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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 11, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
3,520
+124 vs. Q1 2021
Portfolio value
$39.4B
+$4.04B (+11.4%) vs. Q1 2021
Filed
Aug 11, 2021
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock12,093,858$1.66B4.2%+126,877+1.1%AddedHistory
MSFTMicrosoft CorpStock2,877,507$779.5M2.0%+63,509+2.3%AddedHistory
iShares Core S&P 500 ETF464287200ETF1,611,092$692.6M1.8%+61,211+3.9%Added–
AMZNAmazon Com IncStock196,793$677.0M1.7%+4,982+2.6%AddedHistory
Invesco QQQ Trust Series I46090E103ETF1,841,284$652.6M1.7%+87,197+5.0%Added–
Vanguard Ftse Developed Markets ETF921943858ETF12,384,728$638.1M1.6%+427,372+3.6%Added–
SPYSPDR S&P 500 ETF TrustETF1,473,011$630.5M1.6%+3,275+0.2%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF1,910,088$518.5M1.3%−17,382−0.9%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,108,524$469.8M1.2%+154,709+7.9%Added–
BRK.BBerkshire Hathaway IncStock1,379,699$383.4M1.0%+20,908+1.5%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF1,193,845$342.4M0.9%−8,766−0.7%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF2,144,609$332.0M0.8%−11,437−0.5%Reduced–
iShares Russell 1000 Value ETF464287598ETF2,010,707$318.9M0.8%+35,639+1.8%Added–
Vanguard S&P 500 ETF922908363ETF780,655$307.2M0.8%+42,559+5.8%Added–
iShares Core S&P Small Cap ETF464287804ETF2,698,436$304.9M0.8%+103,219+4.0%Added–
iShares Core Dividend Growth ETF46434V621ETF5,616,827$282.9M0.7%+345,774+6.6%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF5,051,569$274.4M0.7%+284,882+6.0%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF2,407,350$272.5M0.7%+59,528+2.5%Added–
Vanguard Morningstar Value ETF922908744ETF1,968,169$270.5M0.7%+91,366+4.9%Added–
JNJJohnson & JohnsonStock1,603,950$264.2M0.7%+29,059+1.8%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF3,489,336$256.9M0.7%−562,346−13.9%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF2,220,437$255.3M0.6%+84,521+4.0%Added–
GOOGAlphabet Inc.Stock84,943$240.4M0.6%+3,026+3.7%AddedHistory
GOOGLAlphabet Inc.Stock95,423$233.0M0.6%+3,133+3.4%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF2,775,483$228.0M0.6%+89,251+3.3%Added–
NVDANVIDIA CorpStock276,364$221.1M0.6%+4,932+1.8%AddedHistory
VZVerizon Communications IncStock3,907,513$218.9M0.6%+170,375+4.6%AddedHistory
JPMJPMorgan Chase & CoStock1,399,827$217.7M0.6%+23,837+1.7%AddedHistory
PGProcter & Gamble CoStock1,532,754$206.8M0.5%+84,776+5.9%AddedHistory
HDHome Depot, Inc.Stock631,228$201.3M0.5%+23,291+3.8%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF744,601$200.1M0.5%+26,733+3.7%Added–
VVisa Inc.Stock819,032$191.5M0.5%+21,475+2.7%AddedHistory
METAMeta Platforms, Inc.Stock549,972$191.2M0.5%+33,097+6.4%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS3,475,124$190.5M0.5%+137,564+4.1%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF781,820$185.6M0.5%+36,096+4.8%Added–
First Tr Exchange-Traded FD33734H106SHS4,656,511$185.2M0.5%−178,708−3.7%Reduced–
DISWalt Disney CoStock1,048,556$184.3M0.5%+41,561+4.1%AddedHistory
ARK Innovation ETF00214Q104ETF1,408,455$184.2M0.5%+137,067+10.8%Added–
iShares Tr464288414NATIONAL MUN ETF1,541,608$180.7M0.5%+62,629+4.2%Added–
iShares Tr464287630RUS 2000 VAL ETF1,060,548$175.8M0.4%+33,391+3.3%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF776,531$174.9M0.4%+59,156+8.2%Added–
