Kennedy Susan P's Form 4/A amendment
AmendedCadiz Inc (CDZI) · filed Jun 26, 2023
- Accession no.
- 0001854939-23-000005
- Filed
- Jun 26, 2023
- Trade date
- Dec 14, 2022
- Filing delay
- 194 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 14, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $50.0K. It was filed 194 days after the trade.
This amendment replaces 0001854939-22-000002 (filed Dec 14, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kennedy Susan PCIK 0001854939 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $2.50 | +$50,000 | 95,950 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 14, 2022, the Reporting Person mistakenly filed a Form 4 reporting a purchase of 15,512 shares of common stock. The actual number of shares purchased was 20,000. This amendment is being filed in order to correct the number of shares purchased and the amount of shares beneficially owned by the Reporting Person following such purchase.
- F2
Previously reported.
- F3
Each performance right represents a contingent right to receive one share of the Issuer's common stock. 200,000 of the performance rights vest upon the Issuer's common stock achieving a market price of $7 per share; 150,000 vest upon the Issuer's common stock achieving a market price of $9 per share; 50,000 vest upon the Issuer's common stock achieving a market price of $11 per share, and 50,000 vest upon the Issuer's common stock achieving a market price of $13 per share. Performance rights are payable in the form of either cash or common stock registered under a stockholder approved equity incentive plan under which a sufficient number of shares of common stock then remains available for issuance.
- F4
The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested.