Nguyen Diane 的 Form 4 申報
D-Wave Quantum Inc.QBTS，2025/8/14 申報
- 申報編號
- 0001907982-25-000188
- 申報時間
- 2025/8/14
- 交易日
- 2025/8/13
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 8 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $125.9 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Nguyen DianeCIK 0001974777 | 高階主管（執行副總裁、法務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | F扣股繳稅處分 | −2,459 | $18.51 | −$45,516.09 | 601,602 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | S賣出處分 | −25,634 | $18.11F3 | −$464,231.74 | 575,968 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | M行使選擇權取得 | +27,668 | $0.91 | +$25,177.88 | 603,636 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | M行使選擇權取得 | +9,118 | $0.91 | +$8,297.38 | 612,754 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | M行使選擇權取得 | +2,224 | $0.92 | +$2,046.08 | 614,978 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | S賣出處分 | −39,010 | $18.18F4 | −$709,201.8 | 575,968 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | M行使選擇權取得 | +40,831 | $2.10 | +$85,745.1 | 616,799 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | S賣出處分 | −4,626 | $18.54F6 | −$85,766.04 | 612,173 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | M行使選擇權處分 | −27,668 | $0.91 | −$25,177.88 | 0 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | M行使選擇權處分 | −9,118 | $0.91 | −$8,297.38 | 0 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | M行使選擇權處分 | −2,224 | $0.92 | −$2,046.08 | 0 | 直接 | |
| 2025/8/13 | Common Stock, par value $0.0001 per share ("Common Stock") | M行使選擇權處分 | −40,831 | $2.10 | −$85,745.1 | 43,750 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $18.11 to $18.13, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $18.18 to $18.185, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $18.475 to $18.540, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.
表 I 有 1 筆交易的價格引用這則附註。