iShares Tr464287150CORE S&P TTL STK1,728,636$170.7M0.4%+110,841+6.9%Added–
iShares S&P 500 Growth ETF464287309ETF2,334,063$169.8M0.4%−15,711−0.7%Reduced–
TSLATesla, Inc.Stock244,243$166.0M0.4%+10,757+4.6%AddedHistory
NEENextera Energy IncStock2,226,636$163.2M0.4%+116,146+5.5%AddedHistory
GLDSPDR Gold TrustETF982,610$162.7M0.4%+34,324+3.6%AddedHistory
PFEPfizer IncStock4,110,471$161.0M0.4%+157,678+4.0%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,144,758$156.2M0.4%+42,967+3.9%Added–
iShares Core MSCI Eafe ETF46432F842ETF2,058,057$154.1M0.4%+342,312+20.0%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,333,191$153.8M0.4%+69,024+5.5%Added–
TAT&T Inc.Stock5,296,283$152.4M0.4%−316,691−5.6%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT988,939$149.1M0.4%+138,460+16.3%Added–
XOMExxonMobil Holdings CorpCOM2,359,465$148.8M0.4%+10,419+0.4%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF469,126$146.2M0.4%+18,156+4.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF1,386,307$145.2M0.4%+73,476+5.6%Added–
Schwab US Dividend Equity ETF808524797ETF1,873,909$141.7M0.4%+248,277+15.3%Added–
SPDR Series Trust78464A763ST STR SP DIV1,122,376$137.2M0.3%+43,734+4.1%Added–
iShares Tr46435G425ESG AWR MSCI USA1,372,463$135.1M0.3%+99,792+7.8%Added–
ABBVAbbVie Inc.Stock1,178,233$132.7M0.3%+21,907+1.9%AddedHistory
Vanguard Total Bond Market ETF921937835ETF1,539,771$132.3M0.3%+104,149+7.3%Added–
iShares Russell 2000 ETF464287655ETF548,266$125.8M0.3%−11,241−2.0%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF719,708$124.8M0.3%−5,236−0.7%Reduced–
MCDMcDonalds CorpStock520,881$120.3M0.3%+20,647+4.1%AddedHistory
FSKFS KKR Capital CorpCOM5,577,528$120.0M0.3%+3,670,988+192.5%AddedHistory
WMTWalmart Inc.Stock841,477$118.7M0.3%+21,125+2.6%AddedHistory
iShares Tr46434V4070-5YR HI YL CP2,529,435$116.5M0.3%+80,936+3.3%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF873,070$116.0M0.3%−19,004−2.1%Reduced–
BACBank of America CorpStock2,784,598$114.8M0.3%+92,104+3.4%AddedHistory
COSTCostco Wholesale CorpStock283,625$112.2M0.3%+7,059+2.6%AddedHistory
iShares Tr46435G516ESG AW MSCI EAFE1,416,254$111.9M0.3%+158,568+12.6%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,780,720$108.5M0.3%−63,511−3.4%Reduced–
PEPPepsiCo IncStock730,900$108.3M0.3%+36,181+5.2%AddedHistory
CVXChevron CorpStock1,031,807$108.1M0.3%+47,927+4.9%AddedHistory
CSCOCisco Systems, Inc.Stock2,038,582$108.0M0.3%+109,463+5.7%AddedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,408,880$106.4M0.3%+21,520+1.6%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF718,403$106.1M0.3%+27,474+4.0%Added–
INTCIntel CorpStock1,865,084$104.7M0.3%+48,311+2.7%AddedHistory
IAUiShares Gold TrustETF3,079,431$103.8M0.3%+612,444+24.8%AddedConverted for a 1-for-2 splitHistory
BABoeing CoStock433,244$103.8M0.3%+22,625+5.5%AddedHistory
MRKMerck & Co., Inc.Stock1,330,001$103.4M0.3%+59,242+4.7%AddedHistory
WPCW. P. Carey Inc.COM1,327,867$99.1M0.3%−13,476−1.0%ReducedHistory
PYPLPayPal Holdings, Inc.Stock329,685$96.1M0.2%−3,513−1.1%ReducedHistory
iShares S&P 500 Value ETF464287408ETF615,804$90.9M0.2%+9,511+1.6%Added–
KOCoca Cola CoStock1,668,832$90.3M0.2%+16,990+1.0%AddedHistory
UPSUnited Parcel Service IncStock433,243$90.1M0.2%+18,655+4.5%AddedHistory
ABTAbbott LaboratoriesStock770,311$89.3M0.2%+69,924+10.0%AddedHistory
