Friedrichs Kristy 的 Form 4/A 修正申報
修正New Relic, Inc.（NEWR），2022/6/7 申報
- 申報編號
- 0001869545-22-000012
- 申報時間
- 2022/6/7
- 交易日
- 2022/5/15-5/16
- 申報延遲
- 23 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/5/17
這份申報列了 7 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $11.5 萬。交易後 23 天申報。
這份修正申報取代了 0001869545-22-000008（2022/5/17 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Friedrichs KristyCIK 0001869545 | 高階主管（營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/15 | Common Stock | M行使選擇權取得 | +1,511 | $0.00 | $0 | 11,891 | 直接 | |
| 2022/5/15 | Common Stock | M行使選擇權取得 | +1,688 | $0.00 | $0 | 13,579 | 直接 | |
| 2022/5/15 | Common Stock | M行使選擇權取得 | +236 | $0.00 | $0 | 13,815 | 直接 | |
| 2022/5/15 | Common Stock | M行使選擇權取得 | +374 | $0.00 | $0 | 14,189 | 直接 | |
| 2022/5/15 | Common Stock | M行使選擇權取得 | +1,177 | $0.00 | $0 | 15,366 | 直接 | |
| 2022/5/16 | Common Stock | S賣出處分 | −2,650 | $43.32F2 | −$114,798 | 12,716 | 直接 | |
| 2022/5/16 | Common Stock | S賣出處分 | −15 | $44.01F3 | −$660.15 | 12,701 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/15 | Common Stock | M行使選擇權處分 | −1,511 | $0.00 | $0 | 16,630 | 直接 | |
| 2022/5/15 | Common Stock | M行使選擇權處分 | −1,688 | $0.00 | $0 | 20,258 | 直接 | |
| 2022/5/15 | Common Stock | M行使選擇權處分 | −236 | $0.00 | $0 | 236 | 直接 | |
| 2022/5/15 | Common Stock | M行使選擇權處分 | −374 | $0.00 | $0 | 1,495 | 直接 | |
| 2022/5/15 | Common Stock | M行使選擇權處分 | −1,177 | $0.00 | $0 | 9,409 | 直接 | |
| 2022/5/16 | Common Stock | A公司授予取得 | +28,735 | $0.00 | $0 | 28,735 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F2
The shares were sold at prices ranging from $42.98 to $43.92. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The shares were sold at prices ranging from $44.00 to $44.18. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
1/16 of the units vest on each quarterly anniversary after February 15, 2021, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F5
1/16 of the units vest on each quarterly anniversary after May 15, 2021, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F6
1/16 of the units vest on each quarterly anniversary after August 15, 2018, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F7
1/16 of the units vest on each quarterly anniversary after May 15, 2019, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F8
1/16 of the units vest on each quarterly anniversary after May 15, 2020, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F9
Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2022 (the "2022 Vesting Start Date") until the third anniversary of the 2022 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
備註
This amendment to Form 4 is being filed solely to correct the amount reflected as vesting in Table I for the Reporting Person's May 15, 2020 RSU.