Romano Kathryn 的 Form 4 申報
Krystal Biotech, Inc.（KRYS），2023/5/23 申報
- 申報編號
- 0001801385-23-000004
- 申報時間
- 2023/5/23
- 交易日
- 2023/5/19-5/22
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 17 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $542.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Romano KathrynCIK 0001801385 | 高階主管（會計主管） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/19 | Common Stock | M行使選擇權取得 | +12,500 | $52.26 | +$653,250 | 28,484 | 直接 | |
| 2023/5/19 | Common Stock | S賣出處分 | −12,500 | $95.05F2 | −$1,188,125 | 15,984 | 直接 | |
| 2023/5/19 | Common Stock | M行使選擇權取得 | +12,500 | $52.26 | +$653,250 | 28,484 | 直接 | |
| 2023/5/19 | Common Stock | S賣出處分 | −12,500 | $95.04F2 | −$1,188,000 | 15,984 | 直接 | |
| 2023/5/19 | Common Stock | S賣出處分 | −3,428 | $95.08F2 | −$325,934.24 | 12,556 | 直接 | |
| 2023/5/22 | Common Stock | M行使選擇權取得 | +2,521 | $52.26 | +$131,747.46 | 15,077 | 直接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −2,521 | $105.80F5 | −$266,721.8 | 12,556 | 直接 | |
| 2023/5/22 | Common Stock | M行使選擇權取得 | +2,570 | $52.26 | +$134,308.2 | 15,126 | 直接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −2,570 | $106.81F6 | −$274,501.7 | 12,556 | 直接 | |
| 2023/5/22 | Common Stock | M行使選擇權取得 | +1,300 | $52.26 | +$67,938 | 13,856 | 直接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −1,300 | $107.88F7 | −$140,244 | 12,556 | 直接 | |
| 2023/5/22 | Common Stock | M行使選擇權取得 | +2,955 | $52.26 | +$154,428.3 | 15,511 | 直接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −2,955 | $109.17F8 | −$322,597.35 | 12,556 | 直接 | |
| 2023/5/22 | Common Stock | M行使選擇權取得 | +3,154 | $52.26 | +$164,828.04 | 15,710 | 直接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −3,154 | $109.99F9 | −$346,908.46 | 12,556 | 直接 | |
| 2023/5/22 | Common Stock | M行使選擇權取得 | +12,500 | $63.55 | +$794,375 | 25,056 | 直接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −12,500 | $110.00F11 | −$1,375,000 | 12,556 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/19 | Common Stock | M行使選擇權處分 | −12,500 | $0.00 | $0 | 37,500 | 直接 | |
| 2023/5/19 | Common Stock | M行使選擇權處分 | −12,500 | $0.00 | $0 | 25,000 | 直接 | |
| 2023/5/22 | Common Stock | M行使選擇權處分 | −12,500 | $0.00 | $0 | 12,500 | 直接 | |
| 2023/5/22 | Common Stock | M行使選擇權處分 | −12,500 | $0.00 | $0 | 37,500 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades ranging from $95.0000 to $95.3800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 3 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades ranging from $105.3400 to $106.3100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades ranging from $106.3700 to $107.0300. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades ranging from $107.6900 to $108.4200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades ranging from $108.9000 to $109.5500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades ranging from $109.9700 to $110.0000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in a single trade.
表 I 有 1 筆交易的價格引用這則附註。