Vanguard Total International Bond ETF92203J407ETF1,548,025$88.4M0.2%+69,073+4.7%Added–
iShares Tr46432F388MSCI USA VALUE817,961$85.9M0.2%+158,490+24.0%Added–
CATCaterpillar IncStock390,486$85.0M0.2%+11,774+3.1%AddedHistory
Advisorshares Tr00768Y487DORSY FSM US2,268,976$84.2M0.2%+169,147+8.1%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF3,121,176$84.2M0.2%+3,121,176New–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF1,290,901$81.8M0.2%+76,742+6.3%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF470,188$81.7M0.2%+35,312+8.1%Added–
ProShares Tr74348A467S&P 500 DV ARIST900,761$81.6M0.2%+19,390+2.2%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF1,214,444$81.4M0.2%+143,302+13.4%Added–
BMYBristol Myers Squibb CoStock1,195,041$79.9M0.2%+46,899+4.1%AddedHistory
QCOMQualcomm IncStock558,562$79.8M0.2%+22,845+4.3%AddedHistory
SBUXStarbucks CorpStock710,521$79.4M0.2%+45,625+6.9%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF777,907$78.6M0.2%+5,942+0.8%Added–
MAMastercard IncStock214,869$78.4M0.2%+6,762+3.2%AddedHistory

Sold out since Q1 2021 (124)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 124 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM4,219,729$82.4M0.2%–
GW Pharmaceuticals PLC36197T103ADS22,517$4.88M<0.1%–
Aphria Inc03765K104COM259,231$4.76M<0.1%–
ProShares Tr74347B714SHORT QQQ NEW330,324$4.59M<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF102,355$3.11M<0.1%–
iShares Tr464288430ASIA 50 ETF27,150$2.50M<0.1%–
BSYBentley Systems IncCOM CL B42,399$1.99M<0.1%History
SNBRQSleep Number CorpCOM12,972$1.86M<0.1%History
IAC Interactivecorp New44891N109COM8,583$1.86M<0.1%–
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR58,945$1.57M<0.1%–
Colony Cap Inc New19626G108CL A COM202,816$1.31M<0.1%–
Varian Med Sys Inc92220P105COM7,394$1.30M<0.1%–
TCF Finl Corp872307103COM23,818$1.11M<0.1%–
COHUCohu IncCOM23,066$965.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 116,260$940.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD16,860$876.0K<0.1%–
Flir Sys Inc302445101COM15,306$864.0K<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A48,976$839.0K<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B29,750$821.0K<0.1%–
AMBAAmbarella IncSHS7,836$786.0K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY7,186$718.0K<0.1%–
Forest Road Acquisition Corp34619R102COM70,623$714.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A77,761$662.0K<0.1%–
Star Peak Energy Transition855185104CL A24,264$644.0K<0.1%–
Western Asset Mun Def Opp Tr95768A109COM29,661$626.0K<0.1%–
COOPMaverick Merger Sub 2, LLCCOM16,244$564.0K<0.1%History
Global X FDS37954Y434GENOMIC BIOTECH23,077$518.0K<0.1%–
AMRCAmeresco, Inc.CL A10,620$516.0K<0.1%History
ROCKGibraltar Industries, Inc.COM4,969$454.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM38,134$450.0K<0.1%–
MSGSMadison Square Garden Sports Corp.CL A2,479$444.0K<0.1%History
Inphi Corp45772F107COM2,425$432.0K<0.1%–
DQDaqo New Energy Corp.SPNSRD ADS NEW5,203$392.0K<0.1%History
Nic Inc62914B100COM11,274$382.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A5,889$365.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW9,967$353.0K<0.1%History
J P Morgan Exchange-Traded F46641Q613US AGGREGATE12,722$341.0K<0.1%–
CMBMFCambium Networks CorpSHS7,309$341.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,307$323.0K<0.1%–
RBNCReliant Bancorp, Inc.COM11,232$322.0K<0.1%History
