Kennedy Susan P 的 Form 4/A 修正申報
修正Cadiz Inc（CDZI），2023/6/26 申報
- 申報編號
- 0001854939-23-000005
- 申報時間
- 2023/6/26
- 交易日
- 2022/12/14
- 申報延遲
- 194 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2022/12/14
這份申報列了 1 筆非衍生性交易。公開市場買進合計 $5.00 萬。交易後 194 天申報。
這份修正申報取代了 0001854939-22-000002（2022/12/14 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kennedy Susan PCIK 0001854939 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/14 | Common Stock | P買進取得 | +20,000 | $2.50 | +$50,000 | 95,950 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On December 14, 2022, the Reporting Person mistakenly filed a Form 4 reporting a purchase of 15,512 shares of common stock. The actual number of shares purchased was 20,000. This amendment is being filed in order to correct the number of shares purchased and the amount of shares beneficially owned by the Reporting Person following such purchase.
- F2
Previously reported.
- F3
Each performance right represents a contingent right to receive one share of the Issuer's common stock. 200,000 of the performance rights vest upon the Issuer's common stock achieving a market price of $7 per share; 150,000 vest upon the Issuer's common stock achieving a market price of $9 per share; 50,000 vest upon the Issuer's common stock achieving a market price of $11 per share, and 50,000 vest upon the Issuer's common stock achieving a market price of $13 per share. Performance rights are payable in the form of either cash or common stock registered under a stockholder approved equity incentive plan under which a sufficient number of shares of common stock then remains available for issuance.
- F4
The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested.