,665$3.50 萬<0.1%+40+0.1%加碼歷史
Western Digital Corp958102AP0NOTE 1.500% 2/033,000$3.50 萬<0.1%00.0%不變–
CNSPCNS Pharmaceuticals, Inc.COM20,000$3.90 萬<0.1%+20,000新進歷史
TGBTrekor Metals LtdCOM19,595$4.10 萬<0.1%00.0%不變歷史
CRNTCeragon Networks LtdStock11,175$4.20 萬<0.1%+11,175新進歷史
SQFTPresidio Property Trust, Inc.COM CL A11,078$4.30 萬<0.1%+84+0.8%加碼歷史
AVTXAvalo Therapeutics, Inc.COM13,533$4.40 萬<0.1%+13,533新進歷史
PLGPlatinum Group Metals LtdCOM12,250$4.40 萬<0.1%+150+1.2%加碼歷史
Sierra Metals Inc82639W106COM14,646$4.40 萬<0.1%+14,646新進–
New York Mtg Tr Inc649604AD7NOTE 6.250% 1/145,000$4.50 萬<0.1%00.0%不變–
EZGOEZGO Technologies Ltd.SHS10,450$4.50 萬<0.1%+10,450新進歷史
PXLWPixelworks, IncCOM NEW13,523$4.60 萬<0.1%00.0%不變歷史
REIRing Energy, Inc.COM15,900$4.70 萬<0.1%−500−3.0%減碼歷史
Emx Rty Corp26873J107COM16,019$4.70 萬<0.1%00.0%不變–
KDMNKadmon Holdings, Inc.COM12,340$4.70 萬<0.1%−500−3.9%減碼歷史
ADMAAdma Biologics, Inc.COM30,010$4.80 萬<0.1%−20,344−40.4%減碼歷史
DAREDare Bioscience, Inc.COM25,875$4.80 萬<0.1%+9,250+55.6%加碼歷史
GNCAGenocea Biosciences, Inc.COM NEW20,705$4.80 萬<0.1%00.0%不變歷史
WATTEnergous CorpCOM17,142$4.90 萬<0.1%−4,964−22.5%減碼歷史
MRKRMarker Therapeutics, Inc.COM17,829$4.90 萬<0.1%+17,829新進歷史
CARMCarisma Therapeutics Inc.COM10,673$4.90 萬<0.1%−1,500−12.3%減碼歷史
EVGNEvogene Ltd.SHS14,723$5.00 萬<0.1%+300+2.1%加碼歷史
SEELSeelos Therapeutics, Inc.COM19,680$5.10 萬<0.1%+1,060+5.7%加碼歷史
AQMSAqua Metals, Inc.COM17,397$5.20 萬<0.1%+500+3.0%加碼歷史
TOONKartoon Studios, Inc.COM29,136$5.30 萬<0.1%+1,050+3.7%加碼歷史
GSATGlobalstar, Inc.COM31,645$5.60 萬<0.1%−10,818−25.5%減碼歷史
UBXUnity Biotechnology, Inc.COM12,197$5.60 萬<0.1%+12,197新進歷史
WPRTWestport Fuel Systems Inc.COM NEW10,807$5.70 萬<0.1%−4,900−31.2%減碼歷史
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B10,500$5.70 萬<0.1%+10,500新進歷史
EGIOEdgio, Inc.COM18,513$5.80 萬<0.1%00.0%不變歷史
AMPEAmpio Pharmaceuticals, Inc.COM35,626$5.90 萬<0.1%+582+1.7%加碼歷史
FST Tr New Opport MLP & Ene33739M100COM10,401$6.10 萬<0.1%+10,401新進–
OPTTOcean Power Technologies, Inc.COM NEW25,000$6.20 萬<0.1%+25,000新進歷史
CPRXCatalyst Pharmaceuticals, Inc.COM11,056$6.30 萬<0.1%00.0%不變歷史
SIGASiga Technologies IncCOM10,290$6.40 萬<0.1%00.0%不變歷史
CIGEnergy Co of Minas GeraisSP ADR N-V PFD26,947$6.40 萬<0.1%+4,077+17.8%加碼歷史
LXRXLexicon Pharmaceuticals, Inc.COM NEW14,169$6.50 萬<0.1%00.0%不變歷史
RGLSRegulus Therapeutics Inc.COM NEW80,000$6.50 萬<0.1%+60,000+300.0%加碼歷史
