Small Martin 的 Form 4 申報
BlackRock, Inc.BLK，2026/1/21 申報
- 申報編號
- 0002012383-26-000836
- 申報時間
- 2026/1/21
- 交易日
- 2026/1/16
- 申報延遲
- 5 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $3,168 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Small MartinCIK 0001966255 | 高階主管（財務長、資深董事總經理） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/1/16 | Common Stock | A公司授予取得 | +4,348 | $0.00 | $0 | 10,557.41 | 直接 | |
| 2026/1/16 | Common Stock | M行使選擇權取得 | +27,047 | $513.50 | +$13,888,634.5 | 37,604.41 | 直接 | |
| 2026/1/16 | Common Stock | S賣出處分 | −12,891 | $1,170.27F3 | −$15,085,950.57 | 24,713.41 | 直接 | |
| 2026/1/16 | Common Stock | S賣出處分 | −8,139 | $1,171.52F4 | −$9,535,001.28 | 16,574.41 | 直接 | |
| 2026/1/16 | Common Stock | S賣出處分 | −5,514 | $1,172.37F5 | −$6,464,448.18 | 11,060.41 | 直接 | |
| 2026/1/16 | Common Stock | S賣出處分 | −503 | $1,173.80F6 | −$590,421.4 | 10,557.41 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/1/16 | Common Stock | M行使選擇權處分 | −27,047 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $1,170.00 to $1,171.00. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $1,171.05 to $1,172.03. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $1,172.10 to $1,172.98. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $1,173.41 to $1,174.00. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。