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Neville Patrick Sean's Form 4 filing

Circle Internet Group, Inc. (CRCL) · filed Jun 3, 2026

Accession no.
0001876042-26-000179
Filed
Jun 3, 2026
Trade date
Jun 1, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.75M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Neville Patrick SeanCIK 0002060511Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2026Class A Common StockCConversionAcquired+30,000–F1–32,018Direct
Jun 1, 2026Class A Common StockSSaleDisposed−14,228$106.22F3−$1,511,298.1617,790Direct
Jun 1, 2026Class A Common StockSSaleDisposed−12,611$107.34F4−$1,353,664.745,179Direct
Jun 1, 2026Class A Common StockSSaleDisposed−3,161$108.28F5−$342,273.082,018Direct
Jun 1, 2026Class A Common StockCConversionAcquired+5,000–F1–5,000Indirect
Jun 1, 2026Class A Common StockSSaleDisposed−5,000$108.75−$543,7500Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 1, 2026Class B Common StockMOption exerciseDisposed−30,000–F1–1,879,073Direct
Jun 1, 2026Class A Common StockMOption exerciseAcquired+30,000–F1–2,401,232Direct
Jun 1, 2026Class A Common StockCConversionDisposed−30,000–F1–2,371,232Direct
Jun 1, 2026Class A Common StockCConversionDisposed−5,000–F1–132,966Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Class B common stock is convertible into Class A common stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B common stock will convert automatically into Class A common stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B common stock do not expire.

Referenced by the price of 2 transactions in Table I and 4 transactions in Table II.

F3

These shares were sold in multiple transactions at prices ranging from $105.77 to $106.74, inclusive. The weighted average sale price was $106.22. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

These shares were sold in multiple transactions at prices ranging from $106.86 to $107.64, inclusive. The weighted average sale price was $107.34. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F5

These shares were sold in multiple transactions at prices ranging from $108.00 to $108.76, inclusive. The weighted average sale price was $108.28. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)