Transglobe Energy Corp893662106COM34,000$6.50 萬<0.1%00.0%不變–
YARWYarrow Bioscience, Inc.COM18,678$6.50 萬<0.1%00.0%不變歷史
ZYNEZynerba Pharmaceuticals, Inc.COM12,880$6.80 萬<0.1%+95+0.7%加碼歷史
DYAIDyadic International IncCOM19,512$7.00 萬<0.1%+19,512新進歷史
WMCWestern Asset Mortgage Capital CorpCOM21,753$7.00 萬<0.1%+80.0%加碼歷史
TTOOT2 Biosystems, Inc.COM61,510$7.30 萬<0.1%+2,250+3.8%加碼歷史
ADILAdial Pharmaceuticals, Inc.COM29,050$7.40 萬<0.1%+7,000+31.7%加碼歷史
ASMBAssembly Biosciences, Inc.COM19,299$7.40 萬<0.1%00.0%不變歷史
VTGNVistagen Therapeutics, Inc.COM NEW23,535$7.40 萬<0.1%+5,340+29.3%加碼歷史
KALAKALA BIO, Inc.COM14,321$7.50 萬<0.1%+1,155+8.8%加碼歷史
HMYHarmony Gold Mining Co LtdADR20,434$7.60 萬<0.1%−346−1.7%減碼歷史
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT13,908$7.60 萬<0.1%+7+0.1%加碼歷史
DAKTDaktronics IncCOM12,308$8.10 萬<0.1%00.0%不變歷史
WITWipro LtdSPON ADR 1 SH10,555$8.20 萬<0.1%−124−1.2%減碼歷史
NNBRNN IncCOM11,265$8.20 萬<0.1%00.0%不變歷史
IAGIamgold CorpCOM28,263$8.30 萬<0.1%00.0%不變歷史
ASXCAsensus Surgical, Inc.COM26,304$8.30 萬<0.1%−3,777−12.6%減碼歷史
SOLOElectrameccanica Vehicles Corp.COM NEW19,529$8.30 萬<0.1%−13,606−41.1%減碼歷史
NMTR9 Meters Biopharma, Inc.COM76,002$8.30 萬<0.1%+3,400+4.7%加碼歷史
Titan Med Inc88830X819COM NEW48,858$8.30 萬<0.1%+600+1.2%加碼–
CMUMFS High Yield Municipal TrustSH BEN INT17,686$8.40 萬<0.1%−6,413−26.6%減碼歷史
Golden Star Res Ltd Cda38119T807COM30,053$8.50 萬<0.1%00.0%不變–

2021 年第 1 季之後清倉（124 檔）

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 124 檔。

Commonwealth Equity Services, LLC 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
FS KKR Cap Corp II35952V303COM4,219,729$8,241 萬0.2%–
GW Pharmaceuticals PLC36197T103ADS22,517$488.3 萬<0.1%–
Aphria Inc03765K104COM259,231$476.2 萬<0.1%–
ProShares Tr74347B714SHORT QQQ NEW330,324$459.4 萬<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF102,355$311.2 萬<0.1%–
iShares Tr464288430ASIA 50 ETF27,150$250.2 萬<0.1%–
BSYBentley Systems IncCOM CL B42,399$198.9 萬<0.1%歷史
SNBRQSleep Number CorpCOM12,972$186.1 萬<0.1%歷史
IAC Interactivecorp New44891N109COM8,583$185.6 萬<0.1%–
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR58,945$157.3 萬<0.1%–
Colony Cap Inc New19626G108CL A COM202,816$131.4 萬<0.1%–
Varian Med Sys Inc92220P105COM7,394$130.5 萬<0.1%–
TCF Finl Corp872307103COM23,818$110.6 萬<0.1%–
