Friedrichs Kristy's Form 4/A amendment
AmendedNew Relic, Inc. (NEWR) · filed Jun 7, 2022
- Accession no.
- 0001869545-22-000012
- Filed
- Jun 7, 2022
- Trade date
- May 15-16, 2022
- Filing delay
- 23 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 17, 2022
This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $115.5K. It was filed 23 days after the trade.
This amendment replaces 0001869545-22-000008 (filed May 17, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedrichs KristyCIK 0001869545 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2022 | Common Stock | MOption exerciseAcquired | +1,511 | $0.00 | $0 | 11,891 | Direct | |
| May 15, 2022 | Common Stock | MOption exerciseAcquired | +1,688 | $0.00 | $0 | 13,579 | Direct | |
| May 15, 2022 | Common Stock | MOption exerciseAcquired | +236 | $0.00 | $0 | 13,815 | Direct | |
| May 15, 2022 | Common Stock | MOption exerciseAcquired | +374 | $0.00 | $0 | 14,189 | Direct | |
| May 15, 2022 | Common Stock | MOption exerciseAcquired | +1,177 | $0.00 | $0 | 15,366 | Direct | |
| May 16, 2022 | Common Stock | SSaleDisposed | −2,650 | $43.32F2 | −$114,798 | 12,716 | Direct | |
| May 16, 2022 | Common Stock | SSaleDisposed | −15 | $44.01F3 | −$660.15 | 12,701 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2022 | Common Stock | MOption exerciseDisposed | −1,511 | $0.00 | $0 | 16,630 | Direct | |
| May 15, 2022 | Common Stock | MOption exerciseDisposed | −1,688 | $0.00 | $0 | 20,258 | Direct | |
| May 15, 2022 | Common Stock | MOption exerciseDisposed | −236 | $0.00 | $0 | 236 | Direct | |
| May 15, 2022 | Common Stock | MOption exerciseDisposed | −374 | $0.00 | $0 | 1,495 | Direct | |
| May 15, 2022 | Common Stock | MOption exerciseDisposed | −1,177 | $0.00 | $0 | 9,409 | Direct | |
| May 16, 2022 | Common Stock | AGrant or awardAcquired | +28,735 | $0.00 | $0 | 28,735 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F2
The shares were sold at prices ranging from $42.98 to $43.92. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold at prices ranging from $44.00 to $44.18. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
1/16 of the units vest on each quarterly anniversary after February 15, 2021, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F5
1/16 of the units vest on each quarterly anniversary after May 15, 2021, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F6
1/16 of the units vest on each quarterly anniversary after August 15, 2018, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F7
1/16 of the units vest on each quarterly anniversary after May 15, 2019, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F8
1/16 of the units vest on each quarterly anniversary after May 15, 2020, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- F9
Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2022 (the "2022 Vesting Start Date") until the third anniversary of the 2022 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
Remarks
This amendment to Form 4 is being filed solely to correct the amount reflected as vesting in Table I for the Reporting Person's May 15, 2020 RSU.