Spice Adam C.'s Form 4 filing
Rocket Lab Corp (RKLB) · filed May 28, 2026
- Accession no.
- 0002001011-26-000077
- Filed
- May 28, 2026
- Trade date
- May 26, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $8.95M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spice Adam C.CIK 0001509421 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2026 | Common Stock | SSaleDisposed | −1,657 | $139.41F2 | −$231,002.37 | 1,044,136 | Direct | |
| May 26, 2026 | Common Stock | SSaleDisposed | −4,933 | $140.20F4 | −$691,606.6 | 1,039,203 | Direct | |
| May 26, 2026 | Common Stock | SSaleDisposed | −6,128 | $141.46F5 | −$866,866.88 | 1,033,075 | Direct | |
| May 26, 2026 | Common Stock | SSaleDisposed | −18,256 | $142.36F6 | −$2,598,924.16 | 1,014,819 | Direct | |
| May 26, 2026 | Common Stock | SSaleDisposed | −24,436 | $143.24F7 | −$3,500,212.64 | 990,383 | Direct | |
| May 26, 2026 | Common Stock | SSaleDisposed | −7,334 | $144.13F8 | −$1,057,049.42 | 983,049 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7700 to $139.7600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $139.8000 to $140.8000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $140.8200 to $141.8200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.8300 to $142.8300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.8400 to $143.8300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $143.8500 to $144.7600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
On April 22, 2026, the reporting person contributed 250,000 shares to the SPICE 2026 RKLB GRAT (the "GRAT"), a grantor retained annuity trust for which the reporting person serves as both grantor and trustee. The Reporting Person retains an annuity interest in the GRAT for the trust term and maintains voting control over the shares held by the GRAT. The shares previously reported as directly held are now reported as indirectly held to reflect the Reporting Person's continued beneficial ownership through the GRAT.