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Mat Ishbia's Form 4 filing

UWM Holdings Corp (UWMC) · filed Oct 16, 2025

Accession no.
0001841794-25-000089
Filed
Oct 16, 2025, 7:54 PM ET
Trade date
Oct 15-16, 2025
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market sales total $6.35M. It was filed 1 day after the trade.

This filing was later replaced by the amendment 0001841794-25-000104 (Nov 5, 2025). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mat IshbiaCIK 0001841794Director, Officer (President and CEO), 10% Owner
SFS Holding CorpCIK 000184200210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 15, 2025Class A Common StockCConversionAcquired+6,800,000–F1–8,377,952Indirect
Oct 15, 2025Class A Common StockSSaleDisposed−596,356$5.39F4−$3,214,358.847,781,596Indirect
Oct 16, 2025Class A Common StockSSaleDisposed−596,356$5.26F5−$3,136,832.567,185,240Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.32 to $5.59 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.19 to $5.29 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)