Skip to main content

Nguyen Diane's Form 4 filing

D-Wave Quantum Inc.QBTS · filed Aug 14, 2025

Accession no.
0001907982-25-000188
Filed
Aug 14, 2025
Trade date
Aug 13, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.26M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nguyen DianeCIK 0001974777Officer (EVP, Chief Legal Officer & GC)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")FTax withholdingDisposed−2,459$18.51−$45,516.09601,602Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")SSaleDisposed−25,634$18.11F3−$464,231.74575,968Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseAcquired+27,668$0.91+$25,177.88603,636Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseAcquired+9,118$0.91+$8,297.38612,754Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseAcquired+2,224$0.92+$2,046.08614,978Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")SSaleDisposed−39,010$18.18F4−$709,201.8575,968Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseAcquired+40,831$2.10+$85,745.1616,799Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")SSaleDisposed−4,626$18.54F6−$85,766.04612,173Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseDisposed−27,668$0.91−$25,177.880Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseDisposed−9,118$0.91−$8,297.380Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseDisposed−2,224$0.92−$2,046.080Direct
Aug 13, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseDisposed−40,831$2.10−$85,745.143,750Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $18.11 to $18.13, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F4

The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $18.18 to $18.185, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F6

The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $18.475 to $18.540, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)