Neville Patrick Sean 的 Form 4 申報

Circle Internet Group, Inc.（CRCL），2026/6/3 申報

申報編號: 0001876042-26-000179
申報時間: 2026/6/3
交易日: 2026/6/1
申報延遲: 2 天
10b5-1 計畫: 有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 6 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $375.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Neville Patrick SeanCIK 0002060511	董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2026/6/1	Class A Common Stock	C轉換取得	+30,000	–^F1	–	32,018	直接
2026/6/1	Class A Common Stock	S賣出處分	−14,228	$106.22^F3	−$1,511,298.16	17,790	直接
2026/6/1	Class A Common Stock	S賣出處分	−12,611	$107.34^F4	−$1,353,664.74	5,179	直接
2026/6/1	Class A Common Stock	S賣出處分	−3,161	$108.28^F5	−$342,273.08	2,018	直接
2026/6/1	Class A Common Stock	C轉換取得	+5,000	–^F1	–	5,000	間接
2026/6/1	Class A Common Stock	S賣出處分	−5,000	$108.75	−$543,750	0	間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2026/6/1	Class B Common Stock	M行使選擇權處分	−30,000	–^F1	–	1,879,073	直接
2026/6/1	Class A Common Stock	M行使選擇權取得	+30,000	–^F1	–	2,401,232	直接
2026/6/1	Class A Common Stock	C轉換處分	−30,000	–^F1	–	2,371,232	直接
2026/6/1	Class A Common Stock	C轉換處分	−5,000	–^F1	–	132,966	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

Each share of Class B common stock is convertible into Class A common stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B common stock will convert automatically into Class A common stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B common stock do not expire.

表 I 有 2 筆、表 II 有 4 筆交易的價格引用這則附註。

These shares were sold in multiple transactions at prices ranging from $105.77 to $106.74, inclusive. The weighted average sale price was $106.22. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

These shares were sold in multiple transactions at prices ranging from $106.86 to $107.64, inclusive. The weighted average sale price was $107.34. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

These shares were sold in multiple transactions at prices ranging from $108.00 to $108.76, inclusive. The weighted average sale price was $108.28. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）