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Mat Ishbia 的 Form 4 申報

UWM Holdings Corp(UWMC),2025/10/16 申報

申報編號
0001841794-25-000089
申報時間
2025/10/16 19:54 ET
交易日
2025/10/15-10/16
申報延遲
1 天
10b5-1 計畫
有勾選

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $635.1 萬。交易後 1 天申報。

這份申報後來被修正申報 0001841794-25-000104(2025/11/5)取代,網站的交易表改用修正後的版本。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mat IshbiaCIK 0001841794董事、高階主管(總裁、執行長)、持股 10% 以上大股東
SFS Holding CorpCIK 0001842002持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/10/15Class A Common StockC轉換取得+6,800,000–F1–8,377,952間接
2025/10/15Class A Common StockS賣出處分−596,356$5.39F4−$3,214,358.847,781,596間接
2025/10/16Class A Common StockS賣出處分−596,356$5.26F5−$3,136,832.567,185,240間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

表 I 有 1 筆交易的價格引用這則附註。

F4

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.32 to $5.59 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F5

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.19 to $5.29 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)