COHUCohu IncCOM23,066$96.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V522RYMND JMS SB 116,260$94.0 萬<0.1%–
iShares Inc464286251JP MRG EM CRP BD16,860$87.6 萬<0.1%–
Flir Sys Inc302445101COM15,306$86.4 萬<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A48,976$83.9 萬<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B29,750$82.1 萬<0.1%–
AMBAAmbarella IncSHS7,836$78.6 萬<0.1%歷史
iShares Tr46436E7180-3 MTH TREASURY7,186$71.8 萬<0.1%–
Forest Road Acquisition Corp34619R102COM70,623$71.4 萬<0.1%–
Colony CR Real Estate Inc19625T101COM CL A77,761$66.2 萬<0.1%–
Star Peak Energy Transition855185104CL A24,264$64.4 萬<0.1%–
Western Asset Mun Def Opp Tr95768A109COM29,661$62.6 萬<0.1%–
COOPMaverick Merger Sub 2, LLCCOM16,244$56.4 萬<0.1%歷史
Global X FDS37954Y434GENOMIC BIOTECH23,077$51.8 萬<0.1%–
AMRCAmeresco, Inc.CL A10,620$51.6 萬<0.1%歷史
ROCKGibraltar Industries, Inc.COM4,969$45.4 萬<0.1%歷史
BlackRock Munienhanced FD IN09253Y100COM38,134$45.0 萬<0.1%–
MSGSMadison Square Garden Sports Corp.CL A2,479$44.4 萬<0.1%歷史
Inphi Corp45772F107COM2,425$43.2 萬<0.1%–
DQDaqo New Energy Corp.SPNSRD ADS NEW5,203$39.2 萬<0.1%歷史
Nic Inc62914B100COM11,274$38.2 萬<0.1%–
QTSQTS Realty Trust, Inc.COM CL A5,889$36.5 萬<0.1%歷史
WLLWhiting Holdings LLCCOM NEW9,967$35.3 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q613US AGGREGATE12,722$34.1 萬<0.1%–
CMBMFCambium Networks CorpSHS7,309$34.1 萬<0.1%歷史
iShares Tr46428865310-20 YR TRS ETF2,307$32.3 萬<0.1%–
RBNCReliant Bancorp, Inc.COM11,232$32.2 萬<0.1%歷史
Jaws Acquisition CorpG50744104SHS24,250$32.1 萬<0.1%–
SEMSelect Medical Holdings CorpCOM9,322$31.7 萬<0.1%歷史
BWFGBankwell Financial Group, Inc.COM11,759$31.6 萬<0.1%歷史
PLCEChildrens Place, Inc.COM4,530$31.5 萬<0.1%歷史
CMCOColumbus McKinnon CorpCOM5,771$30.4 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,588$30.3 萬<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,433$29.0 萬<0.1%–
Highcape Cap Acquisition Cor42984L105COM CL A24,305$28.9 萬<0.1%–
PEverpure, Inc.CL A13,248$28.5 萬<0.1%歷史
QTRXQuanterix CorpCOM4,750$27.7 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202627,435$27.7 萬<0.1%–
IRDMIridium Communications Inc.COM6,713$27.6 萬<0.1%歷史
Alpha Architect ETF Tr02072L201INTL QUAN VALUE9,332$26.9 萬<0.1%–
AGXArgan IncStock4,714$25.1 萬<0.1%歷史
Agf Invts Tr00110G408US MARKET NETRL14,636$25.0 萬<0.1%–
Northern LTS FD Tr IV66538H369INSPIRE FAITH MD8,610$25.0 萬<0.1%–
