Kuo Jeffrey Chuenhong's Form 4 filing
Brilliant Earth Group, Inc. (BRLT) · filed Feb 24, 2022
- Accession no.
- 0001866757-22-000045
- Filed
- Feb 24, 2022
- Trade date
- Feb 22-24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 9 derivative transactions. Open-market sales total $1.36M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kuo Jeffrey ChuenhongCIK 0001881502 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Class A Common Stock | CConversionAcquired | +56,255 | $0.00 | $0 | 143,974 | Direct | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −38,257 | $9.96F2 | −$381,039.72 | 105,717 | Direct | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −17,998 | $10.79F3 | −$194,198.42 | 87,719 | Direct | |
| Feb 22, 2022 | Class B Common Stock | JOtherDisposed | −56,255 | $0.00 | $0 | 641,317 | Direct | |
| Feb 22, 2022 | Class A Common Stock | CConversionAcquired | +11,364 | $0.00 | $0 | 11,364 | Indirect | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −7,728 | $9.96F2 | −$76,970.88 | 3,636 | Indirect | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −3,636 | $10.79F3 | −$39,232.44 | 0 | Indirect | |
| Feb 22, 2022 | Class B Common Stock | JOtherDisposed | −11,364 | $0.00 | $0 | 124,539 | Indirect | |
| Feb 22, 2022 | Class A Common Stock | CConversionAcquired | +11,364 | $0.00 | $0 | 11,364 | Indirect | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −7,728 | $9.96F2 | −$76,970.88 | 3,636 | Indirect | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −3,636 | $10.79F3 | −$39,232.44 | 0 | Indirect | |
| Feb 22, 2022 | Class B Common Stock | JOtherDisposed | −11,364 | $0.00 | $0 | 124,539 | Indirect | |
| Feb 23, 2022 | Class A Common Stock | CConversionAcquired | +18,545 | $0.00 | $0 | 106,264 | Direct | |
| Feb 23, 2022 | Class A Common Stock | SSaleDisposed | −18,545 | $9.74F5 | −$180,628.3 | 87,719 | Direct | |
| Feb 23, 2022 | Class B Common Stock | JOtherDisposed | −18,545 | $0.00 | $0 | 622,772 | Direct | |
| Feb 23, 2022 | Class A Common Stock | CConversionAcquired | +3,746 | $0.00 | $0 | 3,746 | Indirect | |
| Feb 23, 2022 | Class A Common Stock | SSaleDisposed | −3,746 | $9.74F5 | −$36,486.04 | 0 | Indirect | |
| Feb 23, 2022 | Class B Common Stock | JOtherDisposed | −3,746 | $0.00 | $0 | 120,793 | Indirect | |
| Feb 23, 2022 | Class A Common Stock | CConversionAcquired | +3,746 | $0.00 | $0 | 3,746 | Indirect | |
| Feb 23, 2022 | Class A Common Stock | SSaleDisposed | −3,746 | $9.74F5 | −$36,486.04 | 0 | Indirect | |
| Feb 23, 2022 | Class B Common Stock | JOtherDisposed | −3,746 | $0.00 | $0 | 120,793 | Indirect | |
| Feb 24, 2022 | Class A Common Stock | CConversionAcquired | +24,200 | $0.00 | $0 | 111,919 | Direct | |
| Feb 24, 2022 | Class A Common Stock | SSaleDisposed | −24,200 | $8.90F6 | −$215,380 | 87,719 | Direct | |
| Feb 24, 2022 | Class B Common Stock | JOtherDisposed | −24,200 | $0.00 | $0 | 598,572 | Direct | |
| Feb 24, 2022 | Class A Common Stock | CConversionAcquired | +4,890 | $0.00 | $0 | 4,890 | Indirect | |
| Feb 24, 2022 | Class A Common Stock | SSaleDisposed | −4,890 | $8.90F6 | −$43,521 | 0 | Indirect | |
| Feb 24, 2022 | Class B Common Stock | JOtherDisposed | −4,890 | $0.00 | $0 | 115,903 | Indirect | |
| Feb 24, 2022 | Class A Common Stock | CConversionAcquired | +4,890 | $0.00 | $0 | 4,890 | Indirect | |
| Feb 24, 2022 | Class A Common Stock | SSaleDisposed | −4,890 | $8.90F6 | −$43,521 | 0 | Indirect | |
| Feb 24, 2022 | Class B Common Stock | JOtherDisposed | −4,890 | $0.00 | $0 | 115,903 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Class A Common Stock | CConversionDisposed | −56,255 | $0.00 | $0 | 641,317 | Direct | |
| Feb 22, 2022 | Class A Common Stock | CConversionDisposed | −11,364 | $0.00 | $0 | 124,539 | Indirect | |
| Feb 22, 2022 | Class A Common Stock | CConversionDisposed | −11,364 | $0.00 | $0 | 124,539 | Indirect | |
| Feb 23, 2022 | Class A Common Stock | CConversionDisposed | −18,545 | $0.00 | $0 | 622,772 | Direct | |
| Feb 23, 2022 | Class A Common Stock | CConversionDisposed | −3,746 | $0.00 | $0 | 120,793 | Indirect | |
| Feb 23, 2022 | Class A Common Stock | CConversionDisposed | −3,746 | $0.00 | $0 | 120,793 | Indirect | |
| Feb 24, 2022 | Class A Common Stock | CConversionDisposed | −24,200 | $0.00 | $0 | 598,572 | Direct | |
| Feb 24, 2022 | Class A Common Stock | CConversionDisposed | −4,890 | $0.00 | $0 | 115,903 | Indirect | |
| Feb 24, 2022 | Class A Common Stock | CConversionDisposed | −4,890 | $0.00 | $0 | 115,903 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 3 transactions in Table I.
- F3
This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 3 transactions in Table I.
- F5
This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 3 transactions in Table I.
- F6
This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 3 transactions in Table I.