Kuo Jeffrey Chuenhong 的 Form 4 申報
Brilliant Earth Group, Inc.（BRLT），2022/2/24 申報
- 申報編號
- 0001866757-22-000045
- 申報時間
- 2022/2/24
- 交易日
- 2022/2/22-2/24
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 30 筆非衍生性交易、9 筆衍生性交易。公開市場賣出合計 $136.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kuo Jeffrey ChuenhongCIK 0001881502 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/22 | Class A Common Stock | C轉換取得 | +56,255 | $0.00 | $0 | 143,974 | 直接 | |
| 2022/2/22 | Class A Common Stock | S賣出處分 | −38,257 | $9.96F2 | −$381,039.72 | 105,717 | 直接 | |
| 2022/2/22 | Class A Common Stock | S賣出處分 | −17,998 | $10.79F3 | −$194,198.42 | 87,719 | 直接 | |
| 2022/2/22 | Class B Common Stock | J其他處分 | −56,255 | $0.00 | $0 | 641,317 | 直接 | |
| 2022/2/22 | Class A Common Stock | C轉換取得 | +11,364 | $0.00 | $0 | 11,364 | 間接 | |
| 2022/2/22 | Class A Common Stock | S賣出處分 | −7,728 | $9.96F2 | −$76,970.88 | 3,636 | 間接 | |
| 2022/2/22 | Class A Common Stock | S賣出處分 | −3,636 | $10.79F3 | −$39,232.44 | 0 | 間接 | |
| 2022/2/22 | Class B Common Stock | J其他處分 | −11,364 | $0.00 | $0 | 124,539 | 間接 | |
| 2022/2/22 | Class A Common Stock | C轉換取得 | +11,364 | $0.00 | $0 | 11,364 | 間接 | |
| 2022/2/22 | Class A Common Stock | S賣出處分 | −7,728 | $9.96F2 | −$76,970.88 | 3,636 | 間接 | |
| 2022/2/22 | Class A Common Stock | S賣出處分 | −3,636 | $10.79F3 | −$39,232.44 | 0 | 間接 | |
| 2022/2/22 | Class B Common Stock | J其他處分 | −11,364 | $0.00 | $0 | 124,539 | 間接 | |
| 2022/2/23 | Class A Common Stock | C轉換取得 | +18,545 | $0.00 | $0 | 106,264 | 直接 | |
| 2022/2/23 | Class A Common Stock | S賣出處分 | −18,545 | $9.74F5 | −$180,628.3 | 87,719 | 直接 | |
| 2022/2/23 | Class B Common Stock | J其他處分 | −18,545 | $0.00 | $0 | 622,772 | 直接 | |
| 2022/2/23 | Class A Common Stock | C轉換取得 | +3,746 | $0.00 | $0 | 3,746 | 間接 | |
| 2022/2/23 | Class A Common Stock | S賣出處分 | −3,746 | $9.74F5 | −$36,486.04 | 0 | 間接 | |
| 2022/2/23 | Class B Common Stock | J其他處分 | −3,746 | $0.00 | $0 | 120,793 | 間接 | |
| 2022/2/23 | Class A Common Stock | C轉換取得 | +3,746 | $0.00 | $0 | 3,746 | 間接 | |
| 2022/2/23 | Class A Common Stock | S賣出處分 | −3,746 | $9.74F5 | −$36,486.04 | 0 | 間接 | |
| 2022/2/23 | Class B Common Stock | J其他處分 | −3,746 | $0.00 | $0 | 120,793 | 間接 | |
| 2022/2/24 | Class A Common Stock | C轉換取得 | +24,200 | $0.00 | $0 | 111,919 | 直接 | |
| 2022/2/24 | Class A Common Stock | S賣出處分 | −24,200 | $8.90F6 | −$215,380 | 87,719 | 直接 | |
| 2022/2/24 | Class B Common Stock | J其他處分 | −24,200 | $0.00 | $0 | 598,572 | 直接 | |
| 2022/2/24 | Class A Common Stock | C轉換取得 | +4,890 | $0.00 | $0 | 4,890 | 間接 | |
| 2022/2/24 | Class A Common Stock | S賣出處分 | −4,890 | $8.90F6 | −$43,521 | 0 | 間接 | |
| 2022/2/24 | Class B Common Stock | J其他處分 | −4,890 | $0.00 | $0 | 115,903 | 間接 | |
| 2022/2/24 | Class A Common Stock | C轉換取得 | +4,890 | $0.00 | $0 | 4,890 | 間接 | |
| 2022/2/24 | Class A Common Stock | S賣出處分 | −4,890 | $8.90F6 | −$43,521 | 0 | 間接 | |
| 2022/2/24 | Class B Common Stock | J其他處分 | −4,890 | $0.00 | $0 | 115,903 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/22 | Class A Common Stock | C轉換處分 | −56,255 | $0.00 | $0 | 641,317 | 直接 | |
| 2022/2/22 | Class A Common Stock | C轉換處分 | −11,364 | $0.00 | $0 | 124,539 | 間接 | |
| 2022/2/22 | Class A Common Stock | C轉換處分 | −11,364 | $0.00 | $0 | 124,539 | 間接 | |
| 2022/2/23 | Class A Common Stock | C轉換處分 | −18,545 | $0.00 | $0 | 622,772 | 直接 | |
| 2022/2/23 | Class A Common Stock | C轉換處分 | −3,746 | $0.00 | $0 | 120,793 | 間接 | |
| 2022/2/23 | Class A Common Stock | C轉換處分 | −3,746 | $0.00 | $0 | 120,793 | 間接 | |
| 2022/2/24 | Class A Common Stock | C轉換處分 | −24,200 | $0.00 | $0 | 598,572 | 直接 | |
| 2022/2/24 | Class A Common Stock | C轉換處分 | −4,890 | $0.00 | $0 | 115,903 | 間接 | |
| 2022/2/24 | Class A Common Stock | C轉換處分 | −4,890 | $0.00 | $0 | 115,903 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 3 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 3 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 3 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 3 筆交易的價格引用這則附註。