Jaws Acquisition CorpG50744104SHS24,250$321.0K<0.1%–
SEMSelect Medical Holdings CorpCOM9,322$317.0K<0.1%History
BWFGBankwell Financial Group, Inc.COM11,759$316.0K<0.1%History
PLCEChildrens Place, Inc.COM4,530$315.0K<0.1%History
CMCOColumbus McKinnon CorpCOM5,771$304.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ2,588$303.0K<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,433$290.0K<0.1%–
Highcape Cap Acquisition Cor42984L105COM CL A24,305$289.0K<0.1%–
PEverpure, Inc.CL A13,248$285.0K<0.1%History
QTRXQuanterix CorpCOM4,750$277.0K<0.1%History
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202627,435$277.0K<0.1%–
IRDMIridium Communications Inc.COM6,713$276.0K<0.1%History
Alpha Architect ETF Tr02072L201INTL QUAN VALUE9,332$269.0K<0.1%–
AGXArgan IncStock4,714$251.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL14,636$250.0K<0.1%–
Northern LTS FD Tr IV66538H369INSPIRE FAITH MD8,610$250.0K<0.1%–
ONEM1Life Healthcare IncCOM6,341$247.0K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock3,340$244.0K<0.1%History
VanEck ETF Trust92189F460CEF MUNI INCOME8,396$240.0K<0.1%–
TLNDTalend S.A.ADS3,762$239.0K<0.1%History
AXNXAxonics, Inc.COM3,984$238.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP4,072$235.0K<0.1%–
First Tr Exch Traded FD III33739P707RIVR FRNT DYN3,149$231.0K<0.1%–
TNCTennant CoCOM2,879$230.0K<0.1%History
ENOVEnovis CORPCOM5,251$230.0K<0.1%History
LMNXLuminex CorpCOM7,207$229.0K<0.1%History
ETF Ser Solutions26922B204DEFIANCE NXT GN8,655$228.0K<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.7,282$227.0K<0.1%–
PCRXPacira BioSciences, Inc.COM3,229$226.0K<0.1%History
KYNBKyntra Bio, Inc.COM6,537$226.0K<0.1%History
PFPTProofpoint IncCOM1,785$224.0K<0.1%History
Invesco Exch Traded FD Tr II46138E123S&P SMLCP INDL2,379$223.0K<0.1%–
ARRYArray Technologies, Inc.COM SHS7,448$222.0K<0.1%History
ADCAgree Realty CorpCOM3,259$219.0K<0.1%History
ETF Managers Tr26924G805WEDBUSH ETFMG4,564$219.0K<0.1%–
MTS Sys Corp553777103COM3,704$215.0K<0.1%–
PJTPJT Partners Inc.COM CL A3,165$214.0K<0.1%History
SAFTSafety Insurance Group IncCOM2,537$213.0K<0.1%History
ALSumisho Air Lease CorpCL A4,334$212.0K<0.1%History
Textainer Group Holdings LtdG8766E109SHS7,425$212.0K<0.1%–
Voya Prime Rate Tr92913A100SH BEN INT44,374$205.0K<0.1%–
iShares Tr4642881253YRTB ETF2,493$203.0K<0.1%–
WisdomTree Tr97717W521JAPAN OPPOR FD4,474$201.0K<0.1%–
PRLBProto Labs IncCOM1,640$199.0K<0.1%History
BlackRock New York Mun Incom09249U105COM13,874$199.0K<0.1%–
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT20,000$196.0K<0.1%–
CLDRCloudera, Inc.COM16,092$195.0K<0.1%History
NSNuStar Energy L.P.UNIT COM11,420$195.0K<0.1%History
Rignet Inc766582100COM22,000$191.0K<0.1%–
Northern Genesis Acquisition66516T104COMMON STOCK11,701$190.0K<0.1%–
Thunder BRDG Acquistion II LG8857S116CL A SHS17,457$181.0K<0.1%–
CCIFCarlyle Credit Income FundSHS BEN INT17,312$178.0K<0.1%History
AUPHAurinia Pharmaceuticals Inc.COM13,578$176.0K<0.1%History
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT10,579$172.0K<0.1%–
SYSo-Young International Inc.SPONSORED ADS17,306$170.0K<0.1%History
Paysafe LtdG6964L115*W EXP 08/11/20236,046$156.0K<0.1%–
BlackRock New York Mun Incom09249R102COM10,251$155.0K<0.1%–
BlackRock Mass Tax-Exempt Tr09258E109SH BEN INT11,361$151.0K<0.1%–
UONEUrban One, Inc.CL A27,600$148.0K<0.1%History
GEOGeo Group IncCOM18,813$145.0K<0.1%History