Romano Kathryn's Form 4 filing
Krystal Biotech, Inc. (KRYS) · filed May 23, 2023
- Accession no.
- 0001801385-23-000004
- Filed
- May 23, 2023
- Trade date
- May 19-22, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 17 non-derivative transactions and 4 derivative transactions. Open-market sales total $5.43M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Romano KathrynCIK 0001801385 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +12,500 | $52.26 | +$653,250 | 28,484 | Direct | |
| May 19, 2023 | Common Stock | SSaleDisposed | −12,500 | $95.05F2 | −$1,188,125 | 15,984 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +12,500 | $52.26 | +$653,250 | 28,484 | Direct | |
| May 19, 2023 | Common Stock | SSaleDisposed | −12,500 | $95.04F2 | −$1,188,000 | 15,984 | Direct | |
| May 19, 2023 | Common Stock | SSaleDisposed | −3,428 | $95.08F2 | −$325,934.24 | 12,556 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +2,521 | $52.26 | +$131,747.46 | 15,077 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −2,521 | $105.80F5 | −$266,721.8 | 12,556 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +2,570 | $52.26 | +$134,308.2 | 15,126 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −2,570 | $106.81F6 | −$274,501.7 | 12,556 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +1,300 | $52.26 | +$67,938 | 13,856 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −1,300 | $107.88F7 | −$140,244 | 12,556 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +2,955 | $52.26 | +$154,428.3 | 15,511 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −2,955 | $109.17F8 | −$322,597.35 | 12,556 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +3,154 | $52.26 | +$164,828.04 | 15,710 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −3,154 | $109.99F9 | −$346,908.46 | 12,556 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +12,500 | $63.55 | +$794,375 | 25,056 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −12,500 | $110.00F11 | −$1,375,000 | 12,556 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 37,500 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 25,000 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 12,500 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 37,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades ranging from $95.0000 to $95.3800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 3 transactions in Table I.
- F5
The transaction was executed in multiple trades ranging from $105.3400 to $106.3100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades ranging from $106.3700 to $107.0300. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades ranging from $107.6900 to $108.4200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades ranging from $108.9000 to $109.5500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades ranging from $109.9700 to $110.0000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in a single trade.
Referenced by the price of 1 transaction in Table I.