Hays Joseph Christopher 的 Form 4/A 修正申報
修正ZoomInfo Technologies Inc.（GTM），2022/11/7 申報
- 申報編號
- 0001794515-22-000175
- 申報時間
- 2022/11/7
- 交易日
- 2022/9/1
- 申報延遲
- 67 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/9/6
這份申報列了 2 筆非衍生性交易。沿用原件裡沒有重述的 10 筆交易。公開市場賣出合計 $99.2 萬。交易後 67 天申報。
這份修正申報重述了 0001794515-22-000155（2022/9/6 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hays Joseph ChristopherCIK 0001813655 | 高階主管（總裁、營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/1 | Common Stock | F扣股繳稅處分 | −185 | $45.42 | −$8,402.7 | 620,293 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −1,825 | $42.35F5 | −$77,288.75 | 618,468 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001794515-22-000155（2022/9/6 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/1 | Common Stock | M行使選擇權取得 | +5,318 | –F1 | – | 620,009 | 直接 | |
| 2022/9/1 | Common Stock | M行使選擇權取得 | +469 | –F3 | – | 620,478 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −12,841 | $42.15F8 | −$541,248.15 | 603,860 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −4,908 | $42.88F9 | −$210,455.04 | 598,952 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −1,100 | $44.28F10 | −$48,708 | 597,852 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −200 | $44.79F11 | −$8,958 | 597,652 | 直接 | |
| 2022/9/2 | Common Stock | S賣出處分 | −2,226 | $41.50F12 | −$92,379 | 595,426 | 直接 | |
| 2022/9/2 | Common Stock | S賣出處分 | −300 | $42.67F13 | −$12,801 | 595,126 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/1 | Common Stock | M行使選擇權處分 | −5,318 | $0.00 | $0 | 0 | 直接 | |
| 2022/9/1 | Common Stock | M行使選擇權處分 | −469 | $0.00 | $0 | 4,688 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
Reflects LLC Units of HSKB Funds, LLC ("HSKB Units") that upon vesting settled into shares of Common Stock on a one-for-one basis.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects an original amount of 255,124 HSKB Units of which 101,297 vested on December 5, 2020, 42,208 vested on December 14, 2020 and the remaining unvested portion vests in twenty-one equal monthly installments beginning on January 1, 2021, subject to accelerated vesting upon certain change in control events and other vesting conditions.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.57 to $42.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.57 to $43.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.73 to $44.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $44.78 to $44.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.335 to $42.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.59 to $42.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Phantom Units reported herein.
- F2
The original Form 4, filed on September 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 reported that 284 shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of HSKB Phantom Units reported therein when 185 shares were actually withheld. As a result of this administrative error, the number of shares beneficially owned by the Reporting Person following the corrected transaction reflects a corresponding increase in the number of shares reported as beneficially owned by the Reporting Person as of the time of the transaction.
- F3
Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Units reported herein.
- F4
The original Form 4, filed on September 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 reported that 3,493 shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of HSKB Units reported therein when 1,825 shares were actually withheld. As a result of this administrative error, the number of shares beneficially owned by the Reporting Person following the corrected transaction reflects a corresponding increase in the number of shares reported as beneficially owned by the Reporting Person as of the time of the transaction.
- F5
The price reported in Column 4 is a weighted average price, calculated as set forth in the original Form 4, filed on September 6, 2022.
表 I 有 1 筆交易的價格引用這則附註。