ONEM1Life Healthcare IncCOM6,341$24.7 萬<0.1%歷史
IBKRInteractive Brokers Group, Inc.Stock3,340$24.4 萬<0.1%歷史
VanEck ETF Trust92189F460CEF MUNI INCOME8,396$24.0 萬<0.1%–
TLNDTalend S.A.ADS3,762$23.9 萬<0.1%歷史
AXNXAxonics, Inc.COM3,984$23.8 萬<0.1%歷史
Goldman Sachs ETF Tr381430396JUST US LRG CP4,072$23.5 萬<0.1%–
First Tr Exch Traded FD III33739P707RIVR FRNT DYN3,149$23.1 萬<0.1%–
TNCTennant CoCOM2,879$23.0 萬<0.1%歷史
ENOVEnovis CORPCOM5,251$23.0 萬<0.1%歷史
LMNXLuminex CorpCOM7,207$22.9 萬<0.1%歷史
ETF Ser Solutions26922B204DEFIANCE NXT GN8,655$22.8 萬<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.7,282$22.7 萬<0.1%–
PCRXPacira BioSciences, Inc.COM3,229$22.6 萬<0.1%歷史
KYNBKyntra Bio, Inc.COM6,537$22.6 萬<0.1%歷史
PFPTProofpoint IncCOM1,785$22.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E123S&P SMLCP INDL2,379$22.3 萬<0.1%–
ARRYArray Technologies, Inc.COM SHS7,448$22.2 萬<0.1%歷史
ADCAgree Realty CorpCOM3,259$21.9 萬<0.1%歷史
ETF Managers Tr26924G805WEDBUSH ETFMG4,564$21.9 萬<0.1%–
MTS Sys Corp553777103COM3,704$21.5 萬<0.1%–
PJTPJT Partners Inc.COM CL A3,165$21.4 萬<0.1%歷史
SAFTSafety Insurance Group IncCOM2,537$21.3 萬<0.1%歷史
ALSumisho Air Lease CorpCL A4,334$21.2 萬<0.1%歷史
Textainer Group Holdings LtdG8766E109SHS7,425$21.2 萬<0.1%–
Voya Prime Rate Tr92913A100SH BEN INT44,374$20.5 萬<0.1%–
iShares Tr4642881253YRTB ETF2,493$20.3 萬<0.1%–
WisdomTree Tr97717W521JAPAN OPPOR FD4,474$20.1 萬<0.1%–
PRLBProto Labs IncCOM1,640$19.9 萬<0.1%歷史
BlackRock New York Mun Incom09249U105COM13,874$19.9 萬<0.1%–
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT20,000$19.6 萬<0.1%–
CLDRCloudera, Inc.COM16,092$19.5 萬<0.1%歷史
NSNuStar Energy L.P.UNIT COM11,420$19.5 萬<0.1%歷史
Rignet Inc766582100COM22,000$19.1 萬<0.1%–
Northern Genesis Acquisition66516T104COMMON STOCK11,701$19.0 萬<0.1%–
Thunder BRDG Acquistion II LG8857S116CL A SHS17,457$18.1 萬<0.1%–
CCIFCarlyle Credit Income FundSHS BEN INT17,312$17.8 萬<0.1%歷史
AUPHAurinia Pharmaceuticals Inc.COM13,578$17.6 萬<0.1%歷史
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT10,579$17.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS17,306$17.0 萬<0.1%歷史
Paysafe LtdG6964L115*W EXP 08/11/20236,046$15.6 萬<0.1%–
BlackRock New York Mun Incom09249R102COM10,251$15.5 萬<0.1%–
BlackRock Mass Tax-Exempt Tr09258E109SH BEN INT11,361$15.1 萬<0.1%–
UONEUrban One, Inc.CL A27,600$14.8 萬<0.1%歷史
GEOGeo Group IncCOM18,813$14.5 萬<0.1%歷史