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Small Martin's Form 4 filing

BlackRock, Inc.BLK · filed Jan 21, 2026

Accession no.
0002012383-26-000836
Filed
Jan 21, 2026
Trade date
Jan 16, 2026
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $31.7M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Small MartinCIK 0001966255Officer (CFO & Senior Managing Director)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 16, 2026Common StockAGrant or awardAcquired+4,348$0.00$010,557.41Direct
Jan 16, 2026Common StockMOption exerciseAcquired+27,047$513.50+$13,888,634.537,604.41Direct
Jan 16, 2026Common StockSSaleDisposed−12,891$1,170.27F3−$15,085,950.5724,713.41Direct
Jan 16, 2026Common StockSSaleDisposed−8,139$1,171.52F4−$9,535,001.2816,574.41Direct
Jan 16, 2026Common StockSSaleDisposed−5,514$1,172.37F5−$6,464,448.1811,060.41Direct
Jan 16, 2026Common StockSSaleDisposed−503$1,173.80F6−$590,421.410,557.41Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 16, 2026Common StockMOption exerciseDisposed−27,047$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This transaction was executed in multiple trades at prices ranging from $1,170.00 to $1,171.00. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $1,171.05 to $1,172.03. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $1,172.10 to $1,172.98. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $1,173.41 to $1,174.00. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)