Spice Adam C. 的 Form 4 申報
Rocket Lab Corp（RKLB），2026/5/28 申報
- 申報編號
- 0002001011-26-000077
- 申報時間
- 2026/5/28
- 交易日
- 2026/5/26
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $894.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Spice Adam C.CIK 0001509421 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/5/26 | Common Stock | S賣出處分 | −1,657 | $139.41F2 | −$231,002.37 | 1,044,136 | 直接 | |
| 2026/5/26 | Common Stock | S賣出處分 | −4,933 | $140.20F4 | −$691,606.6 | 1,039,203 | 直接 | |
| 2026/5/26 | Common Stock | S賣出處分 | −6,128 | $141.46F5 | −$866,866.88 | 1,033,075 | 直接 | |
| 2026/5/26 | Common Stock | S賣出處分 | −18,256 | $142.36F6 | −$2,598,924.16 | 1,014,819 | 直接 | |
| 2026/5/26 | Common Stock | S賣出處分 | −24,436 | $143.24F7 | −$3,500,212.64 | 990,383 | 直接 | |
| 2026/5/26 | Common Stock | S賣出處分 | −7,334 | $144.13F8 | −$1,057,049.42 | 983,049 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7700 to $139.7600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $139.8000 to $140.8000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $140.8200 to $141.8200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.8300 to $142.8300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.8400 to $143.8300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $143.8500 to $144.7600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
備註
On April 22, 2026, the reporting person contributed 250,000 shares to the SPICE 2026 RKLB GRAT (the "GRAT"), a grantor retained annuity trust for which the reporting person serves as both grantor and trustee. The Reporting Person retains an annuity interest in the GRAT for the trust term and maintains voting control over the shares held by the GRAT. The shares previously reported as directly held are now reported as indirectly held to reflect the Reporting Person's continued beneficial ownership through